Joseph P. Lucia & Associates, LLC

13F filer · CIK 0001775391

Reported Aug 7, 2026

Net buyer this quarter

13F portfolio value$333MU.S. long equity reported on 13F

Positions6612 new · 1 closed

Net flow last quarter+$3.02MBuys minus sells

Top 10 positions weight26.9%Concentration

Holdings

13F · last 4 quarters free

Scroll for earlier quarters

Company	Value	% of portfolio	% of company	POSITION CHANGE qoq %	First reported
Q2 2026Reported Aug 7, 202666 positions
SMHMarket Vectors ETF Trust	$23.3M	7.01%	Not reported	-1.2%	Q1 2019
AAPLApple Inc.	$13.3M	3.99%	0.00%	-0.9%	Q1 2019
NVDANvidia Corp	$11M	3.31%	0.00%	-1.0%	Q1 2019
SPYSPDR S&P 500 ETF Trust	$8.91M	2.68%	Not reported	+1.1%	Q1 2019
NOBLNoble International, Ltd.	$8.7M	2.62%	Not reported	-0.7%	Q1 2019
AMZNAmazon Com Inc	$8.61M	2.59%	0.00%	-0.3%	Q1 2019
QQQInvesco QQQ Trust, Series 1	$7.65M	2.30%	Not reported	+5.9%	Q1 2019
VOTVan Kampen Municipal Opportunity Trust II	$2.89M	0.87%	Not reported	-2.0%	Q1 2019
METAMeta Platforms, Inc.	$2.5M	0.75%	Not reported	-3.3%	Q1 2019
GOOGLAlphabet Inc.	$2.48M	0.75%	0.00%	-3.1%	Q1 2019
UBERUber Technologies, Inc	$1.24M	0.37%	0.00%	-9.9%	Q2 2019
IBMInternational Business Machines Corp	$1.19M	0.36%	0.00%	+5.8%	Q1 2019
ETEnergy Transfer LP	$1.15M	0.34%	0.00%	-10.1%	Q2 2020
KIOKKR Income Opportunities Fund	$1.13M	0.34%	Not reported	+1.0%	Q1 2019
GOOGAlphabet Inc.	$1.12M	0.34%	Not reported	-0.4%	Q1 2019
MSFTMicrosoft Corp	$951K	0.29%	0.00%	-8.2%	Q1 2019
BXSLBlackstone Secured Lending Fund	$951K	0.29%	0.02%	-6.6%	Q4 2023
EDConsolidated Edison Inc	$861K	0.26%	0.00%	+0.1%	Q1 2019
VZVerizon Communications Inc	$822K	0.25%	0.00%	+1.7%	Q1 2019
GBTCGrayscale Bitcoin Trust ETF	$817K	0.25%	0.01%	-3.7%	Q1 2024
AVGOBroadcom Inc.	$760K	0.23%	0.00%	+2.4%	Q3 2024
