Principal Securities, Inc.

13F filer · CIK 0000012600

Reported Aug 4, 2026

Net buyer this quarter

13F portfolio value$8.31BU.S. long equity reported on 13F

Positions828100 new · 37 closed

Net flow last quarter+$189MBuys minus sells

Top 10 positions weight10.9%Concentration

Holdings

13F · last 4 quarters free

Scroll for earlier quarters

Company	Value	% of portfolio	% of company	POSITION CHANGE qoq %	First reported
Q2 2026Reported Aug 4, 2026828 positions
LCAPOld QVC Group, Inc.	$192M	2.32%	Not reported	+20.4%	Q2 2025
IGTeligent, Inc.	$133M	1.60%	6.94%	+32.7%	Q4 2023
NVDANvidia Corp	$102M	1.23%	0.00%	+6.6%	Q4 2023
AAPLApple Inc.	$97.4M	1.17%	0.00%	+6.8%	Q4 2023
MSFTMicrosoft Corp	$87.2M	1.05%	0.00%	+4.4%	Q4 2023
AMZNAmazon Com Inc	$82.9M	1.00%	0.00%	+2.6%	Q4 2023
GOOGLAlphabet Inc.	$69.4M	0.84%	0.00%	-0.3%	Q4 2023
AVGOBroadcom Inc.	$48.5M	0.58%	0.00%	+1.7%	Q4 2023
IDEVEndo Pharmaceuticals Solutions Inc.	$47.8M	0.58%	Not reported	+8.1%	Q4 2023
GOOGAlphabet Inc.	$47.5M	0.57%	Not reported	+2.9%	Q4 2023
METAMeta Platforms, Inc.	$43M	0.52%	Not reported	+6.2%	Q4 2023
QQQInvesco QQQ Trust, Series 1	$41.1M	0.50%	Not reported	+19.4%	Q4 2023
JPMJPMorgan Chase & Co	$34.9M	0.42%	0.00%	+3.9%	Q4 2023
TSMTaiwan Semiconductor Manufacturing Co Ltd	$34.7M	0.42%	0.00%	+2.3%	Q4 2023
SPYSPDR S&P 500 ETF Trust	$30.4M	0.37%	Not reported	+43.9%	Q4 2023
VVisa Inc.	$30M	0.36%	0.00%	+8.8%	Q4 2023
LLYELI LILLY & Co	$28.7M	0.35%	0.00%	+3.2%	Q4 2023
BRK.BBerkshire Hathaway Inc	$28.1M	0.34%	Not reported	+4.8%	Q4 2023
MUMicron Technology Inc	$25.6M	0.31%	0.00%	+20.0%	Q4 2023
AMATApplied Materials Inc	$25.2M	0.30%	0.00%	-14.8%	Q4 2023
CATCaterpillar Inc	$20.8M	0.25%	0.00%	+0.6%	Q4 2023
