Wellington Shields & Co., LLC

13F filer · CIK 0001506073

Reported Aug 10, 2026

Net buyer this quarter

13F portfolio value$446MU.S. long equity reported on 13F

Positions29117 new · 9 closed

Net flow last quarter+$3.67MBuys minus sells

Top 10 positions weight34.5%Concentration

Holdings

13F · last 4 quarters free

Scroll for earlier quarters

Company	Value	% of portfolio	% of company	POSITION CHANGE qoq %	First reported
Q2 2026Reported Aug 10, 2026291 positions
AAPLApple Inc.	$33.6M	7.53%	0.00%	+6.3%	Q4 2013
MSFTMicrosoft Corp	$25.9M	5.81%	0.00%	-0.4%	Q4 2013
JPMJPMorgan Chase & Co	$15.8M	3.54%	0.00%	+1.5%	Q4 2013
LLYELI LILLY & Co	$15.6M	3.48%	0.00%	+0.1%	Q4 2014
NVDANvidia Corp	$14.1M	3.16%	0.00%	+3.0%	Q3 2016
GOOGAlphabet Inc.	$12.3M	2.76%	Not reported	-1.2%	Q1 2018
XOMExxonMobil Holdings Corp	$10.8M	2.41%	0.00%	+0.1%	Q4 2013
CATCaterpillar Inc	$10.5M	2.36%	0.00%	+4.5%	Q4 2013
ABBVAbbVie Inc.	$7.74M	1.73%	0.00%	-0.2%	Q4 2013
AMZNAmazon Com Inc	$7.48M	1.68%	0.00%	+2.5%	Q2 2016
IBMInternational Business Machines Corp	$6.8M	1.52%	0.00%	-7.5%	Q4 2013
GOOGLAlphabet Inc.	$6.78M	1.52%	0.00%	+14.7%	Q4 2015
GLWCorning Inc	$6.54M	1.46%	0.00%	-12.8%	Q4 2013
RKLBRocket Lab Corp	$6.01M	1.35%	0.01%	+1.8%	Q2 2023
SPYSPDR S&P 500 ETF Trust	$5.64M	1.26%	Not reported	+5.9%	Q4 2018
PANWPalo Alto Networks Inc	$5.09M	1.14%	0.00%	-19.8%	Q1 2019
ILMNIllumina, Inc.	$5.02M	1.12%	0.02%	-0.3%	Q4 2013
GEGeneral Electric Co	$4.72M	1.06%	0.00%	+0.7%	Q2 2022
BRK.BBerkshire Hathaway Inc	$4.62M	1.03%	Not reported	+0.8%	Q1 2014
JNJJohnson & Johnson	$4.39M	0.98%	0.00%	+1.2%	Q4 2013
UNPUnion Pacific Corp	$4.38M	0.98%	0.00%	-7.5%	Q4 2013
