Sigma Planning Corp

13F filer · CIK 0001449126

Reported Aug 7, 2026

Net seller this quarter

13F portfolio value$3.97BU.S. long equity reported on 13F

Positions712103 new · 54 closed

Net flow last quarter-$41.5MBuys minus sells

Top 10 positions weight17.1%Concentration

Holdings

13F · last 4 quarters free

Scroll for earlier quarters

Company	Value	% of portfolio	% of company	POSITION CHANGE qoq %	First reported
Q2 2026Reported Aug 7, 2026712 positions
AAPLApple Inc.	$168M	4.22%	0.00%	-5.3%	Q4 2014
NVDANvidia Corp	$111M	2.78%	0.00%	-13.6%	Q3 2015
QQQInvesco QQQ Trust, Series 1	$85.2M	2.15%	Not reported	+9.6%	Q2 2018
AMZNAmazon Com Inc	$71.1M	1.79%	0.00%	-14.6%	Q4 2014
SPYSPDR S&P 500 ETF Trust	$60.2M	1.52%	Not reported	-6.3%	Q4 2014
MSFTMicrosoft Corp	$50.1M	1.26%	0.00%	-0.6%	Q4 2014
GOOGAlphabet Inc.	$48.4M	1.22%	Not reported	-0.4%	Q4 2015
GOOGLAlphabet Inc.	$30.7M	0.77%	0.00%	+8.9%	Q4 2015
MUMicron Technology Inc	$29M	0.73%	0.00%	-20.4%	Q4 2014
CATCaterpillar Inc	$26.8M	0.68%	0.01%	+12.2%	Q4 2014
AVGOBroadcom Inc.	$24.2M	0.61%	0.00%	-17.1%	Q1 2016
AMDAdvanced Micro Devices Inc	$22.4M	0.56%	0.00%	-2.9%	Q1 2017
BRK.BBerkshire Hathaway Inc	$21.2M	0.53%	Not reported	+6.6%	Q4 2014
METAMeta Platforms, Inc.	$20.4M	0.51%	Not reported	-8.2%	Q4 2014
JPMJPMorgan Chase & Co	$17.9M	0.45%	0.00%	+0.3%	Q4 2014
LLYELI LILLY & Co	$17.6M	0.44%	0.00%	-19.8%	Q4 2014
CRWDCrowdStrike Holdings, Inc.	$17.4M	0.44%	0.01%	+20.4%	Q2 2020
TSLATesla, Inc.	$17.1M	0.43%	0.00%	-3.3%	Q4 2014
IAUIshares Gold Trust	$16.7M	0.42%	0.03%	-2.3%	Q4 2014
GLDSPDR Gold Trust	$16.2M	0.41%	0.01%	-5.5%	Q4 2014
SMHMarket Vectors ETF Trust	$16.2M	0.41%	Not reported	+1.1%	Q1 2019
