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PROSPECT CAPITAL CORP hedge fund holdings

PSECNASDAQ
$1.93-0.07 (-3.50% today)

Every quarter, large institutional investment managers with over $100M in U.S.-listed assets under management disclose their U.S. equity holdings through 13F filings. Read together, those filings show which businesses professional capital is moving into and out of.

Price vs funds buying and selling

PSEC · close · 13FReported Aug 14, 2026

Price vs funds buying and selling data

Showing the 1Y range: Oct 6, 2025 to Oct 5, 2026. Price (-30.6%). 0 fund reports plotted in this window as 0 markers; nearby trades of the same kind are grouped.

Transactions plotted on the price chart
DateCategoryPersonRoleActionAmountChange in holding
Funds buying · new + increased
Funds selling · reduced + closed
Net buyers vs sellers
Buying = new + increased; selling = reduced + closed. Counts exclude position changes under 5% of the fund's holding last quarter.

Price and fund activity data

Quarterly 13F fund buying and selling activity
QuarterFunds buyingFunds sellingBoughtSoldFilersReported
Q2 20257871$59.7M$35M213Aug 14, 2025
Q3 20258171$60.4M$27.4M219Nov 14, 2025
Q4 20256996$38.8M$34.6M213Feb 14, 2026
Q1 20268466$66.7M$57.3M212May 15, 2026
Q2 20268265$34.7M$24.2M199Aug 14, 2026

