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Hercules Capital, Inc. hedge fund holdings

HTGCNYSE
$16.74-0.20 (-1.18%)as of Oct 2, 2026

Every quarter, large institutional investment managers with over $100M in U.S.-listed assets under management disclose their U.S. equity holdings through 13F filings. Read together, those filings show which businesses professional capital is moving into and out of.

Price vs funds buying and selling

HTGC · close · 13FReported Aug 14, 2026

Price vs funds buying and selling data

Showing the 1Y range: Oct 2, 2025 to Oct 2, 2026. Price (-10.7%). 0 fund reports plotted in this window as 0 markers; nearby trades of the same kind are grouped.

Transactions plotted on the price chart
DateCategoryPersonRoleActionAmountChange in holding
Funds buying · new + increased
Funds selling · reduced + closed
Net buyers vs sellers
Buying = new + increased; selling = reduced + closed. Counts exclude position changes under 5% of the fund's holding last quarter.

Price and fund activity data

Quarterly 13F fund buying and selling activity
QuarterFunds buyingFunds sellingBoughtSoldFilersReported
Q2 202511085$172M$52.1M307Aug 14, 2025
Q3 202510192$112M$110M329Nov 14, 2025
Q4 202511387$114M$72.5M336Feb 14, 2026
Q1 2026122107$136M$128M333May 15, 2026
Q2 2026108107$105M$93.5M312Aug 14, 2026

