First Allied Advisory Services, Inc.

13F filer · CIK 0001512647

Last filed Nov 13, 2020

Inactive · not filing 13F

13F portfolio value$2.98BU.S. long equity reported on 13F

Positions72592 new · 49 closed

Net flow last quarter+$81.3MBuys minus sells

Top 10 positions weight14.6%Concentration

Holdings

13F · last 4 quarters free

Scroll for earlier quarters

Company	Value	% of portfolio	% of company	POSITION CHANGE qoq %	First reported
Q3 2020Reported Nov 13, 2020725 positions
AAPLApple Inc.	$166M	5.57%	0.01%	+0.2%	Q2 2013
QQQInvesco QQQ Trust, Series 1	$52.9M	1.78%	Not reported	Not reported	Q2 2018
AMZNAmazon Com Inc	$49.4M	1.66%	0.00%	+4.7%	Q2 2013
MSFTMicrosoft Corp	$47.8M	1.61%	0.00%	+0.6%	Q2 2013
METAMeta Platforms, Inc.	$24.2M	0.81%	Not reported	+4.9%	Q2 2013
SPYSPDR S&P 500 ETF Trust	$23.3M	0.78%	Not reported	+6.2%	Q2 2013
FVDFirst Trust Value Line Dividend Fund	$19.2M	0.65%	Not reported	-29.3%	Q2 2013
GOOGLAlphabet Inc.	$19.1M	0.64%	0.00%	-2.5%	Q4 2015
JPMJPMorgan Chase & Co	$16.1M	0.54%	0.01%	+9.3%	Q2 2013
QCOMQualcomm Inc	$16.1M	0.54%	0.01%	+0.9%	Q2 2013
JNJJohnson & Johnson	$15.7M	0.53%	0.00%	-2.0%	Q2 2013
BSVNBank7 Corp.	$14.7M	0.49%	1.91%	-1.7%	Q2 2013
VZVerizon Communications Inc	$14.5M	0.49%	0.01%	-4.5%	Q2 2013
DISWalt Disney Co	$14M	0.47%	0.01%	-0.8%	Q2 2013
TAt&T Inc.	$13.5M	0.45%	0.01%	+0.6%	Q2 2013
GOOGAlphabet Inc.	$13.4M	0.45%	Not reported	+7.7%	Q4 2015
WMTWalmart Inc.	$12.9M	0.43%	0.00%	-5.7%	Q2 2013
NVDANvidia Corp	$12.6M	0.43%	0.00%	-1.3%	Q2 2013
NFLXNetflix Inc	$12.3M	0.41%	0.01%	-0.1%	Q3 2013
HDHome Depot, Inc.	$11.5M	0.39%	0.00%	+2.3%	Q2 2013
PGPROCTER & GAMBLE Co	$11.4M	0.38%	0.00%	-9.2%	Q2 2013