Quarterly action breakdown

Q2 2026
199 filers
New position
23
$1.23M+532K sh
Increased
59
$33.5M+14.5M sh
Reduced
34
-$16.4M-7.11M sh
Out / sold
31
-$7.84M-3.39M sh
Last 4 quarters · free
Reported Aug 14, 2026
FundActionChange in dollarValue% of portfolioReported
Private Management Group IncAdded 51.71%+$16.2M$47.4M1.25%Jul 31, 2026
Van Eck Associates CorpAdded 32.74%+$5.52M$22.4M0.01%Aug 14, 2026
Independent Financial Group, LLCReduce 28.18%-$2.25M$5.74M0.11%Jul 15, 2026
SMH Capital Advisors IncSell 100%-$1.11M$00.00%Aug 13, 2026
Caxton Associates LLPAdded 343.78%+$1.06M$1.37M0.03%Aug 14, 2026
BI Asset Management Fondsmaeglerselskab A/SReduce 79.12%-$951K$251K0.00%Aug 10, 2026
LSV Asset ManagementReduce 52.68%-$652K$586K0.00%Aug 6, 2026
Clear Harbor Asset Management, LLCAdded 396.98%+$601K$752K0.05%Aug 12, 2026
Kingswood Wealth Advisors, LLCNew Buy+$527K$527K0.02%Jul 27, 2026
GatePass Capital, LLCAdded 83.22%+$455K$1M0.38%Jul 30, 2026
Tweedy, Browne Co LLCSell 100%-$422K$00.00%Aug 7, 2026
180 Wealth Advisors, LLCAdded 45.06%+$417K$1.34M0.13%Jul 7, 2026
GraniteShares Advisors LLCAdded 15.06%+$331K$2.53M1.63%Aug 4, 2026
DNB Asset Management ASReduce 28.93%-$268K$659K0.00%Aug 11, 2026
Virtus Investment Advisers, LLCAdded 26.83%+$209K$990K0.23%Aug 11, 2026
Naviter Wealth, LLCAdded 15.02%+$201K$1.54M0.14%Aug 7, 2026
Permanens Capital L.P.Sell 100%-$176K$00.00%Aug 14, 2026
Evergreen Capital Management LLCSell 100%-$175K$00.00%Jul 23, 2026
Axq Capital, LPSell 100%-$148K$00.00%Aug 6, 2026
CANADA LIFE ASSURANCE CoAdded 15.51%+$135K$1.01M0.00%Aug 13, 2026
TCFG Investment Advisors, LLCAdded 18.83%+$121K$763K0.26%Jul 17, 2026
RMR Wealth BuildersNew Buy+$104K$104K0.01%Jul 24, 2026
BFSG, LLCAdded 61.14%+$103K$271K0.02%Jul 20, 2026
Arkadios Wealth AdvisorsAdded 117.04%+$97.7K$181K0.00%Aug 10, 2026
Massar Capital Management, LPSell 100%-$70.7K$00.00%Aug 14, 2026
Retirement Planning Group, LLCNew Buy+$68.9K$68.9K0.00%Aug 5, 2026
Family Wealth Partners, LLCAdded 13.52%+$66.5K$558K0.17%Jul 10, 2026
Lido Advisors, LLCAdded 41.19%+$60.8K$208K0.00%Aug 7, 2026
Focus Partners Advisor Solutions, LLCAdded 11.58%+$55.1K$531K0.00%Aug 6, 2026
Kovack Advisors, Inc.Added 4.92%+$53.4K$1.14M0.05%Jul 29, 2026
Jain Global LLCNew Buy+$52.7K$52.7K0.00%Aug 14, 2026
Samalin Investment Counsel, LLCSell 100%-$51K$00.00%Jul 27, 2026
HUB Investment Partners, LLCSell 100%-$50.3K$00.00%Jul 31, 2026
Spartan Wealth Advisory Services LLCSell 100%-$49.6K$00.00%Aug 5, 2026
Guggenheim Capital LLCAdded 9.88%+$45.8K$510K0.00%Aug 12, 2026
CWA Asset Management Group, LLCNew Buy+$42.5K$42.5K0.00%Jul 14, 2026
Sculati Wealth Management, LLCSell 100%-$42.5K$00.00%Jul 21, 2026
GTS Securities LLCNew Buy+$40K$40K0.00%Aug 14, 2026
Oppenheimer & Co IncSell 100%-$38.2K$00.00%Aug 3, 2026
Concurrent Investment Advisors, LLCSell 100%-$34.8K$00.00%Jul 27, 2026
Brian Low Financial Group, LLCAdded 37.21%+$34.6K$128K0.07%Jul 28, 2026
Aigen Investment Management, LPSell 100%-$34.6K$00.00%Aug 14, 2026
Moneta Group Investment Advisors LLCSell 100%-$32K$00.00%Aug 14, 2026
Foundations Investment Advisors, LLCAdded 66.15%+$31.3K$78.7K0.00%Aug 14, 2026
Tyche Wealth Partners LLCNew Buy+$31K$31K0.00%Aug 6, 2026
Blair William & CoReduce 27.23%-$28.9K$77.2K0.00%Aug 11, 2026
Stratos Wealth Partners, LTD.Sell 100%-$28.3K$00.00%Aug 11, 2026
Blueshift Asset Management, LLCNew Buy+$25.5K$25.5K0.01%Aug 14, 2026
IMC-Chicago, LLCReduce 10.63%-$24.9K$209K0.00%Aug 6, 2026
