NorthRock Partners, LLC

13F filer · CIK 0001632097

Reported Aug 11, 2026

13F portfolio value$6.89BU.S. long equity reported on 13F

Positions411Not reported new · Not reported closed

Net flow last quarterNot reportedBuys minus sells

Top 10 positions weight14.1%Concentration

Holdings

13F · last 4 quarters free

Scroll for earlier quarters

Company	Value	% of portfolio	% of company	POSITION CHANGE qoq %	First reported
Q2 2026Reported Aug 11, 2026411 positions
QQQInvesco QQQ Trust, Series 1	$275M	3.99%	Not reported	-4.1%	Q4 2019
AAPLApple Inc.	$221M	3.21%	0.01%	-1.2%	Q4 2014
SPYSPDR S&P 500 ETF Trust	$204M	2.96%	Not reported	-4.1%	Q4 2014
NVDANvidia Corp	$65.1M	0.95%	0.00%	-3.4%	Q4 2019
MSFTMicrosoft Corp	$59.1M	0.86%	0.00%	+0.7%	Q4 2014
PMPhilip Morris International Inc.	$32.2M	0.47%	0.01%	+1.6%	Q3 2019
AMZNAmazon Com Inc	$31.4M	0.46%	0.00%	+1.5%	Q2 2017
MDLZMondelez International, Inc.	$29.3M	0.43%	0.04%	-1.2%	Q3 2019
PGRProgressive Corp	$29.2M	0.42%	0.02%	-0.5%	Q2 2022
GOOGLAlphabet Inc.	$24.7M	0.36%	0.00%	+1.6%	Q2 2017
PGPROCTER & GAMBLE Co	$24.1M	0.35%	0.01%	+0.1%	Q4 2014
BRK.BBerkshire Hathaway Inc	$22M	0.32%	Not reported	+4.6%	Q4 2016
GOOGAlphabet Inc.	$22M	0.32%	Not reported	+0.1%	Q1 2018
JPMJPMorgan Chase & Co	$20.4M	0.30%	0.00%	+3.4%	Q1 2018
TSLATesla, Inc.	$20.2M	0.29%	0.00%	-0.9%	Q2 2015
KDPKeurig Dr Pepper Inc.	$16.9M	0.25%	0.04%	+27.9%	Q4 2023
ABBVAbbVie Inc.	$16.8M	0.24%	0.00%	+3.0%	Q3 2019
KHCKraft Heinz Co	$15.4M	0.22%	0.06%	+184.7%	Q3 2019
MOAltria Group, Inc.	$14.5M	0.21%	0.01%	+1.5%	Q3 2019
AVGOBroadcom Inc.	$13.4M	0.19%	0.00%	-1.3%	Q3 2019
UPSUnited Parcel Service Inc	$11.7M	0.17%	0.02%	+4.0%	Q1 2015
