First New York Securities LLC

13F filer · CIK 0001111629

Last filed Feb 7, 2017

Inactive · not filing 13F

13F portfolio value$53.7MU.S. long equity reported on 13F

Positions5733 new · 149 closed

Net flow last quarter-$46.5MBuys minus sells

Top 10 positions weight69.9%Concentration

Holdings

13F · last 4 quarters free

Scroll for earlier quarters

Company	Value	% of portfolio	% of company	POSITION CHANGE qoq %	First reported
Q4 2016Reported Feb 7, 201757 positions
STJST Jude Medical, LLC	$19.4M	36.08%	0.08%	+14098.1%	Q3 2014
WWAVWHITEWAVE FOODS Co	$5.56M	10.36%	0.06%	Not reported	Q2 2015
RADNew Rite Aid, LLC	$3.84M	7.15%	0.04%	-31.0%	Q2 2014
NXPINXP Semiconductors N.V.	$3.04M	5.66%	0.01%	Not reported	Q1 2014
SLGNSilgan Holdings Inc	$1.41M	2.62%	0.05%	New	Q4 2016
RAIReynolds American Inc	$1.26M	2.35%	0.00%	Not reported	Q1 2014
DBDeutsche Bank Aktiengesellschaft	$1.09M	2.02%	Not reported	-28.6%	Q2 2013
NSAMNorthStar Asset Management Group Inc.	$918K	1.71%	0.03%	New	Q4 2016
NVONovo Nordisk A S	$538K	1.00%	Not reported	Not reported	Q2 2013
NWSNews Corp	$509K	0.95%	Not reported	Not reported	Q2 2013
HPEHewlett Packard Enterprise Co	$417K	0.78%	0.00%	-48.6%	Q3 2016
WCICWCI Communities, Inc.	$386K	0.72%	0.06%	New	Q4 2016
MENTMentor Graphics Corp	$369K	0.69%	0.01%	New	Q4 2016
IVZInvesco Ltd.	$303K	0.57%	0.00%	New	Q4 2016
TWXWarner Media, LLC	$290K	0.54%	0.00%	Not reported	Q3 2014
ACASAmerican Capital, Ltd	$269K	0.50%	Not reported	Not reported	Q1 2014
CMBTCmb.tech NV	$199K	0.37%	Not reported	-86.8%	Q1 2016
IIIInformation Services Group Inc.	$180K	0.34%	0.12%	New	Q4 2016
CITCit Group Inc	$137K	0.25%	0.00%	Not reported	Q1 2014
UAUnder Armour, Inc.	$128K	0.24%	Not reported	-80.9%	Q3 2016
AMXAmerica Movil Sab de Cv/	$126K	0.23%	Not reported	New	Q4 2016