GLDSPDR Gold Trust	$717K	0.22%	0.00%	-6.7%	Q2 2019
XOMExxonMobil Holdings Corp	$708K	0.21%	0.00%	-1.9%	Q1 2019
CRWDCrowdStrike Holdings, Inc.	$700K	0.21%	0.00%	-1.1%	Q2 2019
CATCaterpillar Inc	$637K	0.19%	0.00%	+10.3%	Q1 2019
TSLATesla, Inc.	$630K	0.19%	0.00%	-0.3%	Q1 2019
BTCGrayscale Bitcoin Mini Trust ETF	$612K	0.18%	0.02%	-6.1%	Q3 2024
DBPInvesco DB Precious Metals Fund	$609K	0.18%	0.25%	+16.8%	Q4 2025
LLYELI LILLY & Co	$581K	0.17%	0.00%	+49.4%	Q1 2024
BRK.BBerkshire Hathaway Inc	$570K	0.17%	Not reported	Not reported	Q1 2019
BCATBlackRock Capital Allocation Term Trust	$534K	0.16%	Not reported	+0.8%	Q4 2024
VOLTVolt Solar Systems, Inc.	$533K	0.16%	Not reported	New	Q2 2026
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund	$519K	0.16%	Not reported	+1.2%	Q4 2022
HAEHaemonetics Corp	$507K	0.15%	0.01%	Not reported	Q4 2025
NFLXNetflix Inc	$507K	0.15%	0.00%	+18.0%	Q1 2019
JPMJPMorgan Chase & Co	$494K	0.15%	0.00%	Not reported	Q1 2019
WMTWalmart Inc.	$476K	0.14%	0.00%	+0.1%	Q1 2019
IAUIshares Gold Trust	$467K	0.14%	0.00%	-0.4%	Q1 2019
DRAMU.S. Gold Corp.	$424K	0.13%	Not reported	New	Q2 2026
TSMTaiwan Semiconductor Manufacturing Co Ltd	$393K	0.12%	0.00%	+10.8%	Q2 2020
PANWPalo Alto Networks Inc	$380K	0.11%	0.00%	Not reported	Q1 2021
SHLDSears Holdings Corp	$374K	0.11%	0.01%	+0.8%	Q1 2025
AMDAdvanced Micro Devices Inc	$370K	0.11%	0.00%	Not reported	Q1 2019
DISWalt Disney Co	$369K	0.11%	0.00%	-9.5%	Q1 2019
HOODRobinhood Markets, Inc.	$354K	0.11%	0.00%	+17.3%	Q3 2021
IBITiShares Bitcoin Trust ETF	$353K	0.11%	0.00%	-20.8%	Q3 2024
VRTVertiv Holdings Co	$338K	0.10%	0.00%	Not reported	Q1 2021
QTUMQuantum Group Inc	$331K	0.10%	Not reported	New	Q2 2026
AIQAlliance HealthCare Services, Inc	$329K	0.10%	0.05%	Not reported	Q2 2025
APHAmphenol Corp	$306K	0.09%	0.00%	-3.3%	Q1 2019