JNJJohnson & Johnson	$15.8M	0.40%	0.00%	+10.2%	Q4 2014
COSTCostco Wholesale Corp	$14.7M	0.37%	0.00%	+6.0%	Q4 2014
ABBVAbbVie Inc.	$14.1M	0.35%	0.00%	-1.5%	Q4 2014
CVXChevron Corp	$13.8M	0.35%	0.00%	+9.2%	Q4 2014
WMTWalmart Inc.	$13.3M	0.34%	0.00%	+1.3%	Q4 2014
HDHome Depot, Inc.	$12.4M	0.31%	0.00%	-1.3%	Q4 2014
VVisa Inc.	$12M	0.30%	0.00%	+5.2%	Q4 2014
IBMInternational Business Machines Corp	$11.6M	0.29%	0.00%	-3.0%	Q4 2014
XOMExxonMobil Holdings Corp	$11M	0.28%	0.00%	-5.6%	Q4 2014
TSMTaiwan Semiconductor Manufacturing Co Ltd	$10.1M	0.26%	0.00%	-22.7%	Q1 2015
NEENextera Energy Inc	$9.95M	0.25%	0.01%	+2.5%	Q4 2014
PLTRPalantir Technologies Inc.	$9.13M	0.23%	0.00%	-12.1%	Q1 2021
GSGoldman Sachs Group Inc	$8.84M	0.22%	0.00%	-0.2%	Q2 2015
AMATApplied Materials Inc	$8.72M	0.22%	0.00%	-13.1%	Q4 2014
LRCXLam Research Corp	$8.61M	0.22%	0.00%	-9.6%	Q3 2017
PGPROCTER & GAMBLE Co	$8.55M	0.22%	0.00%	+1.2%	Q4 2014
WMWaste Management Inc	$8.51M	0.21%	0.01%	-4.1%	Q4 2014
SLViShares Silver Trust	$8.5M	0.21%	0.03%	-1.2%	Q4 2014
VZVerizon Communications Inc	$7.92M	0.20%	0.00%	-2.4%	Q4 2014
GLWCorning Inc	$7.73M	0.19%	0.00%	+7.2%	Q4 2014
BACBank of America Corp	$7.44M	0.19%	0.00%	+14.5%	Q4 2014
DTEDte Energy Co	$7.19M	0.18%	0.02%	-9.6%	Q4 2014
VRTVertiv Holdings Co	$6.93M	0.17%	0.01%	-23.4%	Q3 2023
MSMorgan Stanley	$6.72M	0.17%	0.00%	0.0%	Q4 2014
BALTBaltic Trading Ltd	$6.42M	0.16%	Not reported	-19.5%	Q3 2022
KOCoca Cola Co	$6.34M	0.16%	0.00%	+3.9%	Q4 2014
GEVGE Vernova Inc.	$6.17M	0.16%	0.00%	-30.5%	Q2 2024
BABoeing Co	$6.08M	0.15%	0.00%	+3.2%	Q4 2014
NFLXNetflix Inc	$6.02M	0.15%	0.00%	+15.5%	Q1 2015