LRCXLam Research Corp	$20.5M	0.25%	0.00%	+0.5%	Q4 2023
TSLATesla, Inc.	$20.3M	0.24%	0.00%	+2.6%	Q4 2023
AMDAdvanced Micro Devices Inc	$19.6M	0.24%	0.00%	+2.2%	Q4 2023
SMHMarket Vectors ETF Trust	$19.6M	0.24%	Not reported	+2.2%	Q4 2023
MAMastercard Inc	$18.3M	0.22%	0.00%	+9.9%	Q4 2023
JNJJohnson & Johnson	$17.9M	0.22%	0.00%	+6.2%	Q4 2023
KLACKla Corp	$17.8M	0.21%	0.00%	+4.7%	Q4 2023
PMPhilip Morris International Inc.	$16.1M	0.19%	0.01%	+8.2%	Q4 2023
ETYEaton Vance Tax-Managed Diversified Equity Income Fund	$15.7M	0.19%	Not reported	-3.7%	Q4 2023
GIGLGiggles N' Hugs, Inc.	$15.6M	0.19%	0.18%	New	Q2 2026
XOMExxonMobil Holdings Corp	$15.6M	0.19%	0.00%	+4.3%	Q4 2023
WMTWalmart Inc.	$14.3M	0.17%	0.00%	-3.4%	Q4 2023
INTCIntel Corp	$14.1M	0.17%	0.00%	+11.7%	Q4 2023
CVXChevron Corp	$12.7M	0.15%	0.00%	+4.0%	Q4 2023
UNHUnitedhealth Group Inc	$12.6M	0.15%	0.00%	+19.2%	Q4 2023
SCHWSchwab Charles Corp	$12.5M	0.15%	0.01%	-1.3%	Q4 2023
CSCOCisco Systems, Inc.	$12.3M	0.15%	0.00%	-6.7%	Q4 2023
HDHome Depot, Inc.	$12.2M	0.15%	0.00%	-5.2%	Q4 2023
AIQAlliance HealthCare Services, Inc	$11.8M	0.14%	1.66%	+0.4%	Q4 2023
RTXRTX Corp	$11.7M	0.14%	0.00%	-3.3%	Q4 2023
KOCoca Cola Co	$11.7M	0.14%	0.00%	+3.2%	Q4 2023
PFGPrincipal Financial Group Inc	$11.4M	0.14%	0.05%	+0.8%	Q4 2023
BKNGBooking Holdings Inc.	$11.3M	0.14%	0.01%	+3.6%	Q4 2023
ABBVAbbVie Inc.	$11.3M	0.14%	0.00%	-23.3%	Q4 2023
COSTCostco Wholesale Corp	$11.3M	0.14%	0.00%	+6.9%	Q4 2023
WFCWells Fargo & Company	$10.6M	0.13%	0.00%	-4.0%	Q4 2023
FNDFSchwab Strategic Trust	$10.2M	0.12%	Not reported	-15.6%	Q4 2023
TJXTJX Companies Inc	$9.97M	0.12%	0.01%	-0.1%	Q4 2023
GSGoldman Sachs Group Inc	$9.91M	0.12%	0.00%	-5.0%	Q4 2023