Q1 2026Reported May 15, 202655 positions
SMHMarket Vectors ETF Trust	$13.8M	4.93%	Not reported	-1.7%	Q1 2019
AAPLApple Inc.	$11.8M	4.20%	0.00%	-2.6%	Q1 2019
NVDANvidia Corp	$9.7M	3.47%	0.00%	+1.5%	Q1 2019
NOBLNoble International, Ltd.	$8.27M	2.96%	Not reported	-1.2%	Q1 2019
SPYSPDR S&P 500 ETF Trust	$7.68M	2.74%	Not reported	+2.9%	Q1 2019
AMZNAmazon Com Inc	$7.55M	2.70%	0.00%	+2.3%	Q1 2019
QQQInvesco QQQ Trust, Series 1	$5.66M	2.02%	Not reported	+2.6%	Q1 2019
METAMeta Platforms, Inc.	$2.62M	0.94%	Not reported	-0.9%	Q1 2019
VOTVan Kampen Municipal Opportunity Trust II	$2.48M	0.89%	Not reported	-4.1%	Q1 2019
GOOGLAlphabet Inc.	$2.06M	0.74%	0.00%	+2.5%	Q1 2019
UBERUber Technologies, Inc	$1.37M	0.49%	0.00%	+0.2%	Q2 2019
ETEnergy Transfer LP	$1.29M	0.46%	0.00%	-9.9%	Q2 2020
KIOKKR Income Opportunities Fund	$1.09M	0.39%	Not reported	-6.1%	Q1 2019
MSFTMicrosoft Corp	$1.03M	0.37%	0.00%	-4.3%	Q1 2019
BXSLBlackstone Secured Lending Fund	$1.02M	0.36%	0.02%	-0.3%	Q4 2023
GBTCGrayscale Bitcoin Trust ETF	$983K	0.35%	0.01%	-9.2%	Q1 2024
IBMInternational Business Machines Corp	$965K	0.35%	0.00%	-0.5%	Q1 2019
VZVerizon Communications Inc	$959K	0.34%	0.00%	-6.8%	Q1 2019
GOOGAlphabet Inc.	$915K	0.33%	Not reported	0.0%	Q1 2019
GLDSPDR Gold Trust	$898K	0.32%	0.00%	+23.1%	Q2 2019
XOMExxonMobil Holdings Corp	$896K	0.32%	0.00%	+54.0%	Q1 2019
EDConsolidated Edison Inc	$880K	0.31%	0.00%	+0.1%	Q1 2019
BTCGrayscale Bitcoin Mini Trust ETF	$753K	0.27%	0.02%	-3.3%	Q3 2024
DBPInvesco DB Precious Metals Fund	$621K	0.22%	0.22%	+75.0%	Q4 2025
AVGOBroadcom Inc.	$608K	0.22%	0.00%	+11.2%	Q3 2024
NFLXNetflix Inc	$578K	0.21%	0.00%	+15.2%	Q1 2019
TSLATesla, Inc.	$559K	0.20%	0.00%	+13.8%	Q1 2019
IAUIshares Gold Trust	$547K	0.20%	0.00%	+42.5%	Q1 2019
BRK.BBerkshire Hathaway Inc	$546K	0.20%	Not reported	-2.8%	Q1 2019
WMTWalmart Inc.	$522K	0.19%	0.00%	+0.1%	Q1 2019
IBITiShares Bitcoin Trust ETF	$515K	0.18%	0.00%	+9.1%	Q3 2024
BCATBlackRock Capital Allocation Term Trust	$470K	0.17%	Not reported	-10.7%	Q4 2024
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund	$467K	0.17%	Not reported	+0.7%	Q4 2022
JPMJPMorgan Chase & Co	$444K	0.16%	0.00%	+3.1%	Q1 2019
SHLDSears Holdings Corp	$439K	0.16%	0.01%	Not reported	Q1 2025
DISWalt Disney Co	$405K	0.14%	0.00%	-17.9%	Q1 2019
CATCaterpillar Inc	$385K	0.14%	0.00%	Not reported	Q1 2019
HAEHaemonetics Corp	$381K	0.14%	0.01%	-16.7%	Q4 2025
CRWDCrowdStrike Holdings, Inc.	$362K	0.13%	0.00%	Not reported	Q2 2019
LLYELI LILLY & Co	$298K	0.11%	0.00%	Not reported	Q1 2024
BABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust	$286K	0.10%	Not reported	-7.4%	Q1 2019
VRTVertiv Holdings Co	$253K	0.09%	0.00%	Not reported	Q1 2021
TSMTaiwan Semiconductor Manufacturing Co Ltd	$251K	0.09%	0.00%	Not reported	Q2 2020
PHYSSprott Physical Gold Trust	$246K	0.09%	0.00%	Not reported	Q3 2025
CCitigroup Inc	$246K	0.09%	0.00%	Not reported	Q1 2019
PFEPfizer Inc	$242K	0.09%	0.00%	-1.5%	Q1 2019
ZAPSpectrum Brands Holdings, Inc.	$239K	0.09%	Not reported	New	Q1 2026
AIQAlliance HealthCare Services, Inc	$234K	0.08%	0.05%	Not reported	Q2 2025
APHAmphenol Corp	$227K	0.08%	0.00%	Not reported	Q1 2019
HOODRobinhood Markets, Inc.	$209K	0.07%	0.00%	+44.0%	Q3 2021

