Spectrum Asset Management, Inc. (NB/CA)

13F filer · CIK 0001632078

Reported Aug 3, 2026

Net seller this quarter

13F portfolio value$360MU.S. long equity reported on 13F

Positions717 new · 4 closed

Net flow last quarter-$340KBuys minus sells

Top 10 positions weight24.3%Concentration

Holdings

13F · last 4 quarters free

Scroll for earlier quarters

Company	Value	% of portfolio	% of company	POSITION CHANGE qoq %	First reported
Q2 2026Reported Aug 3, 202671 positions
WFCWells Fargo & Company	$33.7M	9.34%	0.01%	-1.8%	Q4 2014
IAUIshares Gold Trust	$12.1M	3.34%	0.02%	-0.5%	Q3 2020
GOOGAlphabet Inc.	$6.65M	1.85%	Not reported	-0.6%	Q2 2016
CSCOCisco Systems, Inc.	$6.43M	1.78%	0.00%	-0.7%	Q4 2018
XOMExxonMobil Holdings Corp	$5.51M	1.53%	0.00%	-0.4%	Q4 2014
CVXChevron Corp	$5.36M	1.49%	0.00%	0.0%	Q4 2014
EMEEMCOR Group, Inc.	$4.59M	1.27%	0.01%	-13.0%	Q2 2025
WMTWalmart Inc.	$4.58M	1.27%	0.00%	-0.3%	Q4 2014
ABBVAbbVie Inc.	$4.57M	1.27%	0.00%	+0.2%	Q3 2018
EMXCEmax Holdings Corp	$4.2M	1.17%	Not reported	New	Q2 2026
ILMNIllumina, Inc.	$4.15M	1.15%	0.02%	+5.1%	Q4 2020
DUKDuke Energy CORP	$3.74M	1.04%	0.00%	0.0%	Q2 2020
SCHWSchwab Charles Corp	$3.71M	1.03%	0.00%	+0.3%	Q1 2020
LHXL3harris Technologies, Inc.	$3.7M	1.03%	0.01%	0.0%	Q4 2019
MSFTMicrosoft Corp	$3.63M	1.01%	0.00%	-4.7%	Q4 2014
NVSNovartis AG	$3.57M	0.99%	0.00%	-13.2%	Q2 2025
FCXFreeport-Mcmoran Inc	$3.52M	0.98%	0.00%	+3.0%	Q1 2026
EMREmerson Electric Co	$3.4M	0.94%	0.00%	-0.4%	Q3 2018
EWEdwards Lifesciences Corp	$3.26M	0.90%	0.01%	0.0%	Q4 2016
BRK.BBerkshire Hathaway Inc	$3.21M	0.89%	Not reported	-0.3%	Q4 2014
SOLSSolstice Advanced Materials Inc.	$2.68M	0.74%	0.02%	+102.0%	Q4 2025
