Havens Advisors LLC

13F filer · CIK 0001280200

Last filed Jan 25, 2023

Inactive · not filing 13F

13F portfolio value$39.3MU.S. long equity reported on 13F

Positions2310 new · 19 closed

Net flow last quarter-$17.8MBuys minus sells

Top 10 positions weight58.2%Concentration

Holdings

13F · last 4 quarters free

Scroll for earlier quarters

Company	Value	% of portfolio	% of company	POSITION CHANGE qoq %	First reported
Q4 2022Reported Jan 25, 202323 positions
COWNCowen Group, Inc.	$3.48M	8.84%	Not reported	+40.6%	Q3 2022
UMPQUmpqua Holdings Corp	$2.69M	6.84%	0.07%	+90.7%	Q3 2022
TSEMTower Semiconductor Ltd	$2.61M	6.64%	0.06%	+5.3%	Q1 2022
FHNFirst Horizon Corp	$2.6M	6.60%	0.02%	+341.7%	Q1 2022
RTORentokil Initial PLC	$2.5M	6.34%	0.00%	New	Q4 2022
HZNPHorizon Therapeutics Public Ltd Co	$2.39M	6.07%	0.01%	New	Q4 2022
AJRDAerojet Rocketdyne Holdings, Inc.	$1.96M	4.98%	Not reported	Not reported	Q4 2020
SJISouth Jersey Industries Inc	$1.81M	4.61%	0.04%	-43.3%	Q1 2022
AIMCAltra Industrial Motion Corp.	$1.61M	4.10%	0.04%	New	Q4 2022
STORStore Capital LLC	$1.25M	3.18%	0.01%	Not reported	Q3 2022
VMWVmware LLC	$1.21M	3.07%	0.00%	Not reported	Q2 2022
FOXFox Corp	$996K	2.53%	Not reported	New	Q4 2022
SPNTSiriusPoint Ltd	$966K	2.46%	0.10%	+0.2%	Q1 2021
IAAIAA, Inc.	$884K	2.25%	0.02%	New	Q4 2022
ONEM1life Healthcare, Inc.	$836K	2.12%	0.02%	-38.3%	Q3 2022
SGFYSignify Health, Inc.	$831K	2.11%	0.02%	-23.7%	Q3 2022
MAXRMaxar Technologies Inc.	$776K	1.97%	0.02%	New	Q4 2022
SPNESeaSpine Holdings Corp	$709K	1.80%	0.23%	New	Q4 2022
KNBEKnowbe4, Inc.	$694K	1.76%	0.06%	New	Q4 2022
ROGRogers Corp	$477K	1.21%	0.02%	-76.5%	Q4 2021
SAVEQSpirit Aviation Holdings, Inc.	$343K	0.87%	Not reported	-29.6%	Q3 2022
SDACUSustainable Development Acquisition I Corp.	$201K	0.51%	Not reported	Not reported	Q1 2021
EVOPEvo Payments, Inc.	$128K	0.33%	Not reported	New	Q4 2022
Q3 2022Reported Oct 12, 202232 positions
ROGRogers Corp	$4.11M	6.15%	0.09%	-10.1%	Q4 2021
TMXTerminix Global Holdings, Inc.	$3.8M	5.68%	0.08%	+125.5%	Q4 2021
YAlleghany Corp	$3.69M	5.53%	0.03%	New	Q3 2022
NLSNNielsen Holdings plc	$3.5M	5.24%	0.04%	+501.4%	Q1 2022
GBTGlobal Blood Therapeutics, Inc.	$3.13M	4.69%	0.07%	New	Q3 2022
SJISouth Jersey Industries Inc	$3.01M	4.50%	0.07%	-19.6%	Q1 2022
SWCHSwitch, Inc.	$3M	4.49%	8900000.00%	+61.8%	Q2 2022
AVLRAvalara, Inc.	$2.94M	4.40%	0.04%	New	Q3 2022
CTXSCitrix Systems Inc	$2.81M	4.20%	0.02%	Not reported	Q1 2022
ZENZendesk, Inc.	$2.66M	3.99%	0.03%	+16.7%	Q2 2022
BHVNBiohaven Ltd.	$2.57M	3.84%	31364.00%	+16.2%	Q2 2022
TSEMTower Semiconductor Ltd	$2.52M	3.78%	0.05%	-18.2%	Q1 2022
COWNCowen Group, Inc.	$2.47M	3.70%	Not reported	New	Q3 2022