METAMeta Platforms, Inc.	$11.4M	0.17%	Not reported	+6.1%	Q2 2017
VVisa Inc.	$11.2M	0.16%	0.00%	+7.2%	Q1 2019
AMDAdvanced Micro Devices Inc	$10.8M	0.16%	0.00%	-0.8%	Q2 2021
CATCaterpillar Inc	$10.8M	0.16%	0.00%	+0.4%	Q4 2019
JNJJohnson & Johnson	$9.3M	0.13%	0.00%	+4.7%	Q2 2016
EMXCEmax Holdings Corp	$8.79M	0.13%	Not reported	+14.5%	Q3 2023
LLYELI LILLY & Co	$8.76M	0.13%	0.00%	+1.4%	Q4 2019
COSTCostco Wholesale Corp	$7.97M	0.12%	0.00%	+11.3%	Q3 2019
GLWCorning Inc	$7.6M	0.11%	0.00%	+1.4%	Q4 2023
AMPAmeriprise Financial Inc	$7.16M	0.10%	0.02%	+4.9%	Q4 2014
WMTWalmart Inc.	$6.87M	0.10%	0.00%	+3.1%	Q3 2019
BRK.ABerkshire Hathaway Inc	$6.74M	0.10%	Not reported	Not reported	Q4 2014
CSCOCisco Systems, Inc.	$6.68M	0.10%	0.00%	+11.3%	Q4 2018
CVXChevron Corp	$6.57M	0.10%	0.00%	-10.3%	Q4 2018
MCDMcdonalds Corp	$6.25M	0.09%	0.00%	+1.4%	Q1 2017
HWKNHawkins Inc	$6.23M	0.09%	0.21%	Not reported	Q4 2014
SCHKSirona Dental Systems, Inc.	$6.17M	0.09%	0.15%	-2.4%	Q1 2020
ORCLOracle Corp	$5.52M	0.08%	0.00%	+6.3%	Q3 2019
IBMInternational Business Machines Corp	$5.41M	0.08%	0.00%	+11.2%	Q4 2014
TSMTaiwan Semiconductor Manufacturing Co Ltd	$5.15M	0.07%	0.00%	-6.0%	Q3 2019
WFCWells Fargo & Company	$5.15M	0.07%	0.00%	-1.1%	Q3 2015
AXPAmerican Express Co	$4.85M	0.07%	0.00%	+3.9%	Q4 2014
MRKMerck & Co., Inc.	$4.66M	0.07%	0.00%	+5.8%	Q2 2015
PEPPepsico Inc	$4.51M	0.07%	0.00%	-8.9%	Q3 2019
BACBank of America Corp	$4.46M	0.06%	0.00%	+5.1%	Q3 2019
LMTLockheed Martin Corp	$4.16M	0.06%	0.00%	+2.5%	Q3 2018
SUSASouthern USA Resources Inc.	$4.15M	0.06%	Not reported	-1.2%	Q3 2016
NFLXNetflix Inc	$4.08M	0.06%	0.00%	-0.7%	Q3 2017
SYKStryker Corp	$4.01M	0.06%	0.00%	-1.9%	Q4 2019