VVisa Inc.	$4.26M	0.95%	0.00%	-0.1%	Q4 2018
WMTWalmart Inc.	$4.19M	0.94%	0.00%	+2.9%	Q1 2016
CCitigroup Inc	$4.07M	0.91%	0.00%	-5.8%	Q1 2014
AVGOBroadcom Inc.	$4.06M	0.91%	0.00%	+13.4%	Q4 2016
PSNLPersonalis, Inc.	$3.92M	0.88%	0.28%	Not reported	Q4 2019
GEVGE Vernova Inc.	$3.78M	0.85%	0.00%	+17.6%	Q2 2024
BXBlackstone Inc.	$3.73M	0.84%	0.00%	-4.2%	Q4 2013
TSMTaiwan Semiconductor Manufacturing Co Ltd	$3.69M	0.83%	0.00%	+21.8%	Q3 2024
QQQInvesco QQQ Trust, Series 1	$3.34M	0.75%	Not reported	+4.6%	Q2 2022
AMATApplied Materials Inc	$3.15M	0.70%	0.00%	+4.8%	Q4 2019
CSCOCisco Systems, Inc.	$2.93M	0.66%	0.00%	Not reported	Q4 2013
MRKMerck & Co., Inc.	$2.91M	0.65%	0.00%	-2.6%	Q4 2013
KMIKinder Morgan, Inc.	$2.84M	0.64%	0.00%	-1.0%	Q3 2018
NEMNEWMONT Corp	$2.83M	0.63%	0.00%	-3.5%	Q4 2018
ABTAbbott Laboratories	$2.62M	0.59%	0.00%	-3.0%	Q4 2013
DISWalt Disney Co	$2.59M	0.58%	0.00%	-2.7%	Q4 2013
FLOFlowers Foods Inc	$2.54M	0.57%	0.15%	0.0%	Q4 2013
CEGConstellation Energy Corp	$2.39M	0.54%	0.00%	-3.8%	Q2 2022
CFGCitizens Financial Group Inc	$2.38M	0.53%	0.01%	Not reported	Q1 2019
MCKMckesson Corp	$2.38M	0.53%	0.00%	-1.1%	Q4 2014
PGPROCTER & GAMBLE Co	$2.36M	0.53%	0.00%	-0.7%	Q4 2013
SPGIS&P Global Inc.	$2.36M	0.53%	0.00%	Not reported	Q3 2016
HDHome Depot, Inc.	$2.36M	0.53%	0.00%	+3.7%	Q1 2016
BMYBristol Myers Squibb Co	$2.27M	0.51%	0.00%	-1.9%	Q4 2013
APOApollo Global Management, Inc.	$2.25M	0.50%	0.00%	-1.2%	Q4 2019
GNRCGenerac Holdings Inc.	$2.17M	0.49%	0.01%	+1.4%	Q2 2022
CVXChevron Corp	$2.16M	0.48%	0.00%	-1.0%	Q4 2013
WMWaste Management Inc	$2.1M	0.47%	0.00%	-0.1%	Q4 2013
HONAHoneywell Aerospace Inc.	$2.04M	0.46%	Not reported	-8.0%	Q2 2026