Q1 2026Reported May 4, 2026661 positions
AAPLApple Inc.	$155M	4.31%	0.00%	-1.6%	Q4 2014
NVDANvidia Corp	$112M	3.10%	0.00%	-2.5%	Q3 2015
AMZNAmazon Com Inc	$72.7M	2.02%	0.00%	-0.7%	Q4 2014
QQQInvesco QQQ Trust, Series 1	$61M	1.69%	Not reported	-13.6%	Q2 2018
SPYSPDR S&P 500 ETF Trust	$56M	1.55%	Not reported	-2.2%	Q4 2014
MSFTMicrosoft Corp	$50M	1.39%	0.00%	0.0%	Q4 2014
GOOGAlphabet Inc.	$39.4M	1.09%	Not reported	-1.3%	Q4 2015
AVGOBroadcom Inc.	$23.9M	0.67%	0.00%	+1.9%	Q1 2016
GOOGLAlphabet Inc.	$22.7M	0.63%	0.00%	-0.4%	Q4 2015
METAMeta Platforms, Inc.	$22.5M	0.63%	Not reported	-2.4%	Q4 2014
GLDSPDR Gold Trust	$20.1M	0.56%	0.01%	-21.0%	Q4 2014
IAUIshares Gold Trust	$19.9M	0.55%	0.03%	+2.1%	Q4 2014
BRK.BBerkshire Hathaway Inc	$19.1M	0.53%	Not reported	-10.6%	Q4 2014
LLYELI LILLY & Co	$16.9M	0.47%	0.00%	+7.4%	Q4 2014
JPMJPMorgan Chase & Co	$16M	0.45%	0.00%	-4.5%	Q4 2014
CATCaterpillar Inc	$15.9M	0.44%	0.00%	-9.5%	Q4 2014
CVXChevron Corp	$15.7M	0.44%	0.00%	-5.7%	Q4 2014
TSLATesla, Inc.	$15.6M	0.43%	0.00%	-13.3%	Q4 2014
COSTCostco Wholesale Corp	$14.8M	0.41%	0.00%	-6.7%	Q4 2014
WMTWalmart Inc.	$14.4M	0.40%	0.00%	+3.6%	Q4 2014
XOMExxonMobil Holdings Corp	$14.4M	0.40%	0.00%	-1.6%	Q4 2014
JNJJohnson & Johnson	$13.8M	0.38%	0.00%	-1.2%	Q4 2014
PLTRPalantir Technologies Inc.	$13M	0.36%	0.00%	-15.7%	Q1 2021
ABBVAbbVie Inc.	$12.4M	0.34%	0.00%	-4.2%	Q4 2014
HDHome Depot, Inc.	$11.7M	0.33%	0.00%	-0.7%	Q4 2014
SLViShares Silver Trust	$11M	0.30%	0.03%	-26.9%	Q4 2014
MUMicron Technology Inc	$10.7M	0.30%	0.00%	-13.7%	Q4 2014
IBMInternational Business Machines Corp	$10.3M	0.29%	0.00%	-4.3%	Q4 2014
NEENextera Energy Inc	$10.3M	0.29%	0.01%	-5.6%	Q4 2014
VVisa Inc.	$10M	0.28%	0.00%	+2.0%	Q4 2014
VZVerizon Communications Inc	$9.62M	0.27%	0.00%	-0.9%	Q4 2014
SMHMarket Vectors ETF Trust	$9.36M	0.26%	Not reported	+10.3%	Q1 2019
TSMTaiwan Semiconductor Manufacturing Co Ltd	$9.28M	0.26%	0.00%	+18.6%	Q1 2015
WMWaste Management Inc	$9.15M	0.25%	0.01%	-4.3%	Q4 2014
PGPROCTER & GAMBLE Co	$8.32M	0.23%	0.00%	+3.8%	Q4 2014
AMDAdvanced Micro Devices Inc	$8.07M	0.22%	0.00%	-9.7%	Q1 2017
SECTSECTOR 10, Inc.	$7.92M	0.22%	Not reported	+5.1%	Q1 2021
BALTBaltic Trading Ltd	$7.78M	0.22%	Not reported	-12.4%	Q3 2022
DTEDte Energy Co	$7.63M	0.21%	0.03%	-1.8%	Q4 2014
GSGoldman Sachs Group Inc	$7.41M	0.21%	0.00%	-0.2%	Q2 2015
CRWDCrowdStrike Holdings, Inc.	$7.41M	0.21%	0.01%	-1.7%	Q2 2020
NFLXNetflix Inc	$7.02M	0.19%	0.00%	-8.2%	Q1 2015
VRTVertiv Holdings Co	$6.77M	0.19%	0.01%	-2.0%	Q3 2023
HONHoneywell International Inc	$6.64M	0.18%	0.00%	-7.5%	Q4 2014
GEVGE Vernova Inc.	$6.59M	0.18%	0.00%	+25.5%	Q2 2024
AMGNAmgen Inc	$6.07M	0.17%	0.00%	-4.2%	Q4 2014
PEPPepsico Inc	$6.04M	0.17%	0.00%	-6.1%	Q4 2014
FVDFirst Trust Value Line Dividend Fund	$5.84M	0.16%	Not reported	-3.7%	Q4 2014
MRKMerck & Co., Inc.	$5.72M	0.16%	0.00%	+1.3%	Q4 2014
KOCoca Cola Co	$5.7M	0.16%	0.00%	-1.6%	Q4 2014