Q1 2026Reported May 13, 2026763 positions
LCAPOld QVC Group, Inc.	$140M	2.05%	Not reported	+64.0%	Q2 2025
IGTeligent, Inc.	$100M	1.47%	5.23%	+16.7%	Q4 2023
NVDANvidia Corp	$83.8M	1.23%	0.00%	+12.7%	Q4 2023
MSFTMicrosoft Corp	$82.9M	1.22%	0.00%	+10.6%	Q4 2023
AAPLApple Inc.	$79.9M	1.17%	0.00%	+8.7%	Q4 2023
AMZNAmazon Com Inc	$70.6M	1.04%	0.00%	+4.8%	Q4 2023
GOOGLAlphabet Inc.	$56M	0.82%	0.00%	+1.2%	Q4 2023
IDEVEndo Pharmaceuticals Solutions Inc.	$41.5M	0.61%	Not reported	-2.0%	Q4 2023
METAMeta Platforms, Inc.	$41.2M	0.60%	Not reported	+5.8%	Q4 2023
AVGOBroadcom Inc.	$39.1M	0.57%	0.00%	+11.3%	Q4 2023
GOOGAlphabet Inc.	$37.4M	0.55%	Not reported	+6.7%	Q4 2023
JPMJPMorgan Chase & Co	$30.2M	0.44%	0.00%	+5.8%	Q4 2023
QQQInvesco QQQ Trust, Series 1	$27M	0.40%	Not reported	+5.0%	Q4 2023
BRK.BBerkshire Hathaway Inc	$25.7M	0.38%	Not reported	+8.9%	Q4 2023
VVisa Inc.	$24.3M	0.36%	0.00%	+7.3%	Q4 2023
TSMTaiwan Semiconductor Manufacturing Co Ltd	$24M	0.35%	0.00%	-6.7%	Q4 2023
LLYELI LILLY & Co	$21.3M	0.31%	0.00%	+8.7%	Q4 2023
XOMExxonMobil Holdings Corp	$18.5M	0.27%	0.00%	+0.1%	Q4 2023
SPYSPDR S&P 500 ETF Trust	$18.4M	0.27%	Not reported	+17.2%	Q4 2023
TSLATesla, Inc.	$17.5M	0.26%	0.00%	+13.8%	Q4 2023
JNJJohnson & Johnson	$16.2M	0.24%	0.00%	+6.2%	Q4 2023
WMTWalmart Inc.	$16.2M	0.24%	0.00%	-2.8%	Q4 2023
MAMastercard Inc	$16.2M	0.24%	0.00%	+8.7%	Q4 2023
ETYEaton Vance Tax-Managed Diversified Equity Income Fund	$15.5M	0.23%	Not reported	-1.2%	Q4 2023
CVXChevron Corp	$15.2M	0.22%	0.00%	+5.3%	Q4 2023
AMATApplied Materials Inc	$14M	0.21%	0.01%	+0.4%	Q4 2023
CATCaterpillar Inc	$13.8M	0.20%	0.00%	-8.3%	Q4 2023
PMPhilip Morris International Inc.	$13.6M	0.20%	0.01%	+8.1%	Q4 2023
SCHWSchwab Charles Corp	$12.9M	0.19%	0.01%	+1.0%	Q4 2023
ABBVAbbVie Inc.	$12.7M	0.19%	0.00%	-9.4%	Q4 2023
RTXRTX Corp	$12.3M	0.18%	0.00%	+0.9%	Q4 2023
HDHome Depot, Inc.	$12M	0.18%	0.00%	+24.4%	Q4 2023
COSTCostco Wholesale Corp	$11.2M	0.16%	0.00%	-5.6%	Q4 2023
FNDFSchwab Strategic Trust	$11.2M	0.16%	Not reported	+22.8%	Q4 2023
SMHMarket Vectors ETF Trust	$11.2M	0.16%	Not reported	-12.0%	Q4 2023
WFCWells Fargo & Company	$10.6M	0.16%	0.00%	-9.6%	Q4 2023
KOCoca Cola Co	$10.6M	0.16%	0.00%	+0.8%	Q4 2023
TJXTJX Companies Inc	$10.5M	0.15%	0.01%	+8.9%	Q4 2023
BKNGBooking Holdings Inc.	$10.3M	0.15%	0.01%	+9.8%	Q4 2023
NFLXNetflix Inc	$10.2M	0.15%	0.00%	+9.3%	Q4 2023
LRCXLam Research Corp	$10.1M	0.15%	0.00%	-21.9%	Q4 2023
PFGPrincipal Financial Group Inc	$9.46M	0.14%	0.05%	+505.4%	Q4 2023
PLTRPalantir Technologies Inc.	$9.24M	0.14%	0.00%	+11.5%	Q4 2023
VYMDelaware Investments Minnesota Municipal Income Fund III Inc	$8.88M	0.13%	Not reported	-1.6%	Q4 2023
VZVerizon Communications Inc	$8.81M	0.13%	0.00%	+9.1%	Q4 2023
MRKMerck & Co., Inc.	$8.74M	0.13%	0.00%	+28.7%	Q4 2023
GSGoldman Sachs Group Inc	$8.73M	0.13%	0.00%	-6.5%	Q4 2023
CSCOCisco Systems, Inc.	$8.72M	0.13%	0.00%	-0.9%	Q4 2023
GLDSPDR Gold Trust	$8.69M	0.13%	0.01%	+13.5%	Q4 2023
ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund	$8.42M	0.12%	Not reported	-4.3%	Q4 2023