Q4 2025Reported Jan 28, 202656 positions
SMHMarket Vectors ETF Trust	$13.2M	4.75%	Not reported	-1.5%	Q1 2019
AAPLApple Inc.	$12.9M	4.66%	0.00%	+15.8%	Q1 2019
NVDANvidia Corp	$10.2M	3.68%	0.00%	+5.8%	Q1 2019
NOBLNoble International, Ltd.	$8.22M	2.96%	Not reported	-2.2%	Q1 2019
AMZNAmazon Com Inc	$8.18M	2.95%	0.00%	+1.7%	Q1 2019
SPYSPDR S&P 500 ETF Trust	$7.8M	2.81%	Not reported	+5.8%	Q1 2019
QQQInvesco QQQ Trust, Series 1	$5.87M	2.12%	Not reported	+0.8%	Q1 2019
METAMeta Platforms, Inc.	$3.05M	1.10%	Not reported	+1.3%	Q1 2019
VOTVan Kampen Municipal Opportunity Trust II	$2.8M	1.01%	Not reported	-5.3%	Q1 2019
GOOGLAlphabet Inc.	$2.19M	0.79%	0.00%	+7.2%	Q1 2019
UBERUber Technologies, Inc	$1.55M	0.56%	0.00%	+6.4%	Q2 2019
MSFTMicrosoft Corp	$1.4M	0.51%	0.00%	+0.1%	Q1 2019
GBTCGrayscale Bitcoin Trust ETF	$1.4M	0.51%	0.01%	-1.0%	Q1 2024
KIOKKR Income Opportunities Fund	$1.22M	0.44%	Not reported	-5.6%	Q1 2019
ETEnergy Transfer LP	$1.22M	0.44%	0.00%	-9.4%	Q2 2020
IBMInternational Business Machines Corp	$1.19M	0.43%	0.00%	-1.4%	Q1 2019
BXSLBlackstone Secured Lending Fund	$1.1M	0.40%	0.02%	-8.3%	Q4 2023
BTCGrayscale Bitcoin Mini Trust ETF	$1.01M	0.36%	0.02%	-0.2%	Q3 2024
GOOGAlphabet Inc.	$1M	0.36%	Not reported	-3.8%	Q1 2019
VZVerizon Communications Inc	$834K	0.30%	0.00%	-11.2%	Q1 2019
EDConsolidated Edison Inc	$771K	0.28%	0.00%	+0.2%	Q1 2019
GLDSPDR Gold Trust	$671K	0.24%	0.00%	-2.0%	Q2 2019
HAEHaemonetics Corp	$650K	0.23%	0.02%	New	Q4 2025
AVGOBroadcom Inc.	$612K	0.22%	0.00%	+10.0%	Q3 2024
IBITiShares Bitcoin Trust ETF	$610K	0.22%	0.00%	+38.7%	Q3 2024
TSLATesla, Inc.	$594K	0.21%	0.00%	+24.2%	Q1 2019
BRK.BBerkshire Hathaway Inc	$589K	0.21%	Not reported	-0.8%	Q1 2019
DISWalt Disney Co	$583K	0.21%	0.00%	-11.9%	Q1 2019
BCATBlackRock Capital Allocation Term Trust	$528K	0.19%	Not reported	+7.8%	Q4 2024
NFLXNetflix Inc	$490K	0.18%	0.00%	-39.8%	Q1 2019
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund	$487K	0.18%	Not reported	-5.5%	Q4 2022
JPMJPMorgan Chase & Co	$472K	0.17%	0.00%	+1.5%	Q1 2019
WMTWalmart Inc.	$467K	0.17%	0.00%	+23.9%	Q1 2019
CRWDCrowdStrike Holdings, Inc.	$435K	0.16%	0.00%	+27.7%	Q2 2019
XOMExxonMobil Holdings Corp	$413K	0.15%	0.00%	+63.1%	Q1 2019
SHLDSears Holdings Corp	$401K	0.14%	0.01%	-1.1%	Q1 2025
IAUIshares Gold Trust	$354K	0.13%	0.00%	+27.1%	Q1 2019
LLYELI LILLY & Co	$348K	0.13%	0.00%	-8.5%	Q1 2024
DBPInvesco DB Precious Metals Fund	$331K	0.12%	0.13%	New	Q4 2025
CATCaterpillar Inc	$311K	0.11%	0.00%	+19.9%	Q1 2019
BABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust	$311K	0.11%	Not reported	-16.6%	Q1 2019
CICigna Group	$282K	0.10%	0.00%	Not reported	Q1 2019
AIQAlliance HealthCare Services, Inc	$255K	0.09%	0.05%	+3.5%	Q2 2025
MDTMedtronic plc	$254K	0.09%	0.00%	Not reported	Q1 2021
HOODRobinhood Markets, Inc.	$237K	0.09%	0.00%	-2.8%	Q3 2021
BACBank of America Corp	$231K	0.08%	0.00%	0.0%	Q1 2019
PHYSSprott Physical Gold Trust	$230K	0.08%	0.00%	Not reported	Q3 2025
PFEPfizer Inc	$217K	0.08%	0.00%	+1.0%	Q1 2019
GEGeneral Electric Co	$210K	0.08%	0.00%	Not reported	Q3 2021
PANWPalo Alto Networks Inc	$205K	0.07%	0.00%	Not reported	Q1 2021

