Alethea Capital Management, LLC

13F filer · CIK 0001549408

Reported Aug 14, 2026

Net buyer this quarter

13F portfolio value$241MU.S. long equity reported on 13F

Positions3830 new · 1 closed

Net flow last quarter+$30.4MBuys minus sells

Top 10 positions weight80.3%Concentration

Holdings

13F · last 4 quarters free

Scroll for earlier quarters

Company	Value	% of portfolio	% of company	POSITION CHANGE qoq %	First reported
Q2 2026Reported Aug 14, 202638 positions
AXSMAxsome Therapeutics, Inc.	$159M	65.78%	1.24%	-0.1%	Q4 2017
KURAKura Oncology, Inc.	$23.8M	9.85%	2.44%	+41.8%	Q2 2016
IMRXImmuneering Corp	$2.36M	0.98%	1.82%	+1962.1%	Q2 2025
TEMTempus AI, Inc.	$1.83M	0.76%	Not reported	Not reported	Q4 2025
VTRSViatris Inc	$1.24M	0.52%	0.01%	Not reported	Q2 2024
PMPhilip Morris International Inc.	$1.24M	0.51%	0.00%	Not reported	Q1 2015
ADPAutomatic Data Processing Inc	$1.23M	0.51%	0.00%	Not reported	Q1 2015
WMBWilliams Companies, Inc.	$1.14M	0.47%	0.00%	Not reported	Q4 2014
DRIDarden Restaurants Inc	$1.12M	0.46%	0.00%	Not reported	Q1 2015
BMYBristol Myers Squibb Co	$1.09M	0.45%	0.00%	Not reported	Q2 2015
EDConsolidated Edison Inc	$1.08M	0.45%	0.00%	Not reported	Q1 2015
CVXChevron Corp	$971K	0.40%	0.00%	Not reported	Q1 2018
CMCSAComcast Corp	$940K	0.39%	0.00%	Not reported	Q3 2019
ESEversource Energy	$933K	0.39%	0.00%	Not reported	Q3 2017
WYWeyerhaeuser Co	$912K	0.38%	0.01%	Not reported	Q4 2014
LMTLockheed Martin Corp	$906K	0.38%	0.00%	Not reported	Q3 2016
TAt&T Inc.	$893K	0.37%	0.00%	Not reported	Q2 2016
STZConstellation Brands, Inc.	$847K	0.35%	Not reported	Not reported	Q1 2019
BRBroadridge Financial Solutions, Inc.	$840K	0.35%	0.01%	Not reported	Q2 2020
PNCPNC Financial Services Group, Inc.	$801K	0.33%	0.00%	Not reported	Q3 2018
HRLHormel Foods Corp	$703K	0.29%	Not reported	Not reported	Q1 2023
XOMExxonMobil Holdings Corp	$602K	0.25%	0.00%	Not reported	Q2 2018
RNAAtrium Therapeutics, Inc.	$589K	0.24%	0.26%	Not reported	Q1 2026
SYYSysco Corp	$582K	0.24%	0.00%	Not reported	Q1 2016
WFCWells Fargo & Company	$498K	0.21%	0.00%	Not reported	Q2 2018
OKEOneok Inc	$464K	0.19%	0.00%	Not reported	Q2 2015
BGBunge Global SA	$430K	0.18%	0.00%	Not reported	Q1 2024
MOSMosaic Co	$396K	0.16%	0.01%	Not reported	Q2 2015
HSYHershey Co	$354K	0.15%	0.00%	Not reported	Q2 2015
EXEEXPAND ENERGY Corp	$331K	0.14%	0.00%	New	Q2 2026
AWKAmerican Water Works Company, Inc.	$289K	0.12%	0.00%	Not reported	Q3 2025
ECPGEncore Capital Group Inc	$257K	0.11%	0.01%	New	Q2 2026
MCHPMicrochip Technology Inc	$251K	0.10%	0.00%	New	Q2 2026
ACNAccenture plc	$234K	0.10%	0.00%	Not reported	Q3 2019
SJMJ M SMUCKER Co	$220K	0.09%	0.00%	Not reported	Q2 2015
GPKGraphic Packaging Holding Co	$173K	0.07%	0.01%	Not reported	Q1 2026
TGBTrekor Metals Ltd	$68.8K	0.03%	0.00%	New	Q2 2026
LPROOpen Lending Corporation	$37.3K	0.02%	0.01%	Not reported	Q1 2021
Q1 2026Reported May 13, 20269 positions