Q1 2026Reported May 15, 2026399 positions
QQQInvesco QQQ Trust, Series 1	$225M	3.63%	Not reported	+3.8%	Q4 2019
AAPLApple Inc.	$196M	3.17%	0.01%	+5.9%	Q4 2014
SPYSPDR S&P 500 ETF Trust	$185M	2.99%	Not reported	-1.8%	Q4 2014
NVDANvidia Corp	$58.8M	0.95%	0.00%	+4.5%	Q4 2019
MSFTMicrosoft Corp	$58.2M	0.94%	0.00%	+5.8%	Q4 2014
MDLZMondelez International, Inc.	$29.5M	0.48%	0.04%	-1.1%	Q3 2019
PMPhilip Morris International Inc.	$29M	0.47%	0.01%	-2.7%	Q3 2019
AMZNAmazon Com Inc	$27M	0.44%	0.00%	+14.4%	Q2 2017
PGRProgressive Corp	$26.6M	0.43%	0.02%	-0.1%	Q2 2022
PGPROCTER & GAMBLE Co	$23.7M	0.38%	0.01%	+0.7%	Q4 2014
BRK.BBerkshire Hathaway Inc	$20.2M	0.33%	Not reported	+0.9%	Q4 2016
GOOGLAlphabet Inc.	$19.5M	0.32%	0.00%	+3.4%	Q2 2017
TSLATesla, Inc.	$18M	0.29%	0.00%	+13.8%	Q2 2015
GOOGAlphabet Inc.	$17.8M	0.29%	Not reported	-0.3%	Q1 2018
JPMJPMorgan Chase & Co	$17.8M	0.29%	0.00%	+24.3%	Q1 2018
ABBVAbbVie Inc.	$14.1M	0.23%	0.00%	+1.4%	Q3 2019
MOAltria Group, Inc.	$13.1M	0.21%	0.01%	-3.0%	Q3 2019
AVGOBroadcom Inc.	$11.1M	0.18%	0.00%	+33.9%	Q3 2019
METAMeta Platforms, Inc.	$10.9M	0.18%	Not reported	+13.2%	Q2 2017
KDPKeurig Dr Pepper Inc.	$10.6M	0.17%	0.03%	+0.9%	Q4 2023
XOMExxonMobil Holdings Corp	$10.3M	0.17%	0.00%	+22.5%	Q4 2014
UPSUnited Parcel Service Inc	$10.3M	0.17%	0.01%	-2.4%	Q1 2015
VVisa Inc.	$9.22M	0.15%	0.00%	+17.7%	Q1 2019
CVXChevron Corp	$9.14M	0.15%	0.00%	+0.9%	Q4 2018
JNJJohnson & Johnson	$8.54M	0.14%	0.00%	+7.5%	Q2 2016
COSTCostco Wholesale Corp	$7.63M	0.12%	0.00%	+7.1%	Q3 2019
WMTWalmart Inc.	$7.31M	0.12%	0.00%	+49.9%	Q3 2019
CATCaterpillar Inc	$7.15M	0.12%	0.00%	+15.4%	Q4 2019
MCDMcdonalds Corp	$7.09M	0.11%	0.00%	+5.9%	Q1 2017
HWKNHawkins Inc	$6.73M	0.11%	0.21%	+61.6%	Q4 2014
LLYELI LILLY & Co	$6.62M	0.11%	0.00%	+7.8%	Q4 2019
AMPAmeriprise Financial Inc	$6.61M	0.11%	0.02%	+4.6%	Q4 2014
BRK.ABerkshire Hathaway Inc	$6.46M	0.10%	Not reported	+50.0%	Q4 2014
EMXCEmax Holdings Corp	$5.9M	0.10%	Not reported	-3.7%	Q3 2023
PEPPepsico Inc	$5.68M	0.09%	0.00%	+45.2%	Q3 2019
NFLXNetflix Inc	$5.54M	0.09%	0.00%	+4.6%	Q3 2017
SCHKSirona Dental Systems, Inc.	$5.49M	0.09%	0.16%	-2.2%	Q1 2020
ORCLOracle Corp	$5.21M	0.08%	0.00%	-0.8%	Q3 2019
KHCKraft Heinz Co	$5.16M	0.08%	0.02%	-0.2%	Q3 2019
WFCWells Fargo & Company	$5.01M	0.08%	0.00%	+16.5%	Q3 2015
LMTLockheed Martin Corp	$4.82M	0.08%	0.00%	-1.6%	Q3 2018
PLTRPalantir Technologies Inc.	$4.55M	0.07%	0.00%	-1.9%	Q1 2021
SYKStryker Corp	$4.27M	0.07%	0.00%	+1.7%	Q4 2019
IBMInternational Business Machines Corp	$4.19M	0.07%	0.00%	-2.4%	Q4 2014
AXPAmerican Express Co	$4.17M	0.07%	0.00%	-4.3%	Q4 2014
IAUIshares Gold Trust	$4.12M	0.07%	0.01%	-62.6%	Q3 2019
MRKMerck & Co., Inc.	$4.12M	0.07%	0.00%	+77.7%	Q2 2015
GLWCorning Inc	$3.99M	0.06%	0.00%	+3.2%	Q4 2023
CSCOCisco Systems, Inc.	$3.96M	0.06%	0.00%	+9.1%	Q4 2018
ABTAbbott Laboratories	$3.88M	0.06%	0.00%	-2.5%	Q4 2018