Q3 2025Reported Oct 20, 202556 positions
SMHMarket Vectors ETF Trust	$12.1M	4.57%	Not reported	+1.3%	Q1 2019
AAPLApple Inc.	$10.5M	3.94%	0.00%	-0.3%	Q1 2019
NVDANvidia Corp	$9.66M	3.64%	0.00%	0.0%	Q1 2019
NOBLNoble International, Ltd.	$8.32M	3.14%	Not reported	-0.7%	Q1 2019
AMZNAmazon Com Inc	$7.65M	2.89%	0.00%	+0.4%	Q1 2019
SPYSPDR S&P 500 ETF Trust	$7.21M	2.72%	Not reported	+1.3%	Q1 2019
QQQInvesco QQQ Trust, Series 1	$5.69M	2.15%	Not reported	-2.5%	Q1 2019
METAMeta Platforms, Inc.	$3.35M	1.26%	Not reported	-0.7%	Q1 2019
VOTVan Kampen Municipal Opportunity Trust II	$3.11M	1.17%	Not reported	-1.4%	Q1 2019
GBTCGrayscale Bitcoin Trust ETF	$1.86M	0.70%	0.01%	-7.2%	Q1 2024
UBERUber Technologies, Inc	$1.75M	0.66%	0.00%	+1.2%	Q2 2019
GOOGLAlphabet Inc.	$1.58M	0.60%	0.00%	+2.0%	Q1 2019
MSFTMicrosoft Corp	$1.5M	0.57%	0.00%	+4.7%	Q1 2019
KIOKKR Income Opportunities Fund	$1.41M	0.53%	Not reported	+0.6%	Q1 2019
ETEnergy Transfer LP	$1.4M	0.53%	0.00%	-5.0%	Q2 2020
BTCGrayscale Bitcoin Mini Trust ETF	$1.32M	0.50%	0.03%	+10.8%	Q3 2024
BXSLBlackstone Secured Lending Fund	$1.19M	0.45%	0.02%	+2.0%	Q4 2023
IBMInternational Business Machines Corp	$1.15M	0.43%	0.00%	-12.5%	Q1 2019
NFLXNetflix Inc	$1.04M	0.39%	0.00%	+10.9%	Q1 2019
VZVerizon Communications Inc	$1.01M	0.38%	0.00%	-8.5%	Q1 2019
GOOGAlphabet Inc.	$807K	0.30%	Not reported	+5.8%	Q1 2019
EDConsolidated Edison Inc	$779K	0.29%	0.00%	+0.1%	Q1 2019
DISWalt Disney Co	$666K	0.25%	0.00%	+4.6%	Q1 2019
GLDSPDR Gold Trust	$615K	0.23%	0.00%	+2.4%	Q2 2019
BRK.BBerkshire Hathaway Inc	$594K	0.22%	Not reported	-1.7%	Q1 2019
IBITiShares Bitcoin Trust ETF	$576K	0.22%	0.00%	+12.8%	Q3 2024
AVGOBroadcom Inc.	$530K	0.20%	0.00%	+8.4%	Q3 2024
BCATBlackRock Capital Allocation Term Trust	$511K	0.19%	Not reported	+4.6%	Q4 2024
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund	$505K	0.19%	Not reported	-10.5%	Q4 2022
TSLATesla, Inc.	$473K	0.18%	0.00%	-19.6%	Q1 2019
JPMJPMorgan Chase & Co	$455K	0.17%	0.00%	+7.8%	Q1 2019
SHLDSears Holdings Corp	$440K	0.17%	0.01%	+24.1%	Q1 2025
HDHome Depot, Inc.	$379K	0.14%	0.00%	+12.1%	Q1 2019
BABGuggenheim Taxable Municipal Bond & Investment Grade Debt Trust	$374K	0.14%	Not reported	-7.7%	Q1 2019
CRWDCrowdStrike Holdings, Inc.	$356K	0.13%	0.00%	+8.2%	Q2 2019
WMTWalmart Inc.	$349K	0.13%	0.00%	+0.1%	Q1 2019
HOODRobinhood Markets, Inc.	$308K	0.12%	0.00%	Not reported	Q3 2021
COINCoinbase Global, Inc.	$291K	0.11%	0.00%	+31.6%	Q2 2021
CRWVCoreWeave, Inc.	$285K	0.11%	Not reported	New	Q3 2025
DIVHancock John Patriot Select Dividend Trust	$274K	0.10%	Not reported	-0.6%	Q4 2020
LLYELI LILLY & Co	$270K	0.10%	0.00%	-25.9%	Q1 2024
ORCLOracle Corp	$267K	0.10%	0.00%	+1.9%	Q2 2019
ETHEGrayscale Ethereum Staking ETF	$253K	0.10%	0.01%	Not reported	Q3 2024
IAUIshares Gold Trust	$250K	0.09%	0.00%	Not reported	Q1 2019
AIQAlliance HealthCare Services, Inc	$239K	0.09%	0.04%	+2.5%	Q2 2025
XOMExxonMobil Holdings Corp	$237K	0.09%	0.00%	-1.0%	Q1 2019
PANWPalo Alto Networks Inc	$227K	0.09%	0.00%	Not reported	Q1 2021
PFEPfizer Inc	$220K	0.08%	0.00%	-16.0%	Q1 2019
BACBank of America Corp	$217K	0.08%	0.00%	Not reported	Q1 2019
CATCaterpillar Inc	$216K	0.08%	0.00%	Not reported	Q1 2019

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