BABAAlibaba Group Holding Ltd	$11.2M	0.38%	0.00%	-0.5%	Q3 2014
VVisa Inc.	$11.1M	0.37%	0.00%	+8.2%	Q2 2013
TSLATesla, Inc.	$11M	0.37%	0.00%	+5.2%	Q3 2013
SBUXStarbucks Corp	$10.7M	0.36%	0.01%	+3.4%	Q2 2013
LOWLowes Companies Inc	$10.6M	0.36%	0.01%	-1.1%	Q2 2013
IDEVEndo Pharmaceuticals Solutions Inc.	$10.5M	0.35%	Not reported	+15.5%	Q4 2018
INTCIntel Corp	$9.75M	0.33%	0.00%	-1.3%	Q2 2013
GLDSPDR Gold Trust	$9.66M	0.32%	0.01%	+9.9%	Q2 2013
ABBVAbbVie Inc.	$9.61M	0.32%	0.01%	-2.3%	Q2 2013
MRKMerck & Co., Inc.	$9.52M	0.32%	0.00%	-0.5%	Q2 2013
BABoeing Co	$9.51M	0.32%	0.01%	+12.4%	Q2 2013
TGTTarget Corp	$9.4M	0.32%	0.01%	Not reported	Q2 2013
AMGNAmgen Inc	$9.27M	0.31%	0.01%	+0.3%	Q2 2013
PFEPfizer Inc	$8.84M	0.30%	0.00%	-2.9%	Q2 2013
MAMastercard Inc	$8.78M	0.29%	0.00%	+5.6%	Q2 2013
BMYBristol Myers Squibb Co	$8.73M	0.29%	0.01%	+1.3%	Q2 2013
BRK.BBerkshire Hathaway Inc	$8.31M	0.28%	Not reported	-14.7%	Q2 2013
UNHUnitedhealth Group Inc	$8.2M	0.28%	0.00%	+1.3%	Q2 2013
ACPabrdn Income Credit Strategies Fund	$8.17M	0.27%	Not reported	-4.1%	Q4 2017
CVXChevron Corp	$7.48M	0.25%	0.01%	-5.2%	Q2 2013
LMTLockheed Martin Corp	$7.15M	0.24%	0.01%	-2.2%	Q2 2013
MMM3m Co	$7.11M	0.24%	0.01%	-7.5%	Q2 2013
CHRWC. H. Robinson Worldwide, Inc.	$6.93M	0.23%	0.05%	-12.4%	Q2 2013
CSCOCisco Systems, Inc.	$6.92M	0.23%	0.00%	-8.5%	Q2 2013
PEPPepsico Inc	$6.89M	0.23%	0.00%	-2.0%	Q2 2013
BENFranklin Resources Inc	$6.82M	0.23%	0.07%	-3.1%	Q1 2014
CVSCVS HEALTH Corp	$6.02M	0.20%	0.01%	-3.1%	Q2 2013
XOMExxonMobil Holdings Corp	$5.87M	0.20%	Not reported	+4.1%	Q2 2013
BACBank of America Corp	$5.78M	0.19%	0.00%	+8.5%	Q2 2013