Q4 2025Reported Jan 30, 2026658 positions
AAPLApple Inc.	$169M	4.67%	0.00%	-0.7%	Q4 2014
NVDANvidia Corp	$122M	3.38%	0.00%	-1.8%	Q3 2015
AMZNAmazon Com Inc	$81.3M	2.24%	0.00%	-1.2%	Q4 2014
QQQInvesco QQQ Trust, Series 1	$75.2M	2.08%	Not reported	+2.9%	Q2 2018
MSFTMicrosoft Corp	$65.4M	1.81%	0.00%	+0.3%	Q4 2014
SPYSPDR S&P 500 ETF Trust	$60M	1.66%	Not reported	+0.9%	Q4 2014
GOOGAlphabet Inc.	$43.7M	1.21%	Not reported	+1.1%	Q4 2015
METAMeta Platforms, Inc.	$26.7M	0.74%	Not reported	+2.9%	Q4 2014
AVGOBroadcom Inc.	$26.4M	0.73%	0.00%	-1.8%	Q1 2016
GOOGLAlphabet Inc.	$24.9M	0.69%	0.00%	-0.8%	Q4 2015
GLDSPDR Gold Trust	$23.2M	0.64%	0.02%	+1.3%	Q4 2014
BRK.BBerkshire Hathaway Inc	$22.5M	0.62%	Not reported	-15.7%	Q4 2014
TSLATesla, Inc.	$21.8M	0.60%	0.00%	+23.3%	Q4 2014
PLTRPalantir Technologies Inc.	$18.8M	0.52%	0.00%	-12.7%	Q1 2021
JPMJPMorgan Chase & Co	$18.5M	0.51%	0.00%	+0.8%	Q4 2014
LLYELI LILLY & Co	$18.4M	0.51%	0.00%	+5.1%	Q4 2014
IAUIshares Gold Trust	$17.9M	0.50%	0.03%	+2.4%	Q4 2014
SLViShares Silver Trust	$14.4M	0.40%	0.04%	+11.5%	Q4 2014
CATCaterpillar Inc	$14.2M	0.39%	0.01%	+18.4%	Q4 2014
COSTCostco Wholesale Corp	$13.7M	0.38%	0.00%	+1.8%	Q4 2014
ABBVAbbVie Inc.	$13.6M	0.37%	0.00%	+0.7%	Q4 2014
IBMInternational Business Machines Corp	$13.2M	0.36%	0.00%	+13.2%	Q4 2014
WMTWalmart Inc.	$12.5M	0.35%	0.00%	+2.6%	Q4 2014
CVXChevron Corp	$12.3M	0.34%	0.00%	+5.1%	Q4 2014
HDHome Depot, Inc.	$12.2M	0.34%	0.00%	-0.2%	Q4 2014
JNJJohnson & Johnson	$11.8M	0.33%	0.00%	+9.0%	Q4 2014
VVisa Inc.	$11.4M	0.31%	0.00%	-9.1%	Q4 2014
MUMicron Technology Inc	$10.5M	0.29%	0.00%	+35.4%	Q4 2014
XOMExxonMobil Holdings Corp	$10.4M	0.29%	0.00%	+10.8%	Q4 2014
AMDAdvanced Micro Devices Inc	$9.57M	0.26%	0.00%	-5.8%	Q1 2017
NEENextera Energy Inc	$9.4M	0.26%	0.01%	+12.2%	Q4 2014
WMWaste Management Inc	$9.2M	0.25%	0.01%	+3.4%	Q4 2014
CRWDCrowdStrike Holdings, Inc.	$8.94M	0.25%	0.01%	+9.8%	Q2 2020
BALTBaltic Trading Ltd	$8.9M	0.25%	Not reported	0.0%	Q3 2022
SMHMarket Vectors ETF Trust	$8.44M	0.23%	Not reported	+3.4%	Q1 2019
SECTSECTOR 10, Inc.	$8.07M	0.22%	Not reported	+8.4%	Q1 2021
PGPROCTER & GAMBLE Co	$8.02M	0.22%	0.00%	+5.0%	Q4 2014
VZVerizon Communications Inc	$7.88M	0.22%	0.00%	+13.8%	Q4 2014
GSGoldman Sachs Group Inc	$7.7M	0.21%	0.00%	-1.3%	Q2 2015
NFLXNetflix Inc	$7.57M	0.21%	0.00%	+5.3%	Q1 2015
TSMTaiwan Semiconductor Manufacturing Co Ltd	$7.24M	0.20%	0.00%	+6.8%	Q1 2015
DTEDte Energy Co	$6.86M	0.19%	0.03%	-0.2%	Q4 2014
CRMSalesforce, Inc.	$6.37M	0.18%	0.00%	-2.8%	Q3 2015
BACBank of America Corp	$6.35M	0.18%	0.00%	-0.9%	Q4 2014
HONHoneywell International Inc	$6.2M	0.17%	0.01%	+18.6%	Q4 2014
ORCLOracle Corp	$6.14M	0.17%	0.00%	-6.1%	Q4 2014
DIASPDR Dow Jones Industrial Average ETF Trust	$6.06M	0.17%	Not reported	+4.1%	Q4 2014
FVDFirst Trust Value Line Dividend Fund	$5.94M	0.16%	Not reported	+23.5%	Q4 2014
AMGNAmgen Inc	$5.89M	0.16%	0.00%	+24.1%	Q4 2014
PEPPepsico Inc	$5.76M	0.16%	0.00%	+0.7%	Q4 2014