Q4 2025Reported Feb 12, 2026750 positions
MSFTMicrosoft Corp	$97.9M	1.51%	0.00%	+5.6%	Q4 2023
IGTeligent, Inc.	$86.9M	1.34%	4.48%	+33.8%	Q4 2023
LCAPOld QVC Group, Inc.	$86.8M	1.34%	Not reported	+265.9%	Q2 2025
NVDANvidia Corp	$79.5M	1.23%	0.00%	+9.8%	Q4 2023
AAPLApple Inc.	$78.8M	1.22%	0.00%	+10.5%	Q4 2023
AMZNAmazon Com Inc	$74.6M	1.15%	0.00%	+2.5%	Q4 2023
GOOGLAlphabet Inc.	$60.3M	0.93%	0.00%	-1.3%	Q4 2023
METAMeta Platforms, Inc.	$44.9M	0.69%	Not reported	+5.5%	Q4 2023
IDEVEndo Pharmaceuticals Solutions Inc.	$41.8M	0.64%	Not reported	+6.4%	Q4 2023
AVGOBroadcom Inc.	$39.2M	0.61%	0.00%	+6.5%	Q4 2023
GOOGAlphabet Inc.	$38.4M	0.59%	Not reported	+10.4%	Q4 2023
JPMJPMorgan Chase & Co	$31.2M	0.48%	0.00%	+5.4%	Q4 2023
QQQInvesco QQQ Trust, Series 1	$27.4M	0.42%	Not reported	+1.5%	Q4 2023
VVisa Inc.	$26.3M	0.41%	0.00%	-3.8%	Q4 2023
BRK.BBerkshire Hathaway Inc	$24.7M	0.38%	Not reported	+5.3%	Q4 2023
TSMTaiwan Semiconductor Manufacturing Co Ltd	$23.1M	0.36%	0.00%	+0.4%	Q4 2023
LLYELI LILLY & Co	$22.9M	0.35%	0.00%	+9.5%	Q4 2023
TSLATesla, Inc.	$18.6M	0.29%	0.00%	+13.8%	Q4 2023
ETYEaton Vance Tax-Managed Diversified Equity Income Fund	$17.4M	0.27%	Not reported	-1.6%	Q4 2023
MAMastercard Inc	$17M	0.26%	0.00%	-1.4%	Q4 2023
SPYSPDR S&P 500 ETF Trust	$16.5M	0.25%	Not reported	+19.4%	Q4 2023
WMTWalmart Inc.	$14.9M	0.23%	0.00%	+14.5%	Q4 2023
ABBVAbbVie Inc.	$14.8M	0.23%	0.00%	+8.8%	Q4 2023
WFCWells Fargo & Company	$13.7M	0.21%	0.00%	+12.8%	Q4 2023
SCHWSchwab Charles Corp	$13.6M	0.21%	0.01%	-10.7%	Q4 2023
XOMExxonMobil Holdings Corp	$13.1M	0.20%	0.00%	+3.5%	Q4 2023
JNJJohnson & Johnson	$12.9M	0.20%	0.00%	+12.0%	Q4 2023
PMPhilip Morris International Inc.	$12.2M	0.19%	0.00%	-0.6%	Q4 2023
CATCaterpillar Inc	$12.1M	0.19%	0.00%	-1.5%	Q4 2023
BKNGBooking Holdings Inc.	$12M	0.18%	0.01%	-4.7%	Q4 2023
SMHMarket Vectors ETF Trust	$11.9M	0.18%	Not reported	+1.1%	Q4 2023
RTXRTX Corp	$11.6M	0.18%	0.00%	+16.2%	Q4 2023
CRMSalesforce, Inc.	$11M	0.17%	0.00%	+13.2%	Q4 2023
CVXChevron Corp	$10.6M	0.16%	0.00%	+7.2%	Q4 2023
AMATApplied Materials Inc	$10.5M	0.16%	0.01%	-3.8%	Q4 2023
LRCXLam Research Corp	$10.3M	0.16%	0.00%	+8.6%	Q4 2023
COSTCostco Wholesale Corp	$10.3M	0.16%	0.00%	-0.9%	Q4 2023
PLTRPalantir Technologies Inc.	$10.1M	0.16%	0.00%	+8.8%	Q4 2023
HDHome Depot, Inc.	$10.1M	0.16%	0.00%	-2.8%	Q4 2023
GSGoldman Sachs Group Inc	$9.7M	0.15%	0.00%	+11.2%	Q4 2023
KOCoca Cola Co	$9.65M	0.15%	0.00%	+5.5%	Q4 2023
TJXTJX Companies Inc	$9.29M	0.14%	0.01%	+18.3%	Q4 2023
ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund	$9.24M	0.14%	Not reported	-1.5%	Q4 2023
NFLXNetflix Inc	$9.05M	0.14%	0.00%	-0.6%	Q4 2023
BACBank of America Corp	$8.79M	0.14%	0.00%	+11.2%	Q4 2023
KLACKla Corp	$8.78M	0.14%	0.01%	+25.4%	Q4 2023
VYMDelaware Investments Minnesota Municipal Income Fund III Inc	$8.75M	0.13%	Not reported	-0.4%	Q4 2023
AIQAlliance HealthCare Services, Inc	$8.74M	0.13%	1.59%	+10.3%	Q4 2023
CSCOCisco Systems, Inc.	$8.74M	0.13%	0.00%	+8.7%	Q4 2023
IAUIshares Gold Trust	$8.69M	0.13%	0.01%	+29.4%	Q4 2023