ONEM1life Healthcare, Inc.	$1.39M	2.08%	0.04%	New	Q3 2022
UMPQUmpqua Holdings Corp	$1.35M	2.02%	0.04%	New	Q3 2022
STORStore Capital LLC	$1.22M	1.83%	0.01%	New	Q3 2022
SGFYSignify Health, Inc.	$1.11M	1.66%	0.02%	New	Q3 2022
BTRSBTRS Holdings Inc.	$1.1M	1.65%	Not reported	New	Q3 2022
VMWVmware LLC	$1.05M	1.57%	0.00%	-57.2%	Q2 2022
TWTRTweeter Home Entertainment Group Inc	$964K	1.44%	Not reported	-21.4%	Q2 2022
SPNTSiriusPoint Ltd	$809K	1.21%	0.10%	+2.3%	Q1 2021
CVETCovetrus, Inc.	$660K	0.99%	0.02%	+21.6%	Q2 2022
CYBECyberoptics Corp	$592K	0.89%	0.15%	New	Q3 2022
MGIMoneygram International Inc	$564K	0.84%	0.06%	+93.6%	Q1 2017
PINGPing Identity Holding Corp.	$561K	0.84%	0.02%	New	Q3 2022
FHNFirst Horizon Corp	$550K	0.82%	0.00%	-49.2%	Q1 2022
SAVEQSpirit Aviation Holdings, Inc.	$471K	0.70%	Not reported	New	Q3 2022
HCICUHennessy Capital Investment Corp. VIII	$198K	0.30%	Not reported	Not reported	Q1 2021
COLIColicity Inc.	$197K	0.29%	Not reported	New	Q3 2022
SDACUSustainable Development Acquisition I Corp.	$197K	0.29%	Not reported	Not reported	Q1 2021
CVIIChurchill Capital Corp VII	$98K	0.15%	Not reported	Not reported	Q1 2022
PZNPzena Investment Management, Inc.	$95K	0.14%	0.02%	New	Q3 2022
Q2 2022Reported Aug 15, 202229 positions
COHRCoherent Corp.	$5.45M	8.61%	0.02%	+9.9%	Q1 2021
ROGRogers Corp	$4.95M	7.82%	0.10%	+0.1%	Q4 2021
WBTWelbilt, Inc.	$4.45M	7.03%	Not reported	+790.5%	Q2 2021
BHVNBiohaven Ltd.	$3.93M	6.21%	Not reported	New	Q2 2022
SJISouth Jersey Industries Inc	$3.82M	6.04%	0.09%	+239.4%	Q1 2022
TSEMTower Semiconductor Ltd	$3.24M	5.12%	0.06%	+84.8%	Q1 2022
NPTNNeophotonics Corp	$3M	4.74%	0.36%	-8.5%	Q4 2021
VMWVmware LLC	$2.62M	4.14%	0.01%	New	Q2 2022
MTORMeritor, Inc.	$2.36M	3.73%	0.09%	+513.2%	Q1 2022
ZENZendesk, Inc.	$2.22M	3.51%	0.02%	New	Q2 2022
SWCHSwitch, Inc.	$1.84M	2.91%	5500000.00%	New	Q2 2022
SAILSailPoint, Inc.	$1.82M	2.87%	Not reported	New	Q2 2022
TMXTerminix Global Holdings, Inc.	$1.79M	2.83%	0.04%	+4.8%	Q4 2021
POLYPlantronics Inc	$1.34M	2.12%	Not reported	New	Q2 2022
TWTRTweeter Home Entertainment Group Inc	$1.05M	1.65%	Not reported	New	Q2 2022
FHNFirst Horizon Corp	$1.03M	1.63%	0.01%	-18.6%	Q1 2022
SPNTSiriusPoint Ltd	$866K	1.37%	0.10%	-9.2%	Q1 2021
SRRASierra Oncology, Inc.	$789K	1.25%	Not reported	New	Q2 2022
MNDTMandiant, Inc.	$666K	1.05%	Not reported	Not reported	Q1 2022
CVETCovetrus, Inc.	$540K	0.85%	0.02%	New	Q2 2022
NLSNNielsen Holdings plc	$488K	0.77%	0.01%	-51.2%	Q1 2022
KSSKOHLS Corp	$303K	0.48%	0.01%	New	Q2 2022
MGIMoneygram International Inc	$280K	0.44%	0.03%	Not reported	Q1 2017
GOACGo Acquisition Corp.	$200K	0.32%	Not reported	Not reported	Q4 2020