BELFABel Fuse Inc	$94.6K	0.18%	0.17%	+107.6%	Q3 2014
SWCStillwater Mining Co	$80.6K	0.15%	0.00%	New	Q4 2016
VRTSVirtus Investment Partners, Inc.	$76.7K	0.14%	0.01%	New	Q4 2016
GEFGreif, Inc	$74.4K	0.14%	Not reported	-87.0%	Q3 2014
AIGAmerican International Group, Inc.	$73.8K	0.14%	0.00%	+48.7%	Q2 2013
ZGZillow Group, Inc.	$69.3K	0.13%	Not reported	-77.7%	Q2 2016
BVNBuenaventura Mining Co Inc	$57.3K	0.11%	Not reported	New	Q4 2016
KLDXKlondex Mines Ltd	$48.4K	0.09%	0.01%	New	Q4 2016
UBSIUnited Bankshares Inc	$46.7K	0.09%	0.00%	New	Q4 2016
TXMDTherapeuticsMD, Inc.	$46.2K	0.09%	0.00%	-20.0%	Q1 2016
RNSTRenasant Corp	$46K	0.09%	0.00%	New	Q4 2016
KRNYKearny Financial Corp.	$36.7K	0.07%	0.00%	New	Q4 2016
HAYNHaynes International Inc	$32.2K	0.06%	Not reported	New	Q4 2016
HEIHeico Corp	$30.9K	0.06%	0.00%	-20.0%	Q3 2014
ADGEAmerican DG Energy Inc	$28.4K	0.05%	0.20%	New	Q4 2016
CMCanadian Imperial Bank of Commerce	$24.5K	0.05%	Not reported	Not reported	Q4 2014
RUSHBRush Enterprises Inc \tx\	$21.6K	0.04%	Not reported	Not reported	Q3 2014
NEWSNewStar Financial, Inc.	$21.3K	0.04%	0.01%	New	Q4 2016
BTGB2gold Corp	$20.6K	0.04%	Not reported	New	Q4 2016
POLAvient Corp	$19.2K	0.04%	Not reported	New	Q4 2016
SIDNational Steel Co	$16.2K	0.03%	0.00%	New	Q4 2016
CENTACentral Garden & Pet Co	$10.7K	0.02%	Not reported	-99.1%	Q4 2014
GSATGlobalstar, Inc.	$7.9K	0.01%	Not reported	Not reported	Q3 2014
GSKGSK plc	$7.7K	0.01%	Not reported	Not reported	Q1 2014
NTIPNetwork-1 Technologies, Inc.	$6.8K	0.01%	0.01%	Not reported	Q1 2016
WBMDWebMD Health Corp.	$4.51K	0.01%	0.00%	New	Q4 2016
WTREssential Utilities, Inc.	$3.79K	0.01%	Not reported	Not reported	Q3 2014
OUTOUTFRONT Media Inc.	$3.66K	0.01%	0.00%	Not reported	Q4 2014
NEENextera Energy Inc	$2.39K	0.00%	0.00%	-50.0%	Q4 2014