Quarterly action breakdown

Q2 2026
312 filers
New position
27
$9.86M+625K sh
Increased
81
$94.7M+6.01M sh
Reduced
69
-$83M-5.26M sh
Out / sold
38
-$10.5M-667K sh
Last 4 quarters · free
Reported Aug 14, 2026
FundActionChange in dollarValue% of portfolioReported
Van Eck Associates CorpAdded 22.56%+$11.3M$61.2M0.04%Aug 14, 2026
Sound Income Strategies, LLCAdded 8.44%+$4.5M$57.8M2.60%Jul 20, 2026
Voloridge Investment Management, LLCReduce 92.73%-$4.4M$345K0.00%Aug 14, 2026
Melia Wealth LLCReduce 30.74%-$3.88M$8.73M5.03%Aug 17, 2026
Ilex Capital Partners (UK) LLPNew Buy+$2.3M$2.3M0.05%Aug 14, 2026
Border to Coast Pensions Partnership LtdAdded 26.32%+$1.97M$9.45M0.14%Jul 27, 2026
Elemental Capital Partners LLCNew Buy+$1.9M$1.9M0.40%Jul 28, 2026
Tectonic Advisors LLCAdded 12.69%+$1.79M$15.9M0.76%Jul 15, 2026
Lansforsakringar Fondforvaltning AB (publ)Sell 100%-$1.58M$00.00%Aug 13, 2026
Summit Financial, LLCAdded 200.91%+$1.28M$1.91M0.02%Aug 12, 2026
Jefferies Financial Group Inc.Reduce 81.69%-$1.19M$266K0.00%Aug 17, 2026
Abundance Wealth CounselorsAdded 105.79%+$1.04M$2.02M0.13%Jul 23, 2026
Advisors Capital Management, LLCAdded 7.40%+$999K$14.5M0.15%Aug 11, 2026
DNB Asset Management ASSell 100%-$883K$00.00%Aug 11, 2026
Independent Financial Group, LLCAdded 65.33%+$869K$2.2M0.04%Jul 15, 2026
Campbell & CO Investment Adviser LLCSell 100%-$759K$00.00%Aug 3, 2026
Resolute Capital, LLCAdded 61.09%+$740K$1.95M0.67%Jul 29, 2026
Autumn Glory Partners, LLCSell 100%-$665K$00.00%Aug 3, 2026
Fieldview Capital Management, LLCSell 100%-$597K$00.00%Aug 14, 2026
&PartnersAdded 41.33%+$501K$1.71M0.01%Aug 14, 2026
Gilman Hill Asset Management, LLCAdded 4.67%+$455K$10.2M1.40%Jul 9, 2026
FJ Capital Management LLCReduce 10.31%-$451K$3.93M0.51%Aug 14, 2026
Golden State Wealth Management, LLCReduce 51.64%-$450K$421K0.04%Jul 22, 2026
Arkadios Wealth AdvisorsReduce 41.48%-$423K$597K0.01%Aug 10, 2026
CANADA LIFE ASSURANCE CoAdded 14.57%+$423K$3.33M0.01%Aug 13, 2026
Quantinno Capital Management LPNew Buy+$412K$412K0.00%Aug 13, 2026
Caxton Associates LLPSell 100%-$405K$00.00%Aug 14, 2026
Whipplewood Advisors, LLCAdded 41.35%+$385K$1.32M0.89%Jul 27, 2026
S&T BankReduce 22.71%-$381K$1.3M0.39%Aug 12, 2026
MQS Management LLCReduce 64.90%-$333K$180K0.22%Aug 7, 2026
Hennion & Walsh Asset Management, Inc.Added 161.30%+$328K$532K0.02%Jul 8, 2026
Triad Investment ManagementAdded 19.55%+$322K$1.97M2.17%Jul 21, 2026
NatixisReduce 17.15%-$321K$1.55M0.01%Aug 13, 2026
Closed-End Fund Advisors, Inc.Added 64.83%+$305K$776K0.76%Jul 27, 2026
CMH Wealth Management LLCReduce 28.95%-$297K$730K0.11%Jul 9, 2026
SMH Capital Advisors IncAdded 44.81%+$290K$938K3.68%Aug 13, 2026
First National Trust CoSell 100%-$290K$00.00%Jul 30, 2026
Empowered Funds, LLCReduce 44.05%-$275K$350K0.00%Aug 17, 2026
North Star Investment Management Corp.Reduce 35.48%-$275K$499K0.03%Jul 28, 2026
Wealth Architects, LLCAdded 155.77%+$264K$433K0.03%Jul 23, 2026
Mission Hills Financial Advisory, LLCNew Buy+$255K$255K0.11%Aug 14, 2026
Calton & Associates, Inc.Sell 100%-$250K$00.00%Aug 10, 2026
Left Brain Wealth Management, LLCAdded 148.61%+$239K$400K0.12%Jul 30, 2026
Great Valley Advisor Group, Inc.Sell 100%-$231K$00.00%Aug 10, 2026
Penbrook Management LLCAdded 95.13%+$226K$463K0.30%Jul 23, 2026
Allie Family Office LLCSell 100%-$222K$00.00%Aug 13, 2026
Fiduciary Alliance LLCNew Buy+$221K$221K0.02%Jul 20, 2026
Denali Advisors LLCReduce 6.11%-$216K$3.32M0.33%Aug 10, 2026