Q2 2020Reported Aug 13, 2020682 positions
AAPLApple Inc.	$130M	4.82%	0.01%	Not reported	Q2 2013
MSFTMicrosoft Corp	$46M	1.70%	0.00%	Not reported	Q2 2013
AMZNAmazon Com Inc	$41.4M	1.53%	0.00%	Not reported	Q2 2013
FVDFirst Trust Value Line Dividend Fund	$26.2M	0.97%	Not reported	Not reported	Q2 2013
SPYSPDR S&P 500 ETF Trust	$20.2M	0.75%	Not reported	Not reported	Q2 2013
METAMeta Platforms, Inc.	$20M	0.74%	Not reported	Not reported	Q2 2013
GOOGLAlphabet Inc.	$19M	0.70%	0.00%	Not reported	Q4 2015
JNJJohnson & Johnson	$15.2M	0.56%	0.00%	Not reported	Q2 2013
BSVNBank7 Corp.	$14.9M	0.55%	1.95%	Not reported	Q2 2013
JPMJPMorgan Chase & Co	$14.4M	0.53%	0.01%	Not reported	Q2 2013
TAt&T Inc.	$14.2M	0.53%	0.01%	Not reported	Q2 2013
VZVerizon Communications Inc	$14M	0.52%	0.01%	Not reported	Q2 2013
DISWalt Disney Co	$12.7M	0.47%	0.01%	Not reported	Q2 2013
QCOMQualcomm Inc	$12.4M	0.46%	0.01%	Not reported	Q2 2013
GOOGAlphabet Inc.	$12M	0.44%	Not reported	Not reported	Q4 2015
WMTWalmart Inc.	$11.7M	0.43%	0.00%	Not reported	Q2 2013
INTCIntel Corp	$11.4M	0.42%	0.00%	Not reported	Q2 2013
NFLXNetflix Inc	$11.2M	0.41%	0.01%	Not reported	Q3 2013
ABBVAbbVie Inc.	$11M	0.41%	0.01%	Not reported	Q2 2013
PGPROCTER & GAMBLE Co	$10.8M	0.40%	0.00%	Not reported	Q2 2013
HDHome Depot, Inc.	$10.2M	0.38%	0.00%	Not reported	Q2 2013
VVisa Inc.	$9.94M	0.37%	0.00%	Not reported	Q2 2013
CVXChevron Corp	$9.77M	0.36%	0.01%	Not reported	Q2 2013
BABoeing Co	$9.38M	0.35%	0.01%	Not reported	Q2 2013
NVDANvidia Corp	$8.99M	0.33%	0.00%	Not reported	Q2 2013
CSCOCisco Systems, Inc.	$8.96M	0.33%	0.00%	Not reported	Q2 2013
MRKMerck & Co., Inc.	$8.92M	0.33%	0.00%	Not reported	Q2 2013
SBUXStarbucks Corp	$8.9M	0.33%	0.01%	Not reported	Q2 2013
LOWLowes Companies Inc	$8.76M	0.32%	0.01%	Not reported	Q2 2013
IDEVEndo Pharmaceuticals Solutions Inc.	$8.64M	0.32%	Not reported	Not reported	Q4 2018
AMGNAmgen Inc	$8.58M	0.32%	0.01%	Not reported	Q2 2013
BMYBristol Myers Squibb Co	$8.4M	0.31%	0.01%	Not reported	Q2 2013
GLDSPDR Gold Trust	$8.31M	0.31%	0.01%	Not reported	Q2 2013
BABAAlibaba Group Holding Ltd	$8.3M	0.31%	0.00%	Not reported	Q3 2014
BRK.BBerkshire Hathaway Inc	$8.17M	0.30%	Not reported	Not reported	Q2 2013
PFEPfizer Inc	$8.11M	0.30%	0.00%	Not reported	Q2 2013
ACPabrdn Income Credit Strategies Fund	$7.69M	0.28%	Not reported	Not reported	Q4 2017
UNHUnitedhealth Group Inc	$7.65M	0.28%	0.00%	Not reported	Q2 2013
MMM3m Co	$7.48M	0.28%	0.01%	Not reported	Q2 2013
XOMExxonMobil Holdings Corp	$7.35M	0.27%	Not reported	Not reported	Q2 2013
MAMastercard Inc	$7.27M	0.27%	0.00%	Not reported	Q2 2013
BENFranklin Resources Inc	$7.25M	0.27%	0.07%	Not reported	Q1 2014
LMTLockheed Martin Corp	$6.96M	0.26%	0.01%	Not reported	Q2 2013
CVSCVS HEALTH Corp	$6.91M	0.26%	0.01%	Not reported	Q2 2013
PEPPepsico Inc	$6.7M	0.25%	0.00%	Not reported	Q2 2013
LLYELI LILLY & Co	$6.13M	0.23%	0.00%	Not reported	Q2 2013
CHRWC. H. Robinson Worldwide, Inc.	$6.12M	0.23%	0.06%	Not reported	Q2 2013
CCitigroup Inc	$6.01M	0.22%	0.01%	Not reported	Q2 2013
GILDGilead Sciences, Inc.	$5.67M	0.21%	0.01%	Not reported	Q2 2013
IBMInternational Business Machines Corp	$5.37M	0.20%	0.01%	Not reported	Q2 2013