Q3 2016Reported Oct 18, 2016173 positions
LNKDLinkedin Corp	$6.51M	4.31%	Not reported	+61.4%	Q2 2016
ITCItc Holdings Corp.	$6.21M	4.11%	0.09%	Not reported	Q2 2015
HTCHHutchinson Technology Inc	$5.52M	3.65%	4.09%	+6867.4%	Q2 2016
ALVAutoliv Inc	$5.49M	3.63%	0.06%	+542.5%	Q2 2013
RADNew Rite Aid, LLC	$5.19M	3.43%	0.06%	+593.1%	Q2 2014
RMDResmed Inc	$5.18M	3.43%	0.06%	+21.6%	Q1 2014
PGPROCTER & GAMBLE Co	$4.7M	3.11%	0.00%	Not reported	Q3 2015
IMIngram Micro Inc	$3.04M	2.01%	0.06%	+145.8%	Q1 2016
RAXRackspace Hosting, Inc.	$2.99M	1.98%	0.07%	Not reported	Q2 2013
SYNTSyntel Inc	$2.57M	1.70%	0.07%	New	Q3 2016
PVTBPrivatebancorp, Inc	$2.3M	1.52%	0.06%	Not reported	Q2 2015
RPTPRaptor Pharmaceuticals Corp.	$2.13M	1.41%	Not reported	New	Q3 2016
ASMLAsml Holding NV	$1.98M	1.31%	0.00%	Not reported	Q2 2013
LXKLexmark International Inc	$1.96M	1.30%	Not reported	+6.0%	Q2 2016
MONMonsanto Co	$1.57M	1.04%	0.00%	New	Q3 2016
PHGKoninklijke Philips NV	$1.57M	1.04%	Not reported	Not reported	Q3 2015
CMBTCmb.tech NV	$1.45M	0.96%	Not reported	+849.7%	Q1 2016
TELFYTelefonica S A	$1.3M	0.86%	Not reported	Not reported	Q2 2013
DBDeutsche Bank Aktiengesellschaft	$1.1M	0.73%	Not reported	-50.6%	Q2 2013
CENTACentral Garden & Pet Co	$941K	0.62%	Not reported	-21.0%	Q4 2014
IACIMatch Group, Inc.	$937K	0.62%	Not reported	New	Q3 2016
VAVirgin America Inc.	$936K	0.62%	0.04%	New	Q3 2016
RACEFerrari N.V.	$908K	0.60%	Not reported	New	Q3 2016
UAUnder Armour, Inc.	$904K	0.60%	Not reported	New	Q3 2016
GOOGAlphabet Inc.	$877K	0.58%	Not reported	New	Q3 2016
HPEHewlett Packard Enterprise Co	$796K	0.53%	0.00%	New	Q3 2016
LOGILogitech International S.A.	$768K	0.51%	0.02%	Not reported	Q3 2015
IMPVImperva Inc	$752K	0.50%	0.04%	Not reported	Q3 2014
DOWDow Inc.	$664K	0.44%	Not reported	Not reported	Q3 2015
IMOSChipmos Technologies Inc	$641K	0.42%	Not reported	New	Q3 2016
GLDCGolden Enterprises Inc	$619K	0.41%	0.46%	New	Q3 2016
ADSKAutodesk, Inc.	$597K	0.40%	0.00%	Not reported	Q1 2014
SAASinContact, Inc.	$568K	0.38%	Not reported	New	Q3 2016
GEFGreif, Inc	$552K	0.37%	Not reported	-69.0%	Q3 2014
LQLa Quinta Holdings Inc.	$536K	0.35%	0.04%	New	Q3 2016
KLACKla Corp	$418K	0.28%	0.00%	+328.6%	Q3 2014
ALRInverness Medical Innovations Inc	$389K	0.26%	0.01%	+50.0%	Q2 2013
LBRDALiberty Broadband Corp	$351K	0.23%	Not reported	Not reported	Q4 2014
BLOXInfoblox Inc	$316K	0.21%	0.02%	+2300.0%	Q1 2014
ORANYOrange	$312K	0.21%	Not reported	New	Q3 2016
ZGZillow Group, Inc.	$293K	0.19%	Not reported	-62.9%	Q2 2016
NOKNokia Corp	$290K	0.19%	Not reported	Not reported	Q2 2013
TSTenaris SA	$270K	0.18%	Not reported	-76.3%	Q1 2014
RICERice Energy Inc.	$261K	0.17%	0.01%	New	Q3 2016
EPIQEpiq Systems Inc	$259K	0.17%	0.04%	New	Q3 2016
CBRIQCMTSU Liquidation, Inc.	$256K	0.17%	Not reported	New	Q3 2016
TMToyota Motor Corp/	$255K	0.17%	0.00%	Not reported	Q1 2014
COTYCoty Inc.	$235K	0.16%	0.00%	New	Q3 2016
SBACSba Communications Corp	$224K	0.15%	0.00%	+31.6%	Q2 2013
HMCHonda Motor Co Ltd	$217K	0.14%	0.00%	Not reported	Q3 2014