LINLinde PLC	$2.45M	0.68%	0.00%	-0.3%	Q1 2025
SPYSPDR S&P 500 ETF Trust	$2.41M	0.67%	Not reported	-5.0%	Q2 2015
ORCLOracle Corp	$2.32M	0.64%	0.00%	-0.5%	Q4 2017
BRK.ABerkshire Hathaway Inc	$2.25M	0.62%	Not reported	Not reported	Q1 2025
HONHoneywell International Inc	$1.98M	0.55%	0.00%	+0.1%	Q3 2018
HONAHoneywell Aerospace Inc.	$1.96M	0.54%	Not reported	-0.1%	Q2 2026
GOOGLAlphabet Inc.	$1.82M	0.51%	0.00%	-4.9%	Q2 2017
AAPLApple Inc.	$1.77M	0.49%	0.00%	+28.7%	Q4 2014
COSTCostco Wholesale Corp	$1.32M	0.37%	0.00%	+0.1%	Q1 2018
VVisa Inc.	$1.32M	0.37%	0.00%	+0.1%	Q3 2017
RTXRTX Corp	$1.24M	0.34%	0.00%	+0.2%	Q2 2020
MCKMckesson Corp	$1.21M	0.34%	0.00%	Not reported	Q3 2022
GEVGE Vernova Inc.	$970K	0.27%	0.00%	Not reported	Q1 2026
GEGeneral Electric Co	$963K	0.27%	0.00%	Not reported	Q1 2025
MRVLMarvell Technology, Inc.	$907K	0.25%	0.00%	-43.6%	Q1 2026
NVDANvidia Corp	$884K	0.25%	0.00%	+114.6%	Q1 2019
TSLATesla, Inc.	$732K	0.20%	0.00%	+77.9%	Q2 2021
DEDeere & Co	$721K	0.20%	0.00%	+0.3%	Q2 2017
ASMLAsml Holding NV	$708K	0.20%	0.00%	Not reported	Q1 2019
AMZNAmazon Com Inc	$657K	0.18%	0.00%	-30.9%	Q1 2018
STMSTMicroelectronics N.V.	$633K	0.18%	0.00%	New	Q2 2026
CGNXCognex Corp	$586K	0.16%	0.00%	Not reported	Q2 2019
MCDMcdonalds Corp	$584K	0.16%	0.00%	+0.4%	Q1 2020
LLYELI LILLY & Co	$539K	0.15%	0.00%	Not reported	Q4 2021
GDGeneral Dynamics Corp	$499K	0.14%	0.00%	Not reported	Q4 2019
AVGOBroadcom Inc.	$493K	0.14%	0.00%	New	Q2 2026
WYWeyerhaeuser Co	$490K	0.14%	0.00%	New	Q2 2026
FNVFRANCO NEVADA Corp	$489K	0.14%	0.00%	Not reported	Q2 2020
MDTMedtronic plc	$473K	0.13%	0.00%	-83.5%	Q1 2015