Corsicana & Co.New Buy+$23.1K$23.1K0.01%Jul 24, 2026
Garner Asset Management CorpReduce 26.08%-$22.6K$64K0.02%Aug 7, 2026
Axiom Investment Management LLCSell 100%-$16.7K$00.00%Jul 31, 2026
Denali Advisors LLCReduce 8.29%-$16.2K$179K0.02%Aug 10, 2026
Commonwealth Retirement Investments LLCNew Buy+$13.4K$13.4K0.00%Aug 3, 2026
Kestra Private Wealth Services, LLCReduce 2.81%-$13K$450K0.00%Jul 28, 2026
Mayport, LLCReduce 26.74%-$12.7K$34.8K0.01%Aug 7, 2026
Philadelphia Trust CoReduce 30.43%-$12.3K$28K0.00%Aug 10, 2026
Claro Advisors Inc.Reduce 2.38%-$10.9K$445K0.05%Jul 30, 2026
Barrett & Company, Inc.Reduce 10.92%-$9.67K$78.9K0.02%Jul 24, 2026
Inspire Advisors, LLCAdded 27.07%+$9.56K$44.9K0.00%Aug 13, 2026
Legacy Wealth Managment, LLCSell 100%-$9.5K$00.00%Aug 13, 2026
IFG Advisory, LLCNew Buy+$9.24K$9.24K0.00%Aug 14, 2026
Cresset Asset Management, LLCAdded 5.65%+$9.02K$169K0.00%Aug 14, 2026
Ethos Financial Group, LLCReduce 8.29%-$7.75K$85.7K0.01%Aug 7, 2026
Tactive Advisors, LLCAdded 0.54%+$7.2K$1.35M0.33%Jul 9, 2026
Concorde Asset Management, LLCReduce 0.71%-$6K$838K0.48%Aug 18, 2026
Huntington National BankAdded 5.33%+$5.32K$105K0.00%Aug 13, 2026
Significant Wealth Partners LLCAdded 14.34%+$5.14K$41K0.04%Jul 14, 2026
Modern Wealth Management, LLCReduce 13.48%-$5.11K$32.8K0.00%Aug 14, 2026
Strategies Wealth Advisors, LLCAdded 5.65%+$5.02K$93.9K0.01%Aug 14, 2026
MML Investors Services, LLCAdded 16.11%+$4.72K$34K0.00%Aug 7, 2026
Nomura Asset Management Co LtdReduce 15.78%-$4.6K$24.5K0.00%Aug 13, 2026
North Star Investment Management Corp.Added 92.03%+$4.43K$9.24K0.00%Jul 28, 2026
SHP Wealth ManagementNew Buy+$3.7K$3.7K0.00%Aug 11, 2026
Spire Wealth ManagementAdded 1.55%+$3.67K$241K0.01%Jul 15, 2026
Bessemer Group IncAdded 3.87%+$3.58K$96K0.00%Aug 12, 2026
Institute for Wealth Management, LLC.New Buy+$3.29K$3.29K0.00%Jul 28, 2026
Great Valley Advisor Group, Inc.Added 5.64%+$3.12K$58.5K0.00%Aug 10, 2026
Ameriflex Group, Inc.Reduce 12.21%-$2.77K$19.9K0.01%Aug 14, 2026
Kingsview Wealth Management, LLCAdded 5.65%+$2.59K$48.5K0.00%Aug 19, 2026
Prospera Financial Services IncAdded 1.90%+$2.55K$137K0.00%Jul 15, 2026
Independent Advisor AllianceReduce 9.51%-$2.5K$23.8K0.00%Aug 12, 2026
Next Level Private LLCAdded 4.51%+$2.2K$50.8K0.01%Jul 9, 2026
Wealthfront Advisers LLCAdded 1.81%+$2.17K$122K0.00%Aug 7, 2026
Quarry LPNew Buy+$1.99K$1.99K0.00%Aug 14, 2026
Level Four Advisory Services, LLCAdded 4.68%+$1.97K$44K0.00%Aug 10, 2026
RMG Wealth Management LLCNew Buy+$1.91K$1.91K0.00%Aug 13, 2026
World Investment AdvisorsReduce 2.82%-$1.82K$62.6K0.00%Aug 14, 2026
Navalign, LLCAdded 6.48%+$1.73K$28.4K0.01%Jul 28, 2026
Arta Finance Wealth Management LLCAdded 2.46%+$1.53K$63.8K0.03%Aug 13, 2026
Apella Capital, LLCReduce 2.86%-$1.52K$51.8K0.00%Jul 8, 2026
Garden State Investment Advisory Services LLCAdded 1.11%+$1.5K$136K0.02%Aug 11, 2026
PFG Investments, LLCAdded 3.36%+$1.45K$44.5K0.00%Jul 23, 2026
West Branch Capital LLCAdded 52.09%+$1.3K$3.78K0.00%Jul 10, 2026
Cape Investment Advisory, Inc.New Buy+$1.29K$1.29K0.00%Jul 23, 2026
Silver Grove Financial Group, Inc.New Buy+$1.13K$1.13K0.00%Aug 13, 2026
Sound Income Strategies, LLCSell 100%-$1.05K$00.00%Jul 20, 2026
Silverlake Wealth Management LLCAdded 2.44%+$873$36.6K0.01%Aug 6, 2026
Avion WealthAdded 5.33%+$608$12K0.00%Jul 31, 2026
Lanark Financial, Inc.Sell 100%-$522$00.00%Jul 21, 2026

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