Q2 2016Reported Jul 27, 2016148 positions
EMCEmc Corp	$16.7M	10.25%	0.03%	Not reported	Q2 2013
DWREDemandware Inc	$9.01M	5.54%	0.32%	New	Q2 2016
HOTStarwood Hotels & Resorts Worldwide, LLC	$8.94M	5.49%	0.07%	+1128.2%	Q1 2014
CPXXCelator Pharmaceuticals Inc	$7.63M	4.69%	Not reported	New	Q2 2016
MKTOMarketo, Inc.	$5.13M	3.15%	0.33%	New	Q2 2016
RMDResmed Inc	$4.16M	2.56%	0.05%	Not reported	Q1 2014
LNKDLinkedin Corp	$3.99M	2.45%	Not reported	New	Q2 2016
CPGXColumbia Pipeline Group, Inc.	$3.92M	2.41%	0.04%	New	Q2 2016
DRIIDiamond Resorts International, Inc.	$3.7M	2.28%	0.18%	New	Q2 2016
RLOCReachLocal Inc	$3.42M	2.10%	2.50%	New	Q2 2016
XNPTXenoport Inc	$3.42M	2.10%	0.76%	New	Q2 2016
ONEHigher One Holdings, Inc.	$2.37M	1.46%	Not reported	New	Q2 2016
DBDeutsche Bank Aktiengesellschaft	$2.33M	1.43%	Not reported	Not reported	Q2 2013
LXKLexmark International Inc	$1.75M	1.07%	Not reported	New	Q2 2016
BUDAnheuser-Busch InBev SA	$1.7M	1.04%	Not reported	Not reported	Q2 2013
GEFGreif, Inc	$1.34M	0.82%	Not reported	+47.7%	Q3 2014
IMIngram Micro Inc	$1.21M	0.74%	0.02%	-44.3%	Q1 2016
TSTenaris SA	$1.15M	0.71%	Not reported	Not reported	Q1 2014
GOOGLAlphabet Inc.	$1.09M	0.67%	0.00%	+3.4%	Q1 2016
AXLLAxiall Corp	$1.07M	0.66%	Not reported	Not reported	Q2 2013
CNHCNH Industrial N.V.	$1.07M	0.66%	0.01%	+149500.0%	Q3 2014
CENTACentral Garden & Pet Co	$1.04M	0.64%	Not reported	+200.2%	Q4 2014
SONYSony Group Corp	$986K	0.61%	0.00%	Not reported	Q1 2014
ALVAutoliv Inc	$860K	0.53%	0.01%	Not reported	Q2 2013
ZGZillow Group, Inc.	$839K	0.52%	Not reported	New	Q2 2016
EXAMExamWorks Group, Inc.	$732K	0.45%	0.05%	New	Q2 2016
RADNew Rite Aid, LLC	$730K	0.45%	0.01%	+14.4%	Q2 2014
SKULSkullcandy, Inc.	$523K	0.32%	0.30%	New	Q2 2016
PLCMPolycom Inc	$338K	0.21%	0.02%	New	Q2 2016
DKSDick'S Sporting Goods, Inc.	$315K	0.19%	0.01%	Not reported	Q1 2014
MDVNMedivation, Inc.	$289K	0.18%	0.00%	+860.0%	Q1 2014
LBTYALiberty Global Ltd.	$285K	0.18%	Not reported	Not reported	Q3 2015
NVONovo Nordisk A S	$269K	0.17%	Not reported	-86.5%	Q2 2013
SPLSStaples Inc	$259K	0.16%	0.00%	Not reported	Q3 2014
ALRInverness Medical Innovations Inc	$250K	0.15%	0.01%	Not reported	Q2 2013
VXXBarclays Bank PLC	$242K	0.15%	Not reported	Not reported	Q2 2013
AMTAmerican Tower Corp	$227K	0.14%	0.00%	Not reported	Q3 2015
MESGXura, Inc.	$217K	0.13%	0.04%	New	Q2 2016
BF.BBrown Forman Corp	$211K	0.13%	0.00%	-72.1%	Q4 2014
CMBTCmb.tech NV	$183K	0.11%	Not reported	-42.4%	Q1 2016
HDHome Depot, Inc.	$176K	0.11%	0.00%	Not reported	Q3 2014
SOSouthern Co	$166K	0.10%	0.00%	Not reported	Q3 2014
FEYEMandiant, Inc.	$165K	0.10%	0.01%	Not reported	Q1 2014
SBACSba Communications Corp	$164K	0.10%	0.00%	-16.5%	Q2 2013
MYCCClubCorp Holdings, Inc.	$155K	0.10%	0.02%	Not reported	Q3 2014
AVBCAvidia Bancorp, Inc.	$144K	0.09%	Not reported	Not reported	Q3 2014
QTNTQuotient Limited	$140K	0.09%	0.07%	New	Q2 2016
GDGeneral Dynamics Corp	$139K	0.09%	0.00%	Not reported	Q2 2015
MAMastercard Inc	$135K	0.08%	0.00%	+2450.0%	Q3 2014
RUSHBRush Enterprises Inc \tx\	$133K	0.08%	Not reported	Not reported	Q3 2014