Q1 2026Reported May 4, 2026281 positions
AAPLApple Inc.	$27.7M	7.06%	0.00%	-1.0%	Q4 2013
MSFTMicrosoft Corp	$25.8M	6.58%	0.00%	-0.4%	Q4 2013
JPMJPMorgan Chase & Co	$14M	3.57%	0.00%	+0.1%	Q4 2013
XOMExxonMobil Holdings Corp	$13.4M	3.40%	0.00%	+2.3%	Q4 2013
LLYELI LILLY & Co	$11.9M	3.04%	0.00%	-0.1%	Q4 2014
NVDANvidia Corp	$11.9M	3.04%	0.00%	+0.3%	Q3 2016
GOOGAlphabet Inc.	$10.1M	2.58%	Not reported	-0.5%	Q1 2018
CATCaterpillar Inc	$6.72M	1.71%	0.00%	+0.7%	Q4 2013
ABBVAbbVie Inc.	$6.7M	1.71%	0.00%	Not reported	Q4 2013
AMZNAmazon Com Inc	$6.38M	1.63%	0.00%	+1.3%	Q2 2016
IBMInternational Business Machines Corp	$6.33M	1.61%	0.00%	-1.4%	Q4 2013
GOOGLAlphabet Inc.	$4.76M	1.21%	0.00%	Not reported	Q4 2015
SPYSPDR S&P 500 ETF Trust	$4.64M	1.18%	Not reported	+4.6%	Q4 2018
HONHoneywell International Inc	$4.53M	1.15%	0.00%	Not reported	Q4 2013
WMTWalmart Inc.	$4.47M	1.14%	0.00%	-0.1%	Q1 2016
BRK.BBerkshire Hathaway Inc	$4.39M	1.12%	Not reported	+5.8%	Q1 2014
UNPUnion Pacific Corp	$4.22M	1.08%	0.00%	-0.6%	Q4 2013
JNJJohnson & Johnson	$4.18M	1.06%	0.00%	+1.6%	Q4 2013
GLWCorning Inc	$3.99M	1.02%	0.00%	-0.7%	Q4 2013
BXBlackstone Inc.	$3.81M	0.97%	0.00%	-0.5%	Q4 2013
VVisa Inc.	$3.76M	0.96%	0.00%	-4.0%	Q4 2018
RKLBRocket Lab Corp	$3.73M	0.95%	0.01%	+0.8%	Q2 2023
GEGeneral Electric Co	$3.56M	0.91%	0.00%	+3.7%	Q2 2022
ILMNIllumina, Inc.	$3.53M	0.90%	0.02%	Not reported	Q4 2013
CCitigroup Inc	$3.5M	0.89%	0.00%	-1.0%	Q1 2014
NEMNEWMONT Corp	$3.4M	0.87%	0.00%	-13.3%	Q4 2018
ABTAbbott Laboratories	$3.05M	0.78%	0.00%	Not reported	Q4 2013
KMIKinder Morgan, Inc.	$3.01M	0.77%	0.00%	-1.1%	Q3 2018
PANWPalo Alto Networks Inc	$2.98M	0.76%	0.00%	+24.3%	Q1 2019
AVGOBroadcom Inc.	$2.93M	0.75%	0.00%	-22.2%	Q4 2016
MRKMerck & Co., Inc.	$2.8M	0.71%	0.00%	-0.4%	Q4 2013
CEGConstellation Energy Corp	$2.8M	0.71%	0.00%	+2.9%	Q2 2022
MCKMckesson Corp	$2.76M	0.70%	0.00%	+1.3%	Q4 2014
CVXChevron Corp	$2.72M	0.69%	0.00%	+1.0%	Q4 2013
DISWalt Disney Co	$2.67M	0.68%	0.00%	-2.1%	Q4 2013
FLOFlowers Foods Inc	$2.62M	0.67%	0.15%	0.0%	Q4 2013
QQQInvesco QQQ Trust, Series 1	$2.5M	0.64%	Not reported	+2.7%	Q2 2022
TAt&T Inc.	$2.48M	0.63%	0.00%	-0.4%	Q4 2013
SPGIS&P Global Inc.	$2.47M	0.63%	0.00%	Not reported	Q3 2016
BMYBristol Myers Squibb Co	$2.44M	0.62%	0.00%	-0.9%	Q4 2013
GEVGE Vernova Inc.	$2.39M	0.61%	0.00%	+5.1%	Q2 2024
PGPROCTER & GAMBLE Co	$2.34M	0.60%	0.00%	+1.9%	Q4 2013
WMWaste Management Inc	$2.17M	0.55%	0.00%	-0.2%	Q4 2013
TSMTaiwan Semiconductor Manufacturing Co Ltd	$2.15M	0.55%	0.00%	+8.9%	Q3 2024
PFEPfizer Inc	$2.14M	0.55%	0.00%	-5.8%	Q4 2013
APOApollo Global Management, Inc.	$2.14M	0.55%	0.00%	-7.0%	Q4 2019
HDHome Depot, Inc.	$2.12M	0.54%	0.00%	-5.3%	Q1 2016
PLTRPalantir Technologies Inc.	$2.1M	0.54%	0.00%	-8.7%	Q1 2024
CFGCitizens Financial Group Inc	$2.04M	0.52%	0.01%	Not reported	Q1 2019
CSCOCisco Systems, Inc.	$1.93M	0.49%	0.00%	-2.3%	Q4 2013