Q3 2025Reported Nov 10, 2025665 positions
AAPLApple Inc.	$159M	4.53%	0.00%	-3.9%	Q4 2014
NVDANvidia Corp	$125M	3.54%	0.00%	-3.5%	Q3 2015
AMZNAmazon Com Inc	$78.2M	2.22%	0.00%	+2.5%	Q4 2014
QQQInvesco QQQ Trust, Series 1	$71.3M	2.03%	Not reported	-10.3%	Q2 2018
MSFTMicrosoft Corp	$69.8M	1.98%	0.00%	-0.6%	Q4 2014
SPYSPDR S&P 500 ETF Trust	$58M	1.65%	Not reported	-2.9%	Q4 2014
GOOGAlphabet Inc.	$33.6M	0.95%	Not reported	-2.9%	Q4 2015
METAMeta Platforms, Inc.	$28.8M	0.82%	Not reported	-0.6%	Q4 2014
BRK.BBerkshire Hathaway Inc	$26.6M	0.76%	Not reported	+0.5%	Q4 2014
AVGOBroadcom Inc.	$25.5M	0.72%	0.00%	+0.2%	Q1 2016
PLTRPalantir Technologies Inc.	$22M	0.63%	0.01%	-5.1%	Q1 2021
GLDSPDR Gold Trust	$20.7M	0.59%	0.02%	-6.6%	Q4 2014
GOOGLAlphabet Inc.	$19.4M	0.55%	0.00%	-5.2%	Q4 2015
JPMJPMorgan Chase & Co	$17.9M	0.51%	0.00%	-14.6%	Q4 2014
TSLATesla, Inc.	$17.5M	0.50%	0.00%	-25.6%	Q4 2014
IAUIshares Gold Trust	$15.7M	0.45%	0.03%	+4.5%	Q4 2014
HDHome Depot, Inc.	$14.6M	0.41%	0.00%	-1.9%	Q4 2014
COSTCostco Wholesale Corp	$14.5M	0.41%	0.00%	-0.4%	Q4 2014
ABBVAbbVie Inc.	$13.6M	0.39%	0.00%	-42.1%	Q4 2014
LLYELI LILLY & Co	$12.4M	0.35%	0.00%	-1.9%	Q4 2014
VVisa Inc.	$12.2M	0.35%	0.00%	-6.2%	Q4 2014
CVXChevron Corp	$11.9M	0.34%	0.00%	+39.7%	Q4 2014
WMTWalmart Inc.	$11.3M	0.32%	0.00%	-0.6%	Q4 2014
IBMInternational Business Machines Corp	$11.1M	0.32%	0.00%	+8.6%	Q4 2014
CATCaterpillar Inc	$10M	0.28%	0.00%	-3.2%	Q4 2014
JNJJohnson & Johnson	$9.69M	0.28%	0.00%	-6.1%	Q4 2014
ORCLOracle Corp	$9.43M	0.27%	0.00%	+0.7%	Q4 2014
NFLXNetflix Inc	$9.06M	0.26%	0.00%	-5.2%	Q1 2015
WMWaste Management Inc	$8.88M	0.25%	0.01%	-1.0%	Q4 2014
XOMExxonMobil Holdings Corp	$8.77M	0.25%	0.00%	-10.3%	Q4 2014
BALTBaltic Trading Ltd	$8.71M	0.25%	Not reported	-12.5%	Q3 2022
CRWDCrowdStrike Holdings, Inc.	$8.61M	0.24%	0.01%	+6.8%	Q2 2020
SLViShares Silver Trust	$8.36M	0.24%	0.04%	+29.7%	Q4 2014
PGPROCTER & GAMBLE Co	$8.12M	0.23%	0.00%	-8.3%	Q4 2014
NEENextera Energy Inc	$7.88M	0.22%	0.01%	-0.3%	Q4 2014
AMDAdvanced Micro Devices Inc	$7.54M	0.21%	0.00%	+17.3%	Q1 2017
DTEDte Energy Co	$7.53M	0.21%	0.03%	-2.1%	Q4 2014
VZVerizon Communications Inc	$7.47M	0.21%	0.00%	-8.7%	Q4 2014
SECTSECTOR 10, Inc.	$7.26M	0.21%	Not reported	+3.5%	Q1 2021
GSGoldman Sachs Group Inc	$7.08M	0.20%	0.00%	-0.9%	Q2 2015
SMHMarket Vectors ETF Trust	$6.99M	0.20%	Not reported	+9.3%	Q1 2019
MAMastercard Inc	$6.55M	0.19%	0.00%	+17.4%	Q4 2014
UBERUber Technologies, Inc	$6.27M	0.18%	0.00%	+16.8%	Q4 2019
MCDMcdonalds Corp	$6.15M	0.17%	0.00%	-1.7%	Q4 2014
TSMTaiwan Semiconductor Manufacturing Co Ltd	$6.05M	0.17%	0.00%	+12.5%	Q1 2015
BACBank of America Corp	$6.01M	0.17%	0.00%	+18.5%	Q4 2014
GEVGE Vernova Inc.	$5.94M	0.17%	0.00%	-13.6%	Q2 2024
CRMSalesforce, Inc.	$5.78M	0.16%	0.00%	+1.6%	Q3 2015
PEPPepsico Inc	$5.77M	0.16%	0.00%	-3.1%	Q4 2014
UNHUnitedhealth Group Inc	$5.66M	0.16%	0.00%	+4.9%	Q4 2014

Premium opens every quarter this fund has filed