Q4 2019Reported Feb 10, 2020747 positions
AAPLApple Inc.	$107M	3.62%	0.01%	-2.6%	Q2 2013
MSFTMicrosoft Corp	$40.7M	1.38%	0.00%	-14.0%	Q2 2013
QQQInvesco QQQ Trust, Series 1	$31.3M	1.06%	Not reported	-21.4%	Q2 2018
FVDFirst Trust Value Line Dividend Fund	$30.3M	1.02%	Not reported	+55.6%	Q2 2013
AMZNAmazon Com Inc	$25M	0.85%	0.00%	+3.6%	Q2 2013
BRK.BBerkshire Hathaway Inc	$24.1M	0.81%	Not reported	-1.9%	Q2 2013
SPYSPDR S&P 500 ETF Trust	$23.6M	0.80%	Not reported	+30.6%	Q2 2013
TAt&T Inc.	$18.7M	0.63%	0.01%	-1.6%	Q2 2013
JPMJPMorgan Chase & Co	$18M	0.61%	0.00%	-7.4%	Q2 2013
GOOGLAlphabet Inc.	$17.1M	0.58%	0.00%	-3.1%	Q4 2015
METAMeta Platforms, Inc.	$16.7M	0.56%	Not reported	+3.6%	Q2 2013
BABoeing Co	$16.5M	0.56%	0.01%	+3.9%	Q2 2013
IDEVEndo Pharmaceuticals Solutions Inc.	$15.3M	0.52%	Not reported	-11.0%	Q4 2018
VZVerizon Communications Inc	$15M	0.51%	0.01%	-1.3%	Q2 2013
JNJJohnson & Johnson	$14.4M	0.49%	0.00%	-5.8%	Q2 2013
DISWalt Disney Co	$13.4M	0.45%	0.01%	-0.3%	Q2 2013
XOMExxonMobil Holdings Corp	$12.1M	0.41%	Not reported	-5.9%	Q2 2013
INTCIntel Corp	$11.9M	0.40%	0.00%	-7.9%	Q2 2013
BABAAlibaba Group Holding Ltd	$11.5M	0.39%	0.00%	0.0%	Q3 2014
GOOGAlphabet Inc.	$10.6M	0.36%	Not reported	+1.6%	Q4 2015
PGPROCTER & GAMBLE Co	$10.5M	0.36%	0.00%	+1.5%	Q2 2013
ACPabrdn Income Credit Strategies Fund	$10.4M	0.35%	Not reported	Not reported	Q4 2017
VVisa Inc.	$10.2M	0.34%	0.00%	+1.5%	Q2 2013
BSVNBank7 Corp.	$10.1M	0.34%	1.25%	+0.4%	Q2 2013
CVXChevron Corp	$10.1M	0.34%	0.00%	-0.7%	Q2 2013
QCOMQualcomm Inc	$10M	0.34%	0.01%	+0.7%	Q2 2013
RVTRoyce Small-Cap Trust, Inc.	$9.9M	0.33%	Not reported	-4.7%	Q2 2013
MRKMerck & Co., Inc.	$9.76M	0.33%	0.00%	-2.2%	Q2 2013
SBUXStarbucks Corp	$9.47M	0.32%	0.01%	-2.6%	Q2 2013
WMTWalmart Inc.	$9.36M	0.32%	0.00%	-1.0%	Q2 2013
HDHome Depot, Inc.	$9.3M	0.31%	0.00%	+5.3%	Q2 2013
PFEPfizer Inc	$9.21M	0.31%	0.00%	+2.9%	Q2 2013
AMGNAmgen Inc	$8.97M	0.30%	0.01%	-1.9%	Q2 2013
BMYBristol Myers Squibb Co	$8.88M	0.30%	0.01%	+81.1%	Q2 2013
USBUS Bancorp \de\	$8.76M	0.30%	0.01%	-3.8%	Q2 2013
NFLXNetflix Inc	$8.57M	0.29%	0.01%	-0.5%	Q3 2013
TGTTarget Corp	$8.42M	0.28%	0.01%	+3.9%	Q2 2013
WFCWells Fargo & Company	$8.25M	0.28%	0.00%	+4.7%	Q2 2013
MMM3m Co	$7.87M	0.27%	0.01%	-3.6%	Q2 2013
LOWLowes Companies Inc	$7.87M	0.27%	0.01%	-0.1%	Q2 2013
ABBVAbbVie Inc.	$7.69M	0.26%	0.01%	+2.5%	Q2 2013
LMTLockheed Martin Corp	$7.69M	0.26%	0.01%	-1.0%	Q2 2013
GRXGabelli Healthcare & WellnessRx Trust	$7.59M	0.26%	Not reported	+0.1%	Q2 2013
RTLThe Necessity Retail REIT, Inc.	$7.38M	0.25%	Not reported	-10.1%	Q3 2018
BENFranklin Resources Inc	$7.32M	0.25%	0.06%	+15.3%	Q1 2014
MAMastercard Inc	$7.32M	0.25%	0.00%	+0.2%	Q2 2013
CCitigroup Inc	$7.29M	0.25%	0.00%	-0.8%	Q2 2013
UNHUnitedhealth Group Inc	$7.27M	0.25%	0.00%	-4.1%	Q2 2013
BACBank of America Corp	$7.16M	0.24%	0.00%	-8.8%	Q2 2013
GLDSPDR Gold Trust	$7.12M	0.24%	0.02%	-6.0%	Q2 2013