Q4 2025Reported Feb 9, 2026282 positions
MSFTMicrosoft Corp	$33.8M	8.35%	0.00%	+2.7%	Q4 2013
AAPLApple Inc.	$30M	7.39%	0.00%	-0.9%	Q4 2013
JPMJPMorgan Chase & Co	$15.3M	3.78%	0.00%	-3.6%	Q4 2013
LLYELI LILLY & Co	$13.9M	3.44%	0.00%	+1.2%	Q4 2014
NVDANvidia Corp	$12.7M	3.14%	0.00%	+2.4%	Q3 2016
GOOGAlphabet Inc.	$11.2M	2.75%	Not reported	+2.1%	Q1 2018
XOMExxonMobil Holdings Corp	$9.26M	2.28%	0.00%	+13.8%	Q4 2013
IBMInternational Business Machines Corp	$7.85M	1.94%	0.00%	-1.7%	Q4 2013
ABBVAbbVie Inc.	$7.04M	1.74%	0.00%	+4.7%	Q4 2013
AMZNAmazon Com Inc	$6.98M	1.72%	0.00%	-0.1%	Q2 2016
CATCaterpillar Inc	$5.39M	1.33%	0.00%	+5.7%	Q4 2013
GOOGLAlphabet Inc.	$5.18M	1.28%	0.00%	-10.2%	Q4 2015
BXBlackstone Inc.	$5.13M	1.27%	0.00%	-0.2%	Q4 2013
SPYSPDR S&P 500 ETF Trust	$4.65M	1.15%	Not reported	+52.8%	Q4 2018
VVisa Inc.	$4.54M	1.12%	0.00%	+2.3%	Q4 2018
BRK.BBerkshire Hathaway Inc	$4.35M	1.07%	Not reported	+5.8%	Q1 2014
AVGOBroadcom Inc.	$4.21M	1.04%	0.00%	-4.0%	Q4 2016
UNPUnion Pacific Corp	$4.05M	1.00%	0.00%	Not reported	Q4 2013
RKLBRocket Lab Corp	$4.02M	0.99%	0.01%	-20.7%	Q2 2023
WMTWalmart Inc.	$4.01M	0.99%	0.00%	+0.1%	Q1 2016
HONHoneywell International Inc	$3.91M	0.96%	0.00%	-2.4%	Q4 2013
ILMNIllumina, Inc.	$3.75M	0.93%	0.02%	-2.1%	Q4 2013
ABTAbbott Laboratories	$3.73M	0.92%	0.00%	+11.6%	Q4 2013
GEGeneral Electric Co	$3.73M	0.92%	0.00%	+15.1%	Q2 2022
CCitigroup Inc	$3.64M	0.90%	0.00%	Not reported	Q1 2014
NEMNEWMONT Corp	$3.61M	0.89%	0.00%	-4.2%	Q4 2018
FLOFlowers Foods Inc	$3.49M	0.86%	0.15%	-0.7%	Q4 2013
JNJJohnson & Johnson	$3.48M	0.86%	0.00%	+6.5%	Q4 2013
CEGConstellation Energy Corp	$3.44M	0.85%	0.00%	+42.0%	Q2 2022
DISWalt Disney Co	$3.21M	0.79%	0.00%	-8.1%	Q4 2013
SPGIS&P Global Inc.	$3.03M	0.75%	0.00%	-6.5%	Q3 2016
APOApollo Global Management, Inc.	$2.99M	0.74%	0.00%	+10.5%	Q4 2019
PLTRPalantir Technologies Inc.	$2.8M	0.69%	0.00%	Not reported	Q1 2024
PANWPalo Alto Networks Inc	$2.76M	0.68%	0.00%	+18.5%	Q1 2019
QQQInvesco QQQ Trust, Series 1	$2.59M	0.64%	Not reported	+9.3%	Q2 2022
GLWCorning Inc	$2.59M	0.64%	0.00%	-3.6%	Q4 2013
MCKMckesson Corp	$2.58M	0.64%	0.00%	+26.1%	Q4 2014
KMIKinder Morgan, Inc.	$2.49M	0.61%	0.00%	Not reported	Q3 2018
MRKMerck & Co., Inc.	$2.46M	0.61%	0.00%	-3.8%	Q4 2013
SHOPShopify Inc.	$2.4M	0.59%	0.00%	-4.8%	Q3 2018
HDHome Depot, Inc.	$2.35M	0.58%	0.00%	+15.1%	Q1 2016
PSNLPersonalis, Inc.	$2.33M	0.57%	0.29%	Not reported	Q4 2019
PGPROCTER & GAMBLE Co	$2.28M	0.56%	0.00%	+156.0%	Q4 2013
BMYBristol Myers Squibb Co	$2.19M	0.54%	0.00%	+1.6%	Q4 2013
TAt&T Inc.	$2.13M	0.53%	0.00%	+4.9%	Q4 2013
WMWaste Management Inc	$2.08M	0.51%	0.00%	+3.3%	Q4 2013
PFEPfizer Inc	$2.02M	0.50%	0.00%	+2.5%	Q4 2013
CFGCitizens Financial Group Inc	$1.99M	0.49%	0.01%	Not reported	Q1 2019
CVXChevron Corp	$1.98M	0.49%	0.00%	+1.0%	Q4 2013
CSCOCisco Systems, Inc.	$1.97M	0.48%	0.00%	+1.2%	Q4 2013