Q1 2026Reported Apr 22, 202667 positions
WFCWells Fargo & Company	$33M	10.49%	0.01%	Not reported	Q4 2014
IAUIshares Gold Trust	$14.1M	4.49%	0.02%	-4.9%	Q3 2020
XOMExxonMobil Holdings Corp	$6.86M	2.18%	0.00%	+4.1%	Q4 2014
CVXChevron Corp	$6.69M	2.12%	0.00%	+7.5%	Q4 2014
GOOGAlphabet Inc.	$5.44M	1.73%	Not reported	-1.1%	Q2 2016
WMTWalmart Inc.	$5.05M	1.60%	0.00%	-9.1%	Q4 2014
EMEEMCOR Group, Inc.	$4.69M	1.49%	0.01%	-0.4%	Q2 2025
LHXL3harris Technologies, Inc.	$4.39M	1.40%	0.01%	+0.1%	Q4 2019
CSCOCisco Systems, Inc.	$4.28M	1.36%	0.00%	-11.0%	Q4 2018
NVSNovartis AG	$4.01M	1.27%	0.00%	-0.1%	Q2 2025
HONHoneywell International Inc	$4.01M	1.27%	0.00%	-14.6%	Q3 2018
ABBVAbbVie Inc.	$3.94M	1.25%	0.00%	+0.3%	Q3 2018
DUKDuke Energy CORP	$3.87M	1.23%	0.00%	0.0%	Q2 2020
MSFTMicrosoft Corp	$3.78M	1.20%	0.00%	-15.1%	Q4 2014
SCHWSchwab Charles Corp	$3.76M	1.20%	0.00%	0.0%	Q1 2020
AAAUGoldman Sachs Physical Gold ETF	$3.57M	1.13%	0.12%	+9.1%	Q2 2025
FCXFreeport-Mcmoran Inc	$3.19M	1.01%	0.00%	New	Q1 2026
MDTMedtronic plc	$3.16M	1.01%	0.00%	+0.1%	Q1 2015
EMREmerson Electric Co	$3.12M	0.99%	0.00%	-0.2%	Q3 2018
BRK.BBerkshire Hathaway Inc	$3.09M	0.98%	Not reported	-10.2%	Q4 2014
EWEdwards Lifesciences Corp	$2.88M	0.92%	0.01%	+0.6%	Q4 2016
ILMNIllumina, Inc.	$2.77M	0.88%	0.01%	Not reported	Q4 2020
LINLinde PLC	$2.35M	0.75%	0.00%	+0.4%	Q1 2025
ORCLOracle Corp	$2.34M	0.74%	0.00%	-10.3%	Q4 2017
SPYSPDR S&P 500 ETF Trust	$2.21M	0.70%	Not reported	+22.0%	Q2 2015
BRK.ABerkshire Hathaway Inc	$2.15M	0.68%	Not reported	Not reported	Q1 2025
GOOGLAlphabet Inc.	$1.54M	0.49%	0.00%	+6.7%	Q2 2017
COSTCostco Wholesale Corp	$1.41M	0.45%	0.00%	-5.4%	Q1 2018
MCKMckesson Corp	$1.39M	0.44%	0.00%	Not reported	Q3 2022
RTXRTX Corp	$1.26M	0.40%	0.00%	-6.5%	Q2 2020
AAPLApple Inc.	$1.2M	0.38%	0.00%	+11.1%	Q4 2014
VVisa Inc.	$1.16M	0.37%	0.00%	+0.1%	Q3 2017
SOLSSolstice Advanced Materials Inc.	$1.14M	0.36%	0.01%	+219.1%	Q4 2025
AMZNAmazon Com Inc	$831K	0.26%	0.00%	+145.8%	Q1 2018
ESLTElbit Systems Ltd	$740K	0.24%	0.00%	-39.3%	Q4 2016
GEGeneral Electric Co	$733K	0.23%	0.00%	+133.2%	Q1 2025
GEVGE Vernova Inc.	$721K	0.23%	0.00%	New	Q1 2026
MCDMcdonalds Corp	$669K	0.21%	0.00%	+0.3%	Q1 2020
DEDeere & Co	$638K	0.20%	0.00%	+0.3%	Q2 2017
FNVFRANCO NEVADA Corp	$579K	0.18%	0.00%	-4.7%	Q2 2020
MRVLMarvell Technology, Inc.	$535K	0.17%	0.00%	New	Q1 2026
PFEPfizer Inc	$522K	0.17%	0.00%	+1.1%	Q4 2014
GDGeneral Dynamics Corp	$484K	0.15%	0.00%	Not reported	Q4 2019
BWXTBWX Technologies, Inc.	$475K	0.15%	0.00%	New	Q1 2026
ASMLAsml Holding NV	$470K	0.15%	0.00%	-29.1%	Q1 2019
SRESempra	$467K	0.15%	0.00%	+0.8%	Q2 2021
CATCaterpillar Inc	$433K	0.14%	0.00%	+49.0%	Q4 2021
LLYELI LILLY & Co	$413K	0.13%	0.00%	-3.4%	Q4 2021
IBTGInternational Building Technologies Group, Inc.	$375K	0.12%	Not reported	-14.9%	Q4 2023
GLDSPDR Gold Trust	$375K	0.12%	0.00%	-11.7%	Q4 2022