Q4 2025Reported Feb 17, 2026353 positions
QQQInvesco QQQ Trust, Series 1	$231M	3.89%	Not reported	+23.2%	Q4 2019
AAPLApple Inc.	$199M	3.35%	0.01%	-14.3%	Q4 2014
SPYSPDR S&P 500 ETF Trust	$198M	3.34%	Not reported	-4.8%	Q4 2014
MSFTMicrosoft Corp	$71.9M	1.21%	0.00%	-14.9%	Q4 2014
NVDANvidia Corp	$60.2M	1.02%	0.00%	-41.9%	Q4 2019
PGRProgressive Corp	$30.6M	0.52%	0.02%	-16.5%	Q2 2022
PMPhilip Morris International Inc.	$28.9M	0.49%	0.01%	-5.3%	Q3 2019
MDLZMondelez International, Inc.	$27.9M	0.47%	0.04%	-2.4%	Q3 2019
AMZNAmazon Com Inc	$26.2M	0.44%	0.00%	-42.1%	Q2 2017
PGPROCTER & GAMBLE Co	$23.4M	0.39%	0.01%	-7.2%	Q4 2014
BRK.BBerkshire Hathaway Inc	$21M	0.35%	Not reported	-25.0%	Q4 2016
GOOGLAlphabet Inc.	$20.6M	0.35%	0.00%	-55.9%	Q2 2017
GOOGAlphabet Inc.	$19.5M	0.33%	Not reported	-19.8%	Q1 2018
TSLATesla, Inc.	$19.1M	0.32%	0.00%	-40.7%	Q2 2015
JPMJPMorgan Chase & Co	$15.7M	0.26%	0.00%	-35.3%	Q1 2018
ABBVAbbVie Inc.	$14.6M	0.25%	0.00%	-23.1%	Q3 2019
MOAltria Group, Inc.	$11.8M	0.20%	0.01%	-4.9%	Q3 2019
KDPKeurig Dr Pepper Inc.	$11.2M	0.19%	0.03%	-3.1%	Q4 2023
METAMeta Platforms, Inc.	$11.1M	0.19%	Not reported	-57.3%	Q2 2017
UPSUnited Parcel Service Inc	$10.6M	0.18%	0.02%	+217.3%	Q1 2015
IAUIshares Gold Trust	$10.1M	0.17%	0.02%	+30.2%	Q3 2019
AVGOBroadcom Inc.	$9.28M	0.16%	0.00%	-61.5%	Q3 2019
VVisa Inc.	$9.09M	0.15%	0.00%	-38.6%	Q1 2019
LLYELI LILLY & Co	$7.18M	0.12%	0.00%	-56.5%	Q4 2019
AMPAmeriprise Financial Inc	$6.97M	0.12%	0.02%	-4.8%	Q4 2014
ORCLOracle Corp	$6.96M	0.12%	0.00%	-19.9%	Q3 2019
JNJJohnson & Johnson	$6.73M	0.11%	0.00%	-33.5%	Q2 2016
CVXChevron Corp	$6.68M	0.11%	0.00%	-17.9%	Q4 2018
MCDMcdonalds Corp	$6.58M	0.11%	0.00%	-20.6%	Q1 2017
COSTCostco Wholesale Corp	$6.17M	0.10%	0.00%	-38.7%	Q3 2019
XOMExxonMobil Holdings Corp	$5.96M	0.10%	0.00%	-34.7%	Q4 2014
SCHKSirona Dental Systems, Inc.	$5.88M	0.10%	0.16%	+167.9%	Q1 2020
EMXCEmax Holdings Corp	$5.66M	0.10%	Not reported	+0.8%	Q3 2023
PLTRPalantir Technologies Inc.	$5.63M	0.10%	0.00%	-36.0%	Q1 2021
KHCKraft Heinz Co	$5.57M	0.09%	0.02%	-2.2%	Q3 2019
AXPAmerican Express Co	$5.33M	0.09%	0.00%	-33.5%	Q4 2014
IBMInternational Business Machines Corp	$5.25M	0.09%	0.00%	-31.5%	Q4 2014
NFLXNetflix Inc	$5.16M	0.09%	0.00%	-44.3%	Q3 2017
WFCWells Fargo & Company	$5.04M	0.08%	0.00%	-38.8%	Q3 2015
CATCaterpillar Inc	$5.01M	0.08%	0.00%	-30.3%	Q4 2019
ABTAbbott Laboratories	$4.86M	0.08%	0.00%	-29.2%	Q4 2018
VEEVVeeva Systems Inc	$4.79M	0.08%	0.01%	+751.0%	Q2 2025
BRK.ABerkshire Hathaway Inc	$4.53M	0.08%	Not reported	Not reported	Q4 2014
SYKStryker Corp	$4.48M	0.08%	0.00%	-26.6%	Q4 2019
AMDAdvanced Micro Devices Inc	$4.4M	0.07%	0.00%	-42.0%	Q2 2021
WMTWalmart Inc.	$4.36M	0.07%	0.00%	-51.3%	Q3 2019
BACBank of America Corp	$4.35M	0.07%	0.00%	-40.5%	Q3 2019
LMTLockheed Martin Corp	$3.92M	0.07%	0.00%	-18.0%	Q3 2018
BABoeing Co	$3.91M	0.07%	0.00%	-26.3%	Q3 2017
HWKNHawkins Inc	$3.85M	0.07%	0.13%	0.0%	Q4 2014