Q3 2025Reported Nov 5, 2025292 positions
MSFTMicrosoft Corp	$35.3M	9.21%	0.00%	-0.9%	Q4 2013
AAPLApple Inc.	$28.3M	7.39%	0.00%	+0.5%	Q4 2013
JPMJPMorgan Chase & Co	$15.6M	4.06%	0.00%	-1.1%	Q4 2013
NVDANvidia Corp	$12.4M	3.24%	0.00%	-0.2%	Q3 2016
LLYELI LILLY & Co	$9.78M	2.55%	0.00%	+0.4%	Q4 2014
GOOGAlphabet Inc.	$8.48M	2.21%	Not reported	+1.9%	Q1 2018
XOMExxonMobil Holdings Corp	$7.62M	1.99%	0.00%	-0.5%	Q4 2013
IBMInternational Business Machines Corp	$7.61M	1.98%	0.00%	-1.1%	Q4 2013
ABBVAbbVie Inc.	$6.82M	1.78%	0.00%	-1.0%	Q4 2013
AMZNAmazon Com Inc	$6.65M	1.73%	0.00%	+2.2%	Q2 2016
BXBlackstone Inc.	$5.7M	1.49%	0.00%	+1.1%	Q4 2013
GOOGLAlphabet Inc.	$4.48M	1.17%	0.00%	-2.6%	Q4 2015
HONHoneywell International Inc	$4.32M	1.13%	0.00%	Not reported	Q4 2013
VVisa Inc.	$4.32M	1.13%	0.00%	+2.5%	Q4 2018
CATCaterpillar Inc	$4.25M	1.11%	0.00%	Not reported	Q4 2013
FLOFlowers Foods Inc	$4.22M	1.10%	0.15%	-0.1%	Q4 2013
AVGOBroadcom Inc.	$4.18M	1.09%	0.00%	-2.8%	Q4 2016
UNPUnion Pacific Corp	$4.13M	1.08%	0.00%	Not reported	Q4 2013
BRK.BBerkshire Hathaway Inc	$4.11M	1.07%	Not reported	+0.3%	Q1 2014
WMTWalmart Inc.	$3.71M	0.97%	0.00%	-1.6%	Q1 2016
ABTAbbott Laboratories	$3.57M	0.93%	0.00%	-0.4%	Q4 2013
DISWalt Disney Co	$3.52M	0.92%	0.00%	+0.5%	Q4 2013
RKLBRocket Lab Corp	$3.48M	0.91%	0.01%	-5.0%	Q2 2023
NEMNEWMONT Corp	$3.19M	0.83%	0.00%	-3.6%	Q4 2018
CCitigroup Inc	$3.17M	0.83%	0.00%	-1.6%	Q1 2014
GEGeneral Electric Co	$3.16M	0.82%	0.00%	-1.1%	Q2 2022
SPGIS&P Global Inc.	$3.02M	0.79%	0.00%	Not reported	Q3 2016
SPYSPDR S&P 500 ETF Trust	$2.97M	0.77%	Not reported	+1.6%	Q4 2018
JNJJohnson & Johnson	$2.93M	0.76%	0.00%	-0.6%	Q4 2013
PLTRPalantir Technologies Inc.	$2.87M	0.75%	0.00%	-5.7%	Q1 2024
ILMNIllumina, Inc.	$2.78M	0.72%	0.02%	Not reported	Q4 2013
PANWPalo Alto Networks Inc	$2.57M	0.67%	0.00%	+3.9%	Q1 2019
KMIKinder Morgan, Inc.	$2.57M	0.67%	0.00%	+0.3%	Q3 2018
GLWCorning Inc	$2.52M	0.66%	0.00%	-15.2%	Q4 2013
APOApollo Global Management, Inc.	$2.49M	0.65%	0.00%	+1.6%	Q4 2019
HDHome Depot, Inc.	$2.4M	0.63%	0.00%	Not reported	Q1 2016
SHOPShopify Inc.	$2.32M	0.61%	0.00%	-1.9%	Q3 2018
QQQInvesco QQQ Trust, Series 1	$2.32M	0.60%	Not reported	-2.6%	Q2 2022
TAt&T Inc.	$2.31M	0.60%	0.00%	-0.9%	Q4 2013
CEGConstellation Energy Corp	$2.25M	0.59%	0.00%	+50.9%	Q2 2022
MRKMerck & Co., Inc.	$2.04M	0.53%	0.00%	-18.8%	Q4 2013
WMWaste Management Inc	$2.02M	0.53%	0.00%	0.0%	Q4 2013
PFEPfizer Inc	$2.01M	0.52%	0.00%	+0.1%	Q4 2013
CVXChevron Corp	$2M	0.52%	0.00%	+3.3%	Q4 2013
MCKMckesson Corp	$1.93M	0.50%	0.00%	+6.4%	Q4 2014
PSNLPersonalis, Inc.	$1.91M	0.50%	0.33%	Not reported	Q4 2019
KOCoca Cola Co	$1.82M	0.47%	0.00%	-4.8%	Q4 2013
CFGCitizens Financial Group Inc	$1.81M	0.47%	0.01%	Not reported	Q1 2019
BMYBristol Myers Squibb Co	$1.8M	0.47%	0.00%	Not reported	Q4 2013
CSCOCisco Systems, Inc.	$1.72M	0.45%	0.00%	-0.1%	Q4 2013

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