Q4 2025Reported Jan 26, 202664 positions
IAUIshares Gold Trust	$13.7M	4.56%	0.02%	+5.1%	Q3 2020
GOOGAlphabet Inc.	$6.01M	2.01%	Not reported	-10.6%	Q2 2016
MSFTMicrosoft Corp	$5.83M	1.94%	0.00%	-0.1%	Q4 2014
WMTWalmart Inc.	$4.97M	1.66%	0.00%	-1.7%	Q4 2014
CSCOCisco Systems, Inc.	$4.77M	1.59%	0.00%	-4.1%	Q4 2018
XOMExxonMobil Holdings Corp	$4.68M	1.56%	0.00%	-5.5%	Q4 2014
CVXChevron Corp	$4.58M	1.53%	0.00%	-4.9%	Q4 2014
ABBVAbbVie Inc.	$4.13M	1.38%	0.00%	-12.0%	Q3 2018
HONHoneywell International Inc	$4.05M	1.35%	0.00%	-7.2%	Q3 2018
SCHWSchwab Charles Corp	$4M	1.33%	0.00%	-24.5%	Q1 2020
EMEEMCOR Group, Inc.	$3.9M	1.30%	0.01%	-0.9%	Q2 2025
LHXL3harris Technologies, Inc.	$3.74M	1.25%	0.01%	-16.3%	Q4 2019
NVSNovartis AG	$3.62M	1.21%	0.00%	+0.5%	Q2 2025
BRK.BBerkshire Hathaway Inc	$3.61M	1.20%	Not reported	-3.5%	Q4 2014
MDTMedtronic plc	$3.5M	1.17%	0.00%	-11.9%	Q1 2015
DUKDuke Energy CORP	$3.46M	1.15%	0.00%	-12.8%	Q2 2020
ORCLOracle Corp	$3.45M	1.15%	0.00%	-34.0%	Q4 2017
EMREmerson Electric Co	$3.17M	1.06%	0.00%	-13.7%	Q3 2018
EWEdwards Lifesciences Corp	$3.05M	1.02%	0.01%	-8.2%	Q4 2016
AAAUGoldman Sachs Physical Gold ETF	$3.01M	1.00%	0.12%	-0.8%	Q2 2025
ABTAbbott Laboratories	$2.73M	0.91%	0.00%	-12.9%	Q4 2014
BRK.ABerkshire Hathaway Inc	$2.26M	0.76%	Not reported	Not reported	Q1 2025
LINLinde PLC	$2.01M	0.67%	0.00%	-45.1%	Q1 2025
LNGCheniere Energy, Inc.	$1.93M	0.64%	0.00%	-17.5%	Q2 2025
SPYSPDR S&P 500 ETF Trust	$1.9M	0.63%	Not reported	+1.5%	Q2 2015
GOOGLAlphabet Inc.	$1.57M	0.52%	0.00%	-6.7%	Q2 2017
VVisa Inc.	$1.34M	0.45%	0.00%	+0.1%	Q3 2017
MCKMckesson Corp	$1.31M	0.44%	0.00%	Not reported	Q3 2022
COSTCostco Wholesale Corp	$1.29M	0.43%	0.00%	-0.1%	Q1 2018
RTXRTX Corp	$1.28M	0.43%	0.00%	-3.2%	Q2 2020
AAPLApple Inc.	$1.16M	0.39%	0.00%	-1.0%	Q4 2014
ESLTElbit Systems Ltd	$830K	0.28%	0.00%	Not reported	Q4 2016
MCDMcdonalds Corp	$656K	0.22%	0.00%	+0.3%	Q1 2020
ASMLAsml Holding NV	$537K	0.18%	0.00%	-29.7%	Q1 2019
DEDeere & Co	$527K	0.18%	0.00%	+0.4%	Q2 2017
JOFJapan Smaller Capitalization Fund Inc	$521K	0.17%	Not reported	Not reported	Q4 2017
QCOMQualcomm Inc	$517K	0.17%	0.00%	Not reported	Q3 2018
FNVFRANCO NEVADA Corp	$510K	0.17%	0.00%	Not reported	Q2 2020
LLYELI LILLY & Co	$500K	0.17%	0.00%	Not reported	Q4 2021
PFEPfizer Inc	$458K	0.15%	0.00%	+3.3%	Q4 2014
RMDResmed Inc	$452K	0.15%	0.00%	New	Q4 2025
IBTGInternational Building Technologies Group, Inc.	$440K	0.15%	Not reported	+1.4%	Q4 2023
TSLATesla, Inc.	$440K	0.15%	0.00%	Not reported	Q2 2021
SRESempra	$422K	0.14%	0.00%	-1.9%	Q2 2021
MORNMorningstar, Inc.	$395K	0.13%	0.00%	+0.2%	Q2 2018
GLDSPDR Gold Trust	$392K	0.13%	0.00%	Not reported	Q4 2022
NVDANvidia Corp	$383K	0.13%	0.00%	Not reported	Q1 2019
AMZNAmazon Com Inc	$375K	0.12%	0.00%	+59.9%	Q1 2018
IBMInternational Business Machines Corp	$355K	0.12%	0.00%	Not reported	Q3 2018
GEGeneral Electric Co	$341K	0.11%	0.00%	Not reported	Q1 2025