AXSMAxsome Therapeutics, Inc.	$110M	56.28%	1.26%	-2.9%	Q4 2017
KURAKura Oncology, Inc.	$12.4M	6.38%	1.72%	+7.5%	Q2 2016
TEMTempus AI, Inc.	$1.43M	0.73%	Not reported	Not reported	Q4 2025
RNAAtrium Therapeutics, Inc.	$585K	0.30%	0.26%	-1.9%	Q1 2026
WFCWells Fargo & Company	$480K	0.25%	0.00%	Not reported	Q2 2018
GPKGraphic Packaging Holding Co	$162K	0.08%	0.01%	New	Q1 2026
SPYSPDR S&P 500 ETF Trust	$124K	0.06%	Not reported	-98.6%	Q4 2014
IMRXImmuneering Corp	$121K	0.06%	0.09%	Not reported	Q2 2025
LPROOpen Lending Corporation	$15K	0.01%	0.01%	Not reported	Q1 2021
Q4 2025Reported Feb 11, 20268 positions
AXSMAxsome Therapeutics, Inc.	$122M	59.30%	1.31%	-0.3%	Q4 2017
RNAMAvidity Biosciences, Inc.	$32.2M	15.62%	0.30%	Not reported	Q4 2020
KURAKura Oncology, Inc.	$14.8M	7.18%	1.62%	+2.4%	Q2 2016
SPYSPDR S&P 500 ETF Trust	$9.5M	4.61%	Not reported	Not reported	Q4 2014
TEMTempus AI, Inc.	$1.86M	0.90%	Not reported	New	Q4 2025
CDTXCidara Therapeutics, Inc.	$1.02M	0.50%	0.01%	-22.3%	Q4 2017
IMRXImmuneering Corp	$151K	0.07%	0.09%	Not reported	Q2 2025
LPROOpen Lending Corporation	$18.6K	0.01%	0.01%	Not reported	Q1 2021
Q3 2025Reported Nov 14, 202527 positions
AXSMAxsome Therapeutics, Inc.	$81.5M	52.34%	1.33%	+0.5%	Q4 2017
RNAMAvidity Biosciences, Inc.	$19.4M	12.49%	0.30%	+4.1%	Q4 2020
KURAKura Oncology, Inc.	$12.3M	7.90%	1.60%	+46.3%	Q2 2016
JNJJohnson & Johnson	$616K	0.40%	0.00%	Not reported	Q4 2014
CDTXCidara Therapeutics, Inc.	$570K	0.37%	0.02%	Not reported	Q4 2017
VTRVentas, Inc.	$563K	0.36%	0.00%	Not reported	Q1 2015
UNHUnitedhealth Group Inc	$562K	0.36%	0.00%	Not reported	Q3 2021
SJMJ M SMUCKER Co	$561K	0.36%	0.00%	Not reported	Q2 2015
CNPCenterpoint Energy Inc	$536K	0.34%	0.00%	Not reported	Q1 2018
MCDMcdonalds Corp	$528K	0.34%	0.00%	Not reported	Q2 2015
EXCExelon Corp	$526K	0.34%	0.00%	Not reported	Q2 2017
VZVerizon Communications Inc	$516K	0.33%	0.00%	Not reported	Q4 2014
BF.BBrown Forman Corp	$511K	0.33%	0.00%	New	Q3 2025
EDConsolidated Edison Inc	$508K	0.33%	0.00%	Not reported	Q1 2015
AWKAmerican Water Works Company, Inc.	$508K	0.33%	0.00%	New	Q3 2025
MAAMid America Apartment Communities Inc.	$479K	0.31%	0.00%	Not reported	Q1 2018
TAPMolson Coors Beverage Co	$478K	0.31%	Not reported	New	Q3 2025
CCICrown Castle Inc.	$477K	0.31%	0.00%	Not reported	Q1 2015
INVHInvitation Homes Inc.	$454K	0.29%	0.00%	Not reported	Q1 2023
PAYXPaychex Inc	$443K	0.28%	0.00%	Not reported	Q1 2015
LKQLKQ Corp	$419K	0.27%	0.01%	Not reported	Q1 2020
TAt&T Inc.	$361K	0.23%	0.00%	Not reported	Q2 2016
LMTLockheed Martin Corp	$331K	0.21%	0.00%	Not reported	Q3 2016
STZConstellation Brands, Inc.	$318K	0.20%	Not reported	Not reported	Q1 2019
XOMExxonMobil Holdings Corp	$268K	0.17%	0.00%	Not reported	Q2 2018
IMRXImmuneering Corp	$161K	0.10%	0.09%	Not reported	Q2 2025
LPROOpen Lending Corporation	$25.3K	0.02%	0.01%	Not reported	Q1 2021

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