TWNDNuburu, Inc.	$199K	0.31%	Not reported	Not reported	Q4 2020
HCICUHennessy Capital Investment Corp. VIII	$197K	0.31%	Not reported	Not reported	Q1 2021
SDACUSustainable Development Acquisition I Corp.	$196K	0.31%	Not reported	Not reported	Q1 2021
CRHCCohn Robbins Holdings Corp.	$131K	0.21%	Not reported	Not reported	Q1 2022
CVIIChurchill Capital Corp VII	$98K	0.15%	Not reported	Not reported	Q1 2022
Q1 2022Reported Apr 13, 202234 positions
ROGRogers Corp	$5.13M	9.42%	0.10%	+45.2%	Q4 2021
COHRCoherent Corp.	$5.09M	9.35%	0.02%	-26.9%	Q1 2021
CERNCERNER Corp	$3.68M	6.75%	0.01%	+87.1%	Q4 2021
VNEVeoneer, Inc.	$3.29M	6.04%	0.08%	+32.8%	Q3 2021
NPTNNeophotonics Corp	$3.18M	5.83%	0.39%	-23.6%	Q4 2021
XENTIntersect ENT, Inc.	$3.06M	5.61%	0.32%	-32.3%	Q3 2021
PLANAnaplan, Inc.	$2.26M	4.16%	0.02%	New	Q1 2022
ZNGAZynga Inc	$2.01M	3.68%	0.02%	New	Q1 2022
TMXTerminix Global Holdings, Inc.	$1.92M	3.52%	0.03%	+20.0%	Q4 2021
TSEMTower Semiconductor Ltd	$1.84M	3.38%	0.03%	New	Q1 2022
CTXSCitrix Systems Inc	$1.82M	3.33%	0.01%	New	Q1 2022
ECOLUS Ecology Holdings, Inc.	$1.44M	2.64%	0.14%	New	Q1 2022
FHNFirst Horizon Corp	$1.36M	2.50%	0.01%	New	Q1 2022
SPNTSiriusPoint Ltd	$1.32M	2.42%	0.11%	-28.8%	Q1 2021
REGIRenewable Energy Group, Inc.	$1.21M	2.23%	Not reported	New	Q1 2022
NLSNNielsen Holdings plc	$1.17M	2.15%	0.01%	New	Q1 2022
SJISouth Jersey Industries Inc	$1.14M	2.09%	0.03%	New	Q1 2022
SAFMSanderson Farms Inc	$750K	1.38%	0.02%	Not reported	Q3 2021
MNDTMandiant, Inc.	$681K	1.25%	Not reported	New	Q1 2022
WTWWillis Towers Watson PLC	$661K	1.21%	0.00%	-83.0%	Q2 2020
ULCCFrontier Group Holdings, Inc.	$624K	1.15%	0.03%	New	Q1 2022
WBTWelbilt, Inc.	$499K	0.92%	Not reported	-87.4%	Q2 2021
MTORMeritor, Inc.	$377K	0.69%	0.02%	New	Q1 2022
TGNATegna Inc	$314K	0.58%	Not reported	-69.3%	Q3 2021
OCDXOrtho Clinical Diagnostics Holdings plc	$299K	0.55%	0.01%	Not reported	Q4 2021
OCAOmnichannel Acquisition Corp.	$219K	0.40%	Not reported	Not reported	Q1 2021
OTRAOTR Acquisition Corp.	$204K	0.37%	Not reported	Not reported	Q1 2021
HCICUHennessy Capital Investment Corp. VIII	$198K	0.36%	Not reported	Not reported	Q1 2021
GOACGo Acquisition Corp.	$198K	0.36%	Not reported	Not reported	Q4 2020
TWNDNuburu, Inc.	$198K	0.36%	Not reported	Not reported	Q4 2020
SDACUSustainable Development Acquisition I Corp.	$197K	0.36%	Not reported	Not reported	Q1 2021
CRHCCohn Robbins Holdings Corp.	$131K	0.24%	Not reported	New	Q1 2022
BHSEZ Squared Inc.	$130K	0.24%	Not reported	Not reported	Q3 2021
CVIIChurchill Capital Corp VII	$98K	0.18%	Not reported	New	Q1 2022

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