Q3 2025Reported Nov 12, 20252,402 positions
MSFTMicrosoft Corp	$99.3M	1.64%	0.00%	+8.5%	Q4 2023
NVDANvidia Corp	$72.4M	1.19%	0.00%	+6.3%	Q4 2023
AMZNAmazon Com Inc	$69.3M	1.14%	0.00%	+4.1%	Q4 2023
AAPLApple Inc.	$66.8M	1.10%	0.00%	+6.8%	Q4 2023
IGTeligent, Inc.	$65.6M	1.08%	3.35%	+21.5%	Q4 2023
GOOGLAlphabet Inc.	$47.4M	0.78%	0.00%	+7.5%	Q4 2023
METAMeta Platforms, Inc.	$47.3M	0.78%	Not reported	+5.9%	Q4 2023
IDEVEndo Pharmaceuticals Solutions Inc.	$38.1M	0.63%	Not reported	+8.5%	Q4 2023
AVGOBroadcom Inc.	$35.1M	0.58%	0.00%	-3.0%	Q4 2023
JPMJPMorgan Chase & Co	$29M	0.48%	0.00%	+4.3%	Q4 2023
GOOGAlphabet Inc.	$27M	0.44%	Not reported	+1.6%	Q4 2023
VVisa Inc.	$26.6M	0.44%	0.00%	+3.4%	Q4 2023
QQQInvesco QQQ Trust, Series 1	$26.3M	0.43%	Not reported	+3.5%	Q4 2023
BRK.BBerkshire Hathaway Inc	$23.5M	0.39%	Not reported	+4.1%	Q4 2023
LCAPOld QVC Group, Inc.	$23.3M	0.38%	Not reported	+99.9%	Q2 2025
TSMTaiwan Semiconductor Manufacturing Co Ltd	$21.2M	0.35%	0.00%	-9.4%	Q4 2023
ETYEaton Vance Tax-Managed Diversified Equity Income Fund	$18.3M	0.30%	Not reported	+1.5%	Q4 2023
MAMastercard Inc	$17.2M	0.28%	0.00%	+4.8%	Q4 2023
TSLATesla, Inc.	$16.2M	0.27%	0.00%	+9.9%	Q4 2023
LLYELI LILLY & Co	$14.8M	0.24%	0.00%	+1.6%	Q4 2023
SCHWSchwab Charles Corp	$14.5M	0.24%	0.01%	+5.7%	Q4 2023
ORCLOracle Corp	$13.9M	0.23%	0.00%	-18.6%	Q4 2023
ABBVAbbVie Inc.	$13.7M	0.23%	0.00%	+2.6%	Q4 2023
SPYSPDR S&P 500 ETF Trust	$13.5M	0.22%	Not reported	+1.7%	Q4 2023
BKNGBooking Holdings Inc.	$12.7M	0.21%	0.01%	-1.6%	Q4 2023
PMPhilip Morris International Inc.	$12.4M	0.20%	0.00%	+3.3%	Q4 2023
HDHome Depot, Inc.	$12.2M	0.20%	0.00%	-1.1%	Q4 2023
WMTWalmart Inc.	$12.1M	0.20%	0.00%	-0.2%	Q4 2023
XOMExxonMobil Holdings Corp	$11.9M	0.20%	0.00%	+4.9%	Q4 2023
NFLXNetflix Inc	$11.6M	0.19%	0.00%	+5.3%	Q4 2023
COSTCostco Wholesale Corp	$11.2M	0.18%	0.00%	+4.1%	Q4 2023
WFCWells Fargo & Company	$11M	0.18%	0.00%	+0.6%	Q4 2023
SMHMarket Vectors ETF Trust	$10.7M	0.18%	Not reported	+5.7%	Q4 2023
JNJJohnson & Johnson	$10.3M	0.17%	0.00%	+9.4%	Q4 2023
CATCaterpillar Inc	$10.3M	0.17%	0.00%	+3.3%	Q4 2023
UNHUnitedhealth Group Inc	$10.2M	0.17%	0.00%	-1.4%	Q4 2023
CVXChevron Corp	$10.1M	0.17%	0.00%	+11.9%	Q4 2023
PLTRPalantir Technologies Inc.	$9.5M	0.16%	0.00%	+13.2%	Q4 2023
ETVEaton Vance Tax-Managed Buy-Write Opportunities Fund	$9.3M	0.15%	Not reported	+3.7%	Q4 2023
RTXRTX Corp	$9.11M	0.15%	0.00%	+3.1%	Q4 2023
CRMSalesforce, Inc.	$8.7M	0.14%	0.00%	+0.1%	Q4 2023
KOCoca Cola Co	$8.67M	0.14%	0.00%	+3.1%	Q4 2023
AMATApplied Materials Inc	$8.67M	0.14%	0.01%	-5.3%	Q4 2023
VYMDelaware Investments Minnesota Municipal Income Fund III Inc	$8.62M	0.14%	Not reported	+29.1%	Q4 2023
DISWalt Disney Co	$8.52M	0.14%	0.00%	-0.2%	Q4 2023
GSGoldman Sachs Group Inc	$7.9M	0.13%	0.00%	-2.2%	Q4 2023
QCOMQualcomm Inc	$7.81M	0.13%	0.00%	-2.6%	Q4 2023
AIQAlliance HealthCare Services, Inc	$7.7M	0.13%	1.44%	+13.5%	Q4 2023
IQVIqvia Holdings Inc.	$7.65M	0.13%	0.02%	-1.0%	Q4 2023
PCNPimco Corporate & Income Strategy Fund	$7.48M	0.12%	Not reported	-9.6%	Q4 2023

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