Q3 2025Reported Oct 23, 202568 positions
IAUIshares Gold Trust	$11.7M	4.10%	0.02%	+2.7%	Q3 2020
ORCLOracle Corp	$7.54M	2.65%	0.00%	-3.2%	Q4 2017
MSFTMicrosoft Corp	$6.25M	2.20%	0.00%	-1.9%	Q4 2014
GOOGAlphabet Inc.	$5.22M	1.84%	Not reported	+91.5%	Q2 2016
SCHWSchwab Charles Corp	$5.06M	1.78%	0.00%	-3.3%	Q1 2020
CVXChevron Corp	$4.91M	1.73%	0.00%	-10.3%	Q4 2014
ABBVAbbVie Inc.	$4.76M	1.67%	0.00%	-0.3%	Q3 2018
HONHoneywell International Inc	$4.71M	1.66%	0.00%	-0.2%	Q3 2018
WMTWalmart Inc.	$4.68M	1.65%	0.00%	-9.3%	Q4 2014
LHXL3harris Technologies, Inc.	$4.64M	1.63%	0.01%	-0.9%	Q4 2019
XOMExxonMobil Holdings Corp	$4.64M	1.63%	0.00%	+0.2%	Q4 2014
CSCOCisco Systems, Inc.	$4.42M	1.55%	0.00%	-1.1%	Q4 2018
DUKDuke Energy CORP	$4.19M	1.47%	0.00%	-0.9%	Q2 2020
EMEEMCOR Group, Inc.	$4.18M	1.47%	0.01%	+0.2%	Q2 2025
LINLinde PLC	$4.08M	1.43%	0.00%	+0.3%	Q1 2025
MDTMedtronic plc	$3.94M	1.39%	0.00%	+0.3%	Q1 2015
BRK.BBerkshire Hathaway Inc	$3.74M	1.31%	Not reported	-17.8%	Q4 2014
EMREmerson Electric Co	$3.63M	1.28%	0.00%	-1.7%	Q3 2018
NVSNovartis AG	$3.36M	1.18%	0.00%	+6.1%	Q2 2025
ABTAbbott Laboratories	$3.34M	1.18%	0.00%	0.0%	Q4 2014
VZVerizon Communications Inc	$3.3M	1.16%	0.00%	-0.1%	Q3 2018
EWEdwards Lifesciences Corp	$3.03M	1.07%	0.01%	-0.3%	Q4 2016
LNGCheniere Energy, Inc.	$2.82M	0.99%	0.01%	+93.7%	Q2 2025
AAAUGoldman Sachs Physical Gold ETF	$2.72M	0.96%	0.14%	0.0%	Q2 2025
BRK.ABerkshire Hathaway Inc	$2.26M	0.80%	Not reported	Not reported	Q1 2025
FISVFiserv Inc	$2.05M	0.72%	0.00%	+103.9%	Q2 2025
SPYSPDR S&P 500 ETF Trust	$1.83M	0.64%	Not reported	+0.1%	Q2 2015
COSTCostco Wholesale Corp	$1.38M	0.49%	0.00%	-0.1%	Q1 2018
GOOGLAlphabet Inc.	$1.31M	0.46%	0.00%	+1.1%	Q2 2017
VVisa Inc.	$1.31M	0.46%	0.00%	+0.1%	Q3 2017
MCKMckesson Corp	$1.24M	0.44%	0.00%	Not reported	Q3 2022
RTXRTX Corp	$1.21M	0.42%	0.00%	-13.4%	Q2 2020
AAPLApple Inc.	$1.1M	0.39%	0.00%	+1.3%	Q4 2014
ESLTElbit Systems Ltd	$732K	0.26%	0.00%	-18.2%	Q4 2016
NKENIKE, Inc.	$693K	0.24%	0.00%	Not reported	Q3 2015
ASMLAsml Holding NV	$691K	0.24%	0.00%	Not reported	Q1 2019
MCDMcdonalds Corp	$650K	0.23%	0.00%	+0.4%	Q1 2020
PHMPultegroup Inc	$642K	0.23%	0.00%	Not reported	Q2 2025
PAYCPaycom Software, Inc.	$528K	0.19%	0.00%	Not reported	Q4 2024
SLBSLB Limited	$518K	0.18%	0.00%	Not reported	Q3 2017
DEDeere & Co	$515K	0.18%	0.00%	+3.0%	Q2 2017
AXSAxis Capital Holdings Ltd	$499K	0.18%	0.01%	New	Q3 2025
PGRProgressive Corp	$497K	0.17%	0.00%	New	Q3 2025
MCOMoodys Corp	$469K	0.16%	0.00%	New	Q3 2025
PFEPfizer Inc	$454K	0.16%	0.00%	+0.8%	Q4 2014
IBTGInternational Building Technologies Group, Inc.	$436K	0.15%	Not reported	+1.8%	Q4 2023
TSLATesla, Inc.	$435K	0.15%	0.00%	Not reported	Q2 2021
SRESempra	$435K	0.15%	0.00%	+0.9%	Q2 2021
MORNMorningstar, Inc.	$421K	0.15%	0.00%	+0.2%	Q2 2018
ANETArista Networks, Inc.	$400K	0.14%	0.00%	New	Q3 2025

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