Q3 2025Reported Nov 14, 2025625 positions
AAPLApple Inc.	$217M	3.92%	0.01%	+16.9%	Q4 2014
SPYSPDR S&P 500 ETF Trust	$203M	3.66%	Not reported	-4.9%	Q4 2014
QQQInvesco QQQ Trust, Series 1	$183M	3.30%	Not reported	+1355.6%	Q4 2019
NVDANvidia Corp	$104M	1.87%	0.00%	+24.8%	Q4 2019
MSFTMicrosoft Corp	$90.4M	1.63%	0.00%	+17.6%	Q4 2014
AMZNAmazon Com Inc	$42.9M	0.78%	0.00%	+20.7%	Q2 2017
PGRProgressive Corp	$39.7M	0.72%	0.03%	+0.1%	Q2 2022
GOOGLAlphabet Inc.	$36.3M	0.65%	0.00%	+15.7%	Q2 2017
MDLZMondelez International, Inc.	$33.2M	0.60%	0.04%	0.0%	Q3 2019
TSLATesla, Inc.	$31.9M	0.58%	0.00%	+21.4%	Q2 2015
PMPhilip Morris International Inc.	$30.9M	0.56%	0.01%	-1.5%	Q3 2019
METAMeta Platforms, Inc.	$28.9M	0.52%	Not reported	+14.4%	Q2 2017
BRK.BBerkshire Hathaway Inc	$28M	0.51%	Not reported	+12.6%	Q4 2016
PGPROCTER & GAMBLE Co	$27.1M	0.49%	0.01%	+250.9%	Q4 2014
JPMJPMorgan Chase & Co	$23.7M	0.43%	0.00%	+9.5%	Q1 2018
AVGOBroadcom Inc.	$23M	0.42%	0.00%	+22.7%	Q3 2019
ABBVAbbVie Inc.	$19.2M	0.35%	0.00%	+8.2%	Q3 2019
GOOGAlphabet Inc.	$18.9M	0.34%	Not reported	+15.8%	Q1 2018
VVisa Inc.	$14.4M	0.26%	0.00%	+13.1%	Q1 2019
MOAltria Group, Inc.	$14.2M	0.26%	0.01%	-1.3%	Q3 2019
ORCLOracle Corp	$12.5M	0.23%	0.00%	+23.7%	Q3 2019
NFLXNetflix Inc	$11.8M	0.21%	0.00%	+10.3%	Q3 2017
LLYELI LILLY & Co	$11.7M	0.21%	0.00%	+6.5%	Q4 2019
COSTCostco Wholesale Corp	$10.8M	0.19%	0.00%	+2.6%	Q3 2019
KDPKeurig Dr Pepper Inc.	$10.5M	0.19%	0.03%	+1.7%	Q4 2023
JNJJohnson & Johnson	$9.07M	0.16%	0.00%	+6.7%	Q2 2016
PLTRPalantir Technologies Inc.	$9.04M	0.16%	0.00%	+31.5%	Q1 2021
HDHome Depot, Inc.	$8.63M	0.16%	0.00%	+20.5%	Q1 2018
XOMExxonMobil Holdings Corp	$8.56M	0.15%	0.00%	+35.8%	Q4 2014
WMTWalmart Inc.	$8.3M	0.15%	0.00%	+36.5%	Q3 2019
CVXChevron Corp	$8.28M	0.15%	0.00%	+37.3%	Q4 2018
MCDMcdonalds Corp	$8.24M	0.15%	0.00%	+39.3%	Q1 2017
MAMastercard Inc	$7.71M	0.14%	0.00%	+21.1%	Q4 2019
WFCWells Fargo & Company	$7.4M	0.13%	0.00%	+5.8%	Q3 2015
AMPAmeriprise Financial Inc	$7.34M	0.13%	0.02%	+36.4%	Q4 2014
ABTAbbott Laboratories	$7.33M	0.13%	0.00%	+6.9%	Q4 2018
IBMInternational Business Machines Corp	$7.3M	0.13%	0.00%	+24.1%	Q4 2014
AXPAmerican Express Co	$7.2M	0.13%	0.00%	+19.0%	Q4 2014
IAUIshares Gold Trust	$6.99M	0.13%	0.01%	+2241.3%	Q3 2019
BACBank of America Corp	$6.85M	0.12%	0.00%	+18.6%	Q3 2019
SYKStryker Corp	$6.43M	0.12%	0.00%	+8.8%	Q4 2019
GEGeneral Electric Co	$6.32M	0.11%	0.00%	+34.2%	Q3 2021
KHCKraft Heinz Co	$6.12M	0.11%	0.02%	-0.1%	Q3 2019
UNHUnitedhealth Group Inc	$6.11M	0.11%	0.00%	+51.7%	Q4 2014
PEPPepsico Inc	$6.09M	0.11%	0.00%	+17.4%	Q3 2019
CATCaterpillar Inc	$5.98M	0.11%	0.00%	+24.9%	Q4 2019
AMDAdvanced Micro Devices Inc	$5.73M	0.10%	0.00%	+13.1%	Q2 2021
BABoeing Co	$5.28M	0.10%	0.00%	+37.3%	Q3 2017
EMXCEmax Holdings Corp	$5.22M	0.09%	Not reported	-5.7%	Q3 2023
CRMSalesforce, Inc.	$5.15M	0.09%	0.00%	+23.7%	Q4 2019

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