Q3 2019Reported Nov 6, 2019737 positions
AAPLApple Inc.	$83.9M	2.99%	0.00%	-0.5%	Q2 2013
MSFTMicrosoft Corp	$41.8M	1.49%	0.00%	-1.0%	Q2 2013
QQQInvesco QQQ Trust, Series 1	$35.3M	1.26%	Not reported	-24.2%	Q2 2018
AMZNAmazon Com Inc	$22.6M	0.81%	0.00%	-4.0%	Q2 2013
BRK.BBerkshire Hathaway Inc	$22.5M	0.80%	Not reported	+6.2%	Q2 2013
FVDFirst Trust Value Line Dividend Fund	$18.9M	0.67%	Not reported	+25.9%	Q2 2013
BABoeing Co	$18.5M	0.66%	0.01%	-10.4%	Q2 2013
TAt&T Inc.	$18.4M	0.65%	0.01%	-6.1%	Q2 2013
SPYSPDR S&P 500 ETF Trust	$16.6M	0.59%	Not reported	-43.2%	Q2 2013
JPMJPMorgan Chase & Co	$16.4M	0.58%	0.00%	+0.4%	Q2 2013
IDEVEndo Pharmaceuticals Solutions Inc.	$16.2M	0.58%	Not reported	+3.9%	Q4 2018
GOOGLAlphabet Inc.	$16M	0.57%	0.00%	-1.2%	Q4 2015
VZVerizon Communications Inc	$14.9M	0.53%	0.01%	-9.7%	Q2 2013
METAMeta Platforms, Inc.	$14M	0.50%	Not reported	+3.9%	Q2 2013
JNJJohnson & Johnson	$13.6M	0.48%	0.00%	+0.9%	Q2 2013
XOMExxonMobil Holdings Corp	$13M	0.46%	Not reported	-1.7%	Q2 2013
DISWalt Disney Co	$12.2M	0.43%	0.01%	+2.4%	Q2 2013
INTCIntel Corp	$11.1M	0.39%	0.00%	+1.1%	Q2 2013
PGPROCTER & GAMBLE Co	$10.3M	0.37%	0.00%	-5.5%	Q2 2013
BSVNBank7 Corp.	$10.1M	0.36%	1.25%	+2.4%	Q2 2013
CVXChevron Corp	$10M	0.36%	0.00%	-0.3%	Q2 2013
SBUXStarbucks Corp	$9.79M	0.35%	0.01%	-4.1%	Q2 2013
RVTRoyce Small-Cap Trust, Inc.	$9.67M	0.34%	Not reported	+7.9%	Q2 2013
GOOGAlphabet Inc.	$9.49M	0.34%	Not reported	-8.9%	Q4 2015
WMTWalmart Inc.	$9.45M	0.34%	0.00%	-13.4%	Q2 2013
HDHome Depot, Inc.	$9.36M	0.33%	0.00%	+3.1%	Q2 2013
MRKMerck & Co., Inc.	$9.26M	0.33%	0.00%	-19.3%	Q2 2013
VVisa Inc.	$9.16M	0.33%	0.00%	-3.1%	Q2 2013
BABAAlibaba Group Holding Ltd	$9.03M	0.32%	0.00%	+1.9%	Q3 2014
RTLThe Necessity Retail REIT, Inc.	$8.64M	0.31%	Not reported	-9.7%	Q3 2018
QCOMQualcomm Inc	$8.62M	0.31%	0.01%	+25.0%	Q2 2013
USBUS Bancorp \de\	$8.47M	0.30%	0.01%	-18.4%	Q2 2013
PFEPfizer Inc	$8.22M	0.29%	0.00%	-9.9%	Q2 2013
LMTLockheed Martin Corp	$7.79M	0.28%	0.01%	-4.8%	Q2 2013
MMM3m Co	$7.56M	0.27%	0.01%	+0.2%	Q2 2013
AMGNAmgen Inc	$7.41M	0.26%	0.01%	-1.1%	Q2 2013
WFCWells Fargo & Company	$7.4M	0.26%	0.00%	+87.2%	Q2 2013
GLDSPDR Gold Trust	$7.36M	0.26%	0.02%	+24.9%	Q2 2013
LOWLowes Companies Inc	$7.23M	0.26%	0.01%	+20.8%	Q2 2013
NFLXNetflix Inc	$7.12M	0.25%	0.01%	+15.2%	Q3 2013
PEPPepsico Inc	$7.1M	0.25%	0.00%	-30.9%	Q2 2013
BENFranklin Resources Inc	$7.05M	0.25%	0.05%	+85.6%	Q1 2014
CELGCelgene Corp	$6.91M	0.25%	0.01%	-7.4%	Q2 2013
GRXGabelli Healthcare & WellnessRx Trust	$6.84M	0.24%	Not reported	+0.1%	Q2 2013
TGTTarget Corp	$6.77M	0.24%	0.01%	-7.4%	Q2 2013
CHRWC. H. Robinson Worldwide, Inc.	$6.66M	0.24%	0.06%	-3.1%	Q2 2013
MAMastercard Inc	$6.66M	0.24%	0.00%	-20.5%	Q2 2013
IBMInternational Business Machines Corp	$6.61M	0.24%	0.01%	+0.8%	Q2 2013
BACBank of America Corp	$6.52M	0.23%	0.00%	-5.1%	Q2 2013
CSCOCisco Systems, Inc.	$6.49M	0.23%	0.00%	-1.9%	Q2 2013

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