Q1 2016Reported May 31, 2016157 positions
SNDKSandisk Corp	$8.95M	6.17%	Not reported	Not reported	Q2 2015
ATMLAtmel Corp	$8.61M	5.94%	0.25%	Not reported	Q1 2014
NTLSNtelos Holdings Corp	$6.54M	4.51%	3.19%	Not reported	Q2 2015
PNKGold Merger Sub, LLC	$5.33M	3.68%	0.25%	Not reported	Q1 2014
ADTADT Inc.	$4.82M	3.32%	Not reported	Not reported	Q2 2013
AGNAllergan Inc	$2.9M	2.00%	0.00%	Not reported	Q3 2014
JAHJarden Corp	$2.6M	1.79%	0.02%	+60.9%	Q4 2015
IMIngram Micro Inc	$2.24M	1.54%	0.04%	New	Q1 2016
NVONovo Nordisk A S	$2.01M	1.38%	Not reported	Not reported	Q2 2013
TFMFresh Market, Inc.	$1.65M	1.14%	0.12%	New	Q1 2016
TYCJohnson Controls International plc	$1.47M	1.01%	Not reported	Not reported	Q4 2014
JMIJavelin Mortgage Investment Corp.	$1.44M	0.99%	1.69%	New	Q1 2016
GOOGLAlphabet Inc.	$1.14M	0.79%	0.00%	New	Q1 2016
YHOOAltaba Inc.	$1.12M	0.77%	0.00%	-33.0%	Q3 2014
GRFSGrifols SA	$1.02M	0.70%	Not reported	Not reported	Q2 2013
LFLeapfrog Enterprises Inc	$965K	0.67%	Not reported	Not reported	Q2 2013
MJNMead Johnson Nutrition Co	$892K	0.61%	0.01%	New	Q1 2016
KOCoca Cola Co	$881K	0.61%	0.00%	Not reported	Q3 2014
HOTStarwood Hotels & Resorts Worldwide, LLC	$821K	0.57%	0.01%	Not reported	Q1 2014
GEFGreif, Inc	$795K	0.55%	Not reported	+156.4%	Q3 2014
LEN.BLennar Corp	$784K	0.54%	Not reported	Not reported	Q3 2014
BF.BBrown Forman Corp	$745K	0.51%	0.00%	Not reported	Q4 2014
RADNew Rite Aid, LLC	$694K	0.48%	0.01%	Not reported	Q2 2014
TRIPTripAdvisor, Inc.	$665K	0.46%	0.01%	Not reported	Q3 2014
CKECCarmike Cinemas Inc	$626K	0.43%	0.08%	Not reported	Q2 2013
PFEPfizer Inc	$596K	0.41%	0.00%	Not reported	Q2 2013
TUMITumi Holdings, Inc.	$566K	0.39%	0.03%	New	Q1 2016
FURWinthrop Realty Liquidating Trust	$524K	0.36%	0.11%	Not reported	Q3 2014
CNCCentene Corp	$493K	0.34%	0.00%	New	Q1 2016
BXLTBaxalta Inc	$473K	0.33%	0.00%	Not reported	Q3 2015
BTIBritish American Tobacco p.l.c.	$443K	0.31%	Not reported	Not reported	Q1 2014
FROFrontline plc	$435K	0.30%	0.03%	Not reported	Q3 2015
TMToyota Motor Corp/	$425K	0.29%	0.00%	Not reported	Q1 2014
GLDSPDR Gold Trust	$424K	0.29%	0.00%	Not reported	Q2 2013
HPYHeartland Payment Systems Inc	$396K	0.27%	Not reported	New	Q1 2016
CMBTCmb.tech NV	$355K	0.24%	Not reported	New	Q1 2016
JPMJPMorgan Chase & Co	$355K	0.24%	0.00%	Not reported	Q1 2014
TGTTarget Corp	$330K	0.23%	0.00%	Not reported	Q3 2014
DBVTDBV Technologies S.A.	$326K	0.22%	Not reported	New	Q1 2016
KHCKraft Heinz Co	$314K	0.22%	0.00%	New	Q1 2016
VRXValeant Pharmaceuticals International	$274K	0.19%	0.01%	Not reported	Q3 2014
HUMHumana Inc	$268K	0.18%	0.00%	Not reported	Q3 2014
CENTACentral Garden & Pet Co	$261K	0.18%	Not reported	Not reported	Q4 2014
CRD.BCrawford & Co	$245K	0.17%	Not reported	Not reported	Q3 2014
YCSProShares Trust II	$230K	0.16%	Not reported	Not reported	Q2 2015
PEPPepsico Inc	$225K	0.16%	0.00%	Not reported	Q3 2014
LGFStarz Entertainment Corp	$219K	0.15%	Not reported	Not reported	Q2 2013
WWAVWHITEWAVE FOODS Co	$203K	0.14%	0.00%	Not reported	Q2 2015
SBACSba Communications Corp	$182K	0.13%	0.00%	Not reported	Q2 2013
ARGAirgas Inc	$175K	0.12%	0.00%	New	Q1 2016

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