Vestmark Advisory Solutions, Inc.New Buy+$214K$214K0.00%Aug 14, 2026
United Capital Financial Advisors, LLCSell 100%-$214K$00.00%Aug 17, 2026
MML Investors Services, LLCAdded 56.93%+$213K$588K0.00%Aug 7, 2026
Annex Advisory Services, LLCSell 100%-$207K$00.00%Jul 10, 2026
IMC-Chicago, LLCReduce 20.01%-$201K$804K0.00%Aug 6, 2026
D.A. Davidson & Co.Added 3.86%+$197K$5.3M0.03%Jul 24, 2026
Secure Asset Management, LLCAdded 18.76%+$194K$1.23M0.17%Jul 15, 2026
Cordoba Advisory Partners LLCAdded 20.72%+$192K$1.12M0.24%Jul 21, 2026
Avior Wealth Management, LLCSell 100%-$189K$00.00%Jul 7, 2026
J.M. Arbour, LLCAdded 35.56%+$189K$719K0.62%Aug 14, 2026
Wealthfront Advisers LLCSell 100%-$183K$00.00%Aug 7, 2026
Aigen Investment Management, LPSell 100%-$179K$00.00%Aug 14, 2026
Choreo, LLCSell 100%-$177K$00.00%Aug 4, 2026
Global Endowment Management, LPSell 100%-$177K$00.00%Aug 14, 2026
Foundations Investment Advisors, LLCReduce 22.82%-$175K$591K0.01%Aug 14, 2026
Lido Advisors, LLCAdded 14.06%+$172K$1.39M0.00%Aug 7, 2026
Caprock Group, LLCSell 100%-$170K$00.00%Jul 27, 2026
Triumph Capital ManagementAdded 12.85%+$166K$1.46M0.26%Jul 21, 2026
ARGA Investment Management, LPSell 100%-$166K$00.00%Jul 31, 2026
Legacy Capital Wealth Partners, LLCAdded 10.39%+$161K$1.71M0.33%Aug 12, 2026
FAS Wealth Partners, Inc.Added 5.62%+$160K$3.01M0.16%Jul 29, 2026
Bridgefront Capital, LLCSell 100%-$158K$00.00%Aug 14, 2026
Principal Securities, Inc.Sell 100%-$156K$00.00%Aug 4, 2026
Brookstone Capital ManagementSell 100%-$153K$00.00%Jul 15, 2026
Virtus Investment Advisers, LLCReduce 26.20%-$143K$403K0.09%Aug 11, 2026
Palogic Value Management, L.P.Added 23.79%+$130K$679K0.22%Aug 14, 2026
1620 Investment Advisors, Inc.Reduce 23.76%-$116K$373K0.23%Jul 14, 2026
Naviter Wealth, LLCAdded 3.43%+$114K$3.43M0.31%Aug 7, 2026
Madison Park Capital Advisors, LLCReduce 24.72%-$111K$337K0.24%Jul 7, 2026
Muzinich & Co., Inc.Added 0.51%+$109K$21.4M7.31%Jul 27, 2026
Annis Gardner Whiting Capital Advisors, LLCSell 100%-$105K$00.00%Aug 10, 2026
RMR Wealth BuildersAdded 33.27%+$103K$411K0.03%Jul 24, 2026
Truvestments Capital LLCReduce 6.83%-$101K$1.38M0.20%Aug 12, 2026
SHP Wealth ManagementNew Buy+$95.3K$95.3K0.01%Aug 11, 2026
Prime Capital Investment Advisors, LLCReduce 27.58%-$89.9K$236K0.00%Aug 5, 2026
IFG Advisory, LLCAdded 274.75%+$86.7K$118K0.00%Aug 14, 2026
Kovack Advisors, Inc.Added 10.00%+$86.4K$950K0.05%Jul 29, 2026
Sharpepoint LLCAdded 3.76%+$84.5K$2.33M1.17%Jul 29, 2026
Pasadena Private Wealth, LLCAdded 22.93%+$78.9K$423K0.05%Aug 11, 2026
Inspire Advisors, LLCAdded 27.55%+$70.2K$325K0.02%Aug 13, 2026
Cornerstone Wealth Management, LLCReduce 23.31%-$68.5K$225K0.01%Jul 22, 2026
Stratos Wealth Partners, LTD.Added 20.30%+$67.6K$401K0.00%Aug 11, 2026
Mather Group, LLC.Reduce 3.81%-$65.6K$1.65M0.01%Jul 27, 2026
Waterloo Capital, L.P.Added 2.22%+$65.5K$3.01M0.17%Jul 29, 2026
Bayforest Capital LtdSell 100%-$65.2K$00.00%Aug 5, 2026
Intrua Financial, LLCAdded 27.95%+$64.3K$294K0.03%Jul 24, 2026
Evergreen Capital Management LLCReduce 15.82%-$63.7K$339K0.01%Jul 23, 2026
Nations Financial Group Inc, /Ia/Added 4.23%+$63K$1.56M0.07%Jul 23, 2026
Accel Wealth ManagementAdded 9.50%+$59.5K$686K0.15%Jul 10, 2026
Guggenheim Capital LLCAdded 10.12%+$59.2K$645K0.00%Aug 12, 2026
Concurrent Investment Advisors, LLCReduce 15.29%-$57.5K$318K0.00%Jul 27, 2026
Bogart Wealth, LLCNew Buy+$55.2K$55.2K0.00%